Cemtrex, Inc. Announces $4 Million Registered Direct Offering

Rhea-AI Summary

Cemtrex (NASDAQ: CETX) entered a definitive agreement for a registered direct offering to sell approximately 1,469,507 shares and/or pre-funded warrants to a single institutional investor at $2.722 per share, with gross proceeds expected to be $4.0 million. The transaction is expected to close on or about January 9, 2025, subject to customary closing conditions. Net proceeds are expected to be used for general corporate purposes, including working capital and potential acquisitions. The offering is being made under an effective Form S-3 registration statement (No. 333-283995) declared effective on February 3, 2025. A final prospectus supplement and accompanying prospectus will be filed with the SEC.

Positive

• Raised approximately $4.0 million in gross proceeds
• Definitive agreement with a single institutional investor provides committed funding

Negative

• Issuance of ~1,469,507 shares and/or pre-funded warrants may dilute existing shareholders
• Use of proceeds unspecified beyond general corporate purposes, leaving strategic impact uncertain

Key Figures

Gross proceeds: $4 million Purchase price: $2.722 per share Shares / pre-funded warrants: Approximately 1,469,507 +2 more

5 metrics

Gross proceeds $4 million Registered direct offering announced Jan 9, 2026

Purchase price $2.722 per share Offering price to single institutional investor

Shares / pre-funded warrants Approximately 1,469,507 Shares and/or pre-funded warrants to be sold

Form S-3 number No. 333-283995 Effective shelf registration statement referenced for this offering

Effective date February 3, 2025 Date Form S-3 was declared effective by SEC (per release)

Market Reality Check

Price: $0.2390 Vol: Volume 1,863,882 vs 20-da...

low vol

$0.2390 Last Close

Volume Volume 1,863,882 vs 20-day average 9,350,190 (relative volume 0.2x) ahead of this offering news. low

Technical Price 2.9 is trading below 200-day MA at 13.19, reflecting a longer-term downtrend.

Peers on Argus

CETX was up 9.85% while momentum data flagged peer BNAI moving down about 8.7%. ...

1 Down

CETX was up 9.85% while momentum data flagged peer BNAI moving down about 8.7%. No other peers showed aligned upside, pointing to stock-specific drivers rather than a sector rotation.

Historical Context

5 past events · Latest: Jan 08 (Positive)

Pattern 5 events

Date	Event	Sentiment	Move	Catalyst
Jan 08	Acquisition completion	Positive	+9.8%	Closed Invocon acquisition and launched Aerospace & Defense segment.
Dec 30	Equity offering	Negative	+41.2%	Announced $2.0M registered direct offering at $2.25 per share.
Dec 29	Earnings results	Positive	-7.5%	Reported FY 2025 revenue growth and return to operating profit.
Dec 23	Equity offering	Negative	-18.5%	Announced $2.0M registered direct offering at $2.50 per share.
Dec 11	Equity offering	Negative	-15.5%	Entered $2.0M registered direct offering at $3.00 per share.

Pattern Detected

Recent news shows mixed reactions: positive acquisitions and several offerings, with offerings sometimes sold off and sometimes sharply bid up.

Recent Company History

Over the last month, Cemtrex reported FY 2025 results, returning to operating profit on $76.5M revenue and reducing debt by about $7.8M. It then executed multiple registered direct offerings of $2.0M each on Dec 11, Dec 23, and Dec 30, 2025, generally for working capital and acquisitions. On Jan 8, 2026, it completed the Invocon acquisition, adding an Aerospace & Defense segment with average annual revenue of about $7.4M. Today’s larger $4M offering continues this capital-raise plus M&A pattern.

Market Pulse Summary

This announcement details a $4M registered direct offering at $2.722 per share for about 1,469,507 s...

Analysis

This announcement details a $4M registered direct offering at $2.722 per share for about 1,469,507 shares and/or pre-funded warrants to a single institutional investor. Proceeds are earmarked for general corporate purposes, including working capital and acquisitions. It follows multiple recent offerings and the Invocon acquisition, so investors may watch how additional capital is deployed and how frequently new equity financings occur relative to operating progress.

Key Terms

registered direct offering, pre funded warrants, shelf registration statement, form s-3, +1 more

5 terms

registered direct offering financial

"today announced that it has entered into a definitive agreement for the purchase"

A registered direct offering is a way for a company to sell new shares of its stock directly to select investors with regulatory approval. This method allows the company to raise funds quickly and efficiently without needing a public auction, similar to offering exclusive access to a limited number of buyers. For investors, it often provides an opportunity to purchase shares at a favorable price, while giving the company immediate access to capital.

pre funded warrants financial

"approximately 1,469,507 shares and / or pre funded warrants with a single"

A pre-funded warrant is a financial instrument that lets an investor effectively buy a share now by paying almost the full price up front and leaving a tiny remaining payment to formally convert the warrant into the actual share later. It matters to investors because it behaves like an almost-immediate share purchase—affecting ownership percentage, voting power and potential dilution—while offering flexibility around timing and regulatory or market constraints, like holding a key in reserve after paying a deposit.

shelf registration statement regulatory

"offering is being made pursuant to an effective shelf registration statement on"

A shelf registration statement is a document a company files with regulators that allows it to sell shares or bonds quickly when it’s a good time to raise money. It’s like having a pre-approved plan ready so the company can act fast without going through lengthy paperwork each time they want to sell, making fundraising more flexible.

form s-3 regulatory

"effective shelf registration statement on Form S-3 (No. 333-283995) previously"

Form S-3 is a legal document companies use to register their stock sales with the government, making it easier and faster for them to raise money by selling shares to investors. It’s like having a pre-approved shopping list that lets a company quickly sell new shares when they need funds, without going through a lengthy approval process each time.

prospectus supplement regulatory

"A final prospectus supplement and accompanying prospectus describing the terms"

A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.

