Securitize Receives Approval to Enable Custody and Atomic Settlement for Tokenized Securities
Rhea-AI Summary
Securitize (NASDAQ: CEPT) received FINRA approval on May 4, 2026 to expand broker-dealer activities through Securitize Markets, enabling custody of tokenized securities within a regular broker-dealer.
This approval permits custody, atomic onchain settlement between tokenized securities and stablecoins, and underwriter/selling-group participation for initial and secondary tokenized offerings.
Positive
- First broker-dealer approval to custody tokenized securities
- Enables atomic onchain settlement between securities and stablecoins
- Permitted to act as underwriter and selling-group participant
- Consolidates custody and execution within a broker-dealer framework
Negative
- None.
News Market Reaction – CEPT
On the day this news was published, CEPT gained 1.87%, reflecting a mild positive market reaction.
Data tracked by StockTitan Argus on the day of publication.
Market Reality Check
Peers on Argus
CEPT is modestly higher while blank-check peers are mostly flat to down; only VACH appeared in momentum scanners with a ~5.03% move up and no news, supporting a stock-specific reaction rather than a sector-wide move.
Historical Context
| Date | Event | Sentiment | Move | Catalyst |
|---|---|---|---|---|
| Apr 29 | Tokenization partnership | Positive | +3.6% | Agreement with Computershare to enable issuer-sponsored tokenized shares for U.S. issuers. |
| Apr 22 | Infrastructure partnership | Positive | +1.9% | Securitize Fund Services and Upshift partner to deliver institutional-grade reporting for onchain vaults. |
| Apr 21 | Board appointment | Positive | +0.0% | Appointment of Sunil Sabharwal to Securitize’s Board to support tokenization strategy. |
| Apr 09 | Executive hire | Positive | +0.0% | Former SEC Trading and Markets Director Brett Redfearn named President and director. |
| Apr 08 | Tokenization launch | Positive | +0.2% | Currenc Group ordinary shares tokenized on Ethereum and Solana via Securitize platform. |
Recent Securitize-related announcements about partnerships and governance have generally seen small positive or flat price moves, suggesting incremental but constructive reception to execution on the tokenization strategy.
Over the past month, CEPT-linked news has focused on Securitize’s build-out of regulated tokenization infrastructure and governance. On Apr 8, tokenization of Currenc Group shares drew a small gain. Subsequent management additions on Apr 9 and Apr 21 saw flat reactions. Partnership and infrastructure news on Apr 22 and Apr 29 produced modest gains of 1.9% and 3.62%. Today’s FINRA-approved custody and atomic settlement capabilities extend this same theme of deepening onchain market infrastructure.
Market Pulse Summary
This announcement highlights FINRA-approved expansion of Securitize’s broker‑dealer to custody tokenized securities and support atomic settlement, extending its onchain IPO and trading infrastructure. Recent history shows a series of related milestones, from tokenizing public shares to institutional reporting partnerships and governance additions, with modestly positive price reactions up to 3.62%. Investors may focus on execution of these new capabilities, integration across the platform, and progress toward the proposed SECZ listing and closing conditions.
Key Terms
finra regulatory
broker-dealer financial
continuing membership application regulatory
atomic swaps technical
stablecoins financial
underwriter financial
ipo financial
ats financial
AI-generated analysis. Not financial advice.
Becomes the First to Offer Full Stack Onchain IPO Infrastructure
The expanded approval was just granted through FINRA's Continuing Membership Application (CMA) process, which is required for broker-dealers to introduce new business lines or material capabilities. Through this process, Securitize Markets is now the first company to be approved to custody tokenized securities in a regular broker-dealer, enabling it to facilitate atomic swaps and clear and settle transactions between tokenized securities and stablecoins onchain. The approval also permits Securitize Markets to be an underwriter and selling group participant for both initial and secondary tokenized securities offerings.
This milestone represents a major advancement for regulated digital asset markets, unlocking real-time, onchain settlement within a fully regulated broker-dealer framework and enhances Securitize's trading and distribution capabilities for tokenized securities.
Historically, these transactions required a multi-step, operationally complex process across separate accounts and intermediaries. By bringing custody and execution into the broker-dealer, Securitize can now enable these exchanges to occur in a single, seamless transaction, significantly reducing friction and settlement risk.
"Bringing custody of tokenized securities into the broker-dealer is a foundational unlock," said Carlos Domingo, Co-Founder and CEO of Securitize. "It allows us to facilitate atomic settlement transactions between securities and cash equivalents within our broker-dealer ATS, eliminating the need for fragmented processes and enabling markets to operate with the speed and efficiency of blockchain infrastructure within a regulated environment."
Brett Redfearn, President of Securitize, added, "The underwriting and selling group approvals greatly enhance our capabilities to assist tokenizing securities during the IPO process. The case for new and existing publicly traded companies to tokenize stock continues to get more compelling. We're excited about what comes next."
To learn more about how Securitize is enabling the next generation of onchain capital markets, and the expanded opportunity for companies to issue equity onchain visit: https://securitize.io/investments/stocks
About Securitize
Securitize, the world's leader in tokenizing real-world assets with
For more information, please visit:
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Background Information on Securitize's Business Combination
On October 28, 2025, Securitize, Inc. ("Securitize") and Cantor Equity Partners II, Inc. (Nasdaq: CEPT) ("CEPT"), a special purpose acquisition company sponsored by an affiliate of Cantor Fitzgerald, announced that they entered into a definitive business combination agreement for a proposed business combination (the "Proposed Business Combination"). Upon closing of the Proposed Business Combination, the combined company, Securitize Holdings, Inc. ("Pubco"), is expected to become publicly listed on NYSE or Nasdaq under the ticker symbol "SECZ".
The Proposed Business Combination is expected to be completed in the first half of 2026, subject to regulatory approvals, approval by CEPT's shareholders, and other customary closing conditions. Additional information about the Proposed Business Combination, including a copy of the business combination agreement, is available in the Current Report on Form 8-K filed by CEPT, and in the registration statement on Form S-4 filed by Securitize and Pubco with the
Forward-Looking Statements
This press release contains certain forward-looking statements within the meaning of the
Forward-looking statements generally are identified by the words "believe," "project," "expect," "anticipate," "estimate," "intend," "strategy," "future," "opportunity," "potential," "plan," "may," "should," "will," "would," "will be," "will continue," "will likely result," and similar expressions. These statements are based on management's current expectations and assumptions and are subject to risks and uncertainties.
Many factors could cause actual results to differ materially from those described in these forward-looking statements, including, but not limited to: the risk that the Proposed Business Combination may not be completed in a timely manner or at all; the failure to satisfy closing conditions, including CEPT shareholder approval; the level of redemptions by CEPT's public shareholders; the ability of Pubco to meet the requisite NYSE or Nasdaq listing standards; regulatory developments relating to digital assets and tokenization; market volatility; competition; and those risks factors described in the filings of Securitize, CEPT and/or Pubco with the SEC.
Forward-looking statements speak only as of the date they are made. None of Securitize, CEPT or Pubco undertakes any obligation to update or revise any forward-looking statements, except as required by law.
Important Information and Where to Find It
In connection with the Proposed Business Combination, Securitize and Pubco have filed a registration statement on Form S-4 (the "Registration Statement") with the SEC, which includes a preliminary prospectus with respect to the securities to be issued in connection with the Proposed Business Combination and a preliminary proxy statement with respect to the shareholder meeting of CEPT to vote on the Proposed Business Combination. After the Registration Statement has been declared effective, CEPT will mail a definitive proxy statement to its shareholders as of the record date established for voting on the Proposed Business Combination. CEPT shareholders and other interested persons are urged to read the Registration Statement, including the preliminary proxy statement/prospectus contained therein and any amendments thereto, and, when available, the definitive proxy statement/prospectus, along with other documents filed with the SEC by Securitize, CEPT and/or Pubco, because these documents contain important information about Securitize, CEPT, Pubco and the Proposed Business Combination. Copies of these documents may be obtained free of charge at the SEC's website at www.sec.gov.
NEITHER THE SEC NOR ANY STATE SECURITIES REGULATORY AGENCY HAS APPROVED OR DISAPPROVED THE TRANSACTIONS DESCRIBED IN THIS DOCUMENT, PASSED UPON THE MERITS OR FAIRNESS OF THE PROPOSED BUSINESS COMBINATION OR RELATED TRANSACTIONS OR PASSED UPON THE ADEQUACY OR ACCURACY OF THE DISCLOSURE IN THIS DOCUMENT. ANY REPRESENTATION TO THE CONTRARY CONSTITUTES A CRIMINAL OFFENSE.
Participants in the Solicitation
Securitize, CEPT, Pubco and their respective directors, executive officers and certain other members of management and employees may be deemed under SEC rules to be participants in the solicitation of proxies from CEPT's shareholders in connection with the Proposed Business Combination. Information regarding the names and interests of such persons is, or will be, contained in the filings of Securitize, CEPT and/or Pubco with the SEC, including the Registration Statement and the proxy statement/prospectus.
No Offer or Solicitation
This press release is for informational purposes only and does not constitute a proxy statement or the solicitation of a proxy, consent or authorization with respect to any securities or in respect of the Proposed Business Combination, nor shall it constitute an offer to sell or a solicitation of an offer to buy any securities. No offer of securities shall be made except by means of a prospectus meeting the requirements of the Securities Act of 1933, as amended, or an exemption therefrom.
Securitize Media Contact:
Tom Murphy
Tom.murphy@securitize.io
Investor Relations
investor.relations@securitize.io
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SOURCE Securitize