AI-generated analysis. Not financial advice.

Hauppauge, NY, Jan. 09, 2026 (GLOBE NEWSWIRE) --  Cemtrex, Inc. (NASDAQ: CETX) (the “Company”), an advanced security technology and industrial services company, today announced that it has entered into a definitive agreement for the purchase of approximately 1,469,507 shares and / or pre funded warrants with a single institutional investor, at a purchase price of $2.722 per share, with gross proceeds to the Company expected to be $4 million to the Company.

The transaction is expected to close on or about January 9, 2025, subject to the satisfaction of customary closing conditions. The Company expects to use the net proceeds from the offering, for general corporate purposes, including working capital and potential acquisitions.

The offering is being made pursuant to an effective shelf registration statement on Form S-3 (No. 333-283995) previously filed with the U.S. Securities and Exchange Commission (SEC) and declared effective by the SEC on February 3, 2025. A final prospectus supplement and accompanying prospectus describing the terms of the proposed offering will be filed with the SEC and will be available on the SEC’s website located at www.sec.gov.

Interested parties should read in their entirety the prospectus supplement and the accompanying prospectus and the other documents that the Company has filed with the SEC that are incorporated by reference in such prospectus supplement and the accompanying prospectus, which provide more information about the Company and such offering.

This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

About Cemtrex, Inc.

Cemtrex, Inc. (Nasdaq: CETX) is a diversified industrial and technology company operating across the Security, Industrial, and Aerospace & Defense sectors. The Company’s Security segment, led by Vicon Industries, provides advanced video management software, high-performance security cameras, and integrated surveillance solutions for enterprise, government, and critical infrastructure customers. Its Industrial segment, through Advanced Industrial Services (AIS), delivers specialized rigging, millwrighting, process piping, and equipment installation services to manufacturers nationwide. Cemtrex’s Aerospace & Defense segment, anchored by Invocon, provides mission-critical engineering, instrumentation, and sensing solutions supporting aerospace, defense, and space-based programs. With a focus on disciplined execution and strategic growth, Cemtrex is committed to building durable businesses that enhance safety, reliability, and long-term value for its customers and shareholders.For more information visit www.cemtrex.com.

Forward-Looking Statements

The foregoing material may contain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, each as amended. Forward-looking statements include all statements that do not relate solely to historical or current facts, including without limitation statements regarding the Company’s product development and business prospects, and can be identified by the use of words such as “may,” “will,” “expect,” “project,” “estimate,” “anticipate,” “plan,” “believe,” “potential,” “should,” “continue” or the negative versions of those words or other comparable words. Forward-looking statements are not guarantees of future actions or performance. These forward-looking statements are based on information currently available to the Company and its current plans or expectations and are subject to a number of risks and uncertainties that could significantly affect current plans. Should one or more of these risks or uncertainties materialize, or the underlying assumptions prove incorrect, actual results may differ significantly from those anticipated, believed, estimated, expected, intended, or planned. Although the Company believes that the expectations reflected in the forward-looking statements are reasonable, the Company cannot guarantee future results, performance, or achievements. Except as required by applicable law, including the security laws of the United States, the Company does not intend to update any of the forward-looking statements to conform these statements to actual results.

Investor Relations

investors@cemtrex.com

Investor Relations

investors@cemtrex.com

FAQ

What is the size and price of the Cemtrex (CETX) registered direct offering on January 9, 2026?

The offering is for approximately 1,469,507 shares and/or pre-funded warrants at $2.722 per share, targeting $4.0 million in gross proceeds.

When is the Cemtrex (CETX) registered direct offering expected to close?

The transaction is expected to close on or about January 9, 2025, subject to customary closing conditions.

How does Cemtrex (CETX) plan to use the net proceeds from the offering?

Net proceeds are expected to be used for general corporate purposes, including working capital and potential acquisitions.

Under what registration is the Cemtrex (CETX) offering being made?

The offering is made pursuant to an effective Form S-3 registration (No. 333-283995) declared effective on February 3, 2025.

Will Cemtrex (CETX) file more documents with the SEC about the offering?

Yes. A final prospectus supplement and accompanying prospectus describing the offering terms will be filed with the SEC and available on www.sec.gov.

Does the Cemtrex (CETX) press release constitute an offer to sell securities?

No. The press release states it is not an offer or solicitation to sell securities where such an offer would be unlawful prior to registration or qualification.