Innventure Announces Establishment of At-the-Market Equity Program and Discontinuation of SEPA

Any equity sales remain discretionary, with an independent Board committee establishing and monitoring the parameters.

Rhea-AI Summary

Innventure (INV) established an at-the-market equity program allowing up to $60 million in common-stock sales and discontinued use of its SEPA.

The program permits share sales into the market, but Innventure is under no obligation to sell shares. Any sales are expected over an extended period, at the company's discretion, under parameters established and monitored by an independent and disinterested Board committee. The discontinued standby equity purchase agreement was entered into with YA II PN in October 2023.

Innventure intends to use the program to support operations and Accelsius's ongoing development, considering market conditions, capital needs and shareholder interests. The company also reported a reduction in parent-company costs.

3 points · 1 major

MixediHow this balance works

How this balance works

Rhea-AI gives every point it takes from this document a weight. Minor counts 1, Moderate 3 and Major 9, so one Major point outweighs several Minor ones. The bar adds up the weights on each side, and when neither side holds more than 65% of the total the balance reads Mixed.

It reads the document as published, with the same rules for every company, and it does not look at what the market expected or at how the stock traded, so a point can be objectively good on a day the stock falls.

Rhea-AI Sentiment measures something else, the tone of the wording.

How the balance worksHow Sentiment works

1 major · 1 point

Hollow bars mark forward-looking points. How the balance works

Positive

• Major point. Forward-looking: it has not happened yet and may not happen.Up to $60 million in potential equity financing provides flexibility; no share sales are required. 2.6× market cap
• Minor point. Forward-looking: it has not happened yet and may not happen.ATM financing is intended to support Innventure's operations and Accelsius's ongoing development.
• Minor pointParent-company costs have been reduced.

Negative

• Major point. Forward-looking: it has not happened yet and may not happen.Common-stock sales under the ATM would dilute existing shareholders; any sales are expected over an extended period.

Argus 15 min delay 7 alerts

-4.28% vs previous close $0.26 last price 52.5x rel. volume Open Argus

Details

Market move: INV -4.28% vs previous close. ATM equity offering

+16.0% Peak in 5 min

$0.25 – $0.29 Day Range

$22.31M Market Cap

On Oct 8, the day this news came out, the latest delayed price for INV is 4.28% below the previous close. Argus tracked a peak move of +16.0% during the session. Our momentum scanner has recorded 7 alerts for this stock so far that day. The latest delayed price is $0.26. Relative volume is exceptionally heavy at 52.5x the average.

Data tracked by StockTitan Argus (15 min delayed). Upgrade to Gold for real-time data.

Key Figures

ATM offering size: Up to $60 million

ATM offering size

Up to $60 million

Aggregate offering size; Innventure is not obligated to sell shares

Key Terms

at-the-market equity offering agreement, standby equity purchase agreement, form s-3 shelf registration statement

3 terms

at-the-market equity offering agreement financial

"entered into an at-the-market equity offering agreement (the “ATM”)"

An at-the-market equity offering agreement lets a company sell newly issued shares gradually into the public market at the current trading price through a broker, rather than in one big block. It matters to investors because it provides the company with flexible, on-demand funding but can dilute existing shareholders and put downward pressure on the stock if large volumes are sold — think of it like a shop adding extra items to the shelf at the going price, which can lower the value of each individual item.

standby equity purchase agreement financial

"discontinued its use of the standby equity purchase agreement"

A standby equity purchase agreement is a contract in which an investor or group agrees to buy a company’s newly issued shares on demand, giving the company a ready source of cash it can tap when needed. Think of it like a line of credit made with stock instead of a loan: it provides financial backup but can increase the number of shares outstanding, diluting existing owners and affecting per‑share value, so investors watch these deals for their impact on ownership and earnings per share.

form s-3 shelf registration statement regulatory

"eligible to use a Form S-3 shelf registration statement"

A Form S-3 shelf registration statement is an SEC filing that lets an eligible public company register securities once and sell them later, in pieces, without repeating the full review process. Think of it like pre-listing items in a store’s inventory so they can be put on sale quickly; for investors it matters because it gives the company fast access to raise cash, which can dilute existing shares or be used for growth or debt repayment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Company puts ATM program in place to provide flexible financing and support disciplined capital management

Company targets disciplined use of ATM to support cost-effective operations

ORLANDO, Fla., Oct. 08, 2026 (GLOBE NEWSWIRE) -- Innventure, Inc. (NASDAQ: INV) ("Innventure" or the "Company"), today announced that it entered into an at-the-market equity offering agreement (the “ATM”) and has discontinued its use of the standby equity purchase agreement that it entered into with YA II PN, Ltd. in October 2023 (the “SEPA”).

The ATM provides Innventure with the flexibility to best support the Company’s operations and the ongoing development of Accelsius. The ATM provides for sales of Innventure’s common stock having an aggregate offering size of up to $60 million, however, the Company is under no obligation to sell any shares under the ATM. Any sales pursuant to the ATM are expected to occur over an extended period of time at the Company’s discretion, based on parameters established and monitored by an independent and disinterested committee of the Company’s Board of Directors (the “Board”).

“Having become eligible to use a Form S-3 shelf registration statement, we are moving away from the SEPA and established this ATM to broaden our financing options and give Innventure greater control over how and when we raise equity capital,” said Dr. Bill Grieco, Innventure’s Chief Executive Officer. “The ATM is an important tool in our capital strategy that we intend to use with discipline, taking into account market conditions, capital needs and the interests of our shareholders. Combined with the significant reduction in parent-company costs, it gives us a stronger foundation for Accelsius to achieve its milestones,” added Dr. Grieco.

“The Board has, and will continue to, carefully evaluate our overall capital structure,” said Bruce Brown, Chairman of Innventure’s Board. “The ATM provides the Board with flexibility to control the timing and extent of dilution as we focus our efforts on Accelsius as it realizes growth opportunities and creates shareholder value,” added Mr. Brown.

This press release shall not constitute an offer to sell or the solicitation of an offer to buy securities, nor shall there be any sale of securities in any state or jurisdiction in which such offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of such state or jurisdiction.

About Innventure

Innventure (NASDAQ: INV) builds, scales and operates the companies that it has founded as they commercialize new technologies. In addition to operating the companies, Innventure is focused on preserving and maximizing the value of its operating company interests for shareholders through disciplined capital allocation, focused execution, strong governance, and strategic initiatives. Learn more at innventure.com.

Cautionary Statement Regarding Forward-Looking Statements

Certain statements in this press release are "forward-looking statements" within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements are often identified by future or conditional words such as “plan,” “believe,” “expect,” “anticipate,” “intend,” “outlook,” “estimate,” “forecast,” “project,” “continue,” “could,” “may,” “might,” “possible,” “will,” “potential,” “predict,” “should,” “would” and other similar words and expressions (or the negative versions of such words or expressions), but the absence of these words does not mean that a statement is not forward-looking.

The forward-looking statements are based on the current assumptions and expectations of future events that are inherently subject to uncertainties and changes in circumstances and their potential effects and speak only as of the date of this press release. There can be no assurance that future developments will be those that have been anticipated. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond the control of the parties) or other assumptions that may cause actual results or performance to be materially different from those expressed or implied by these forward-looking statements.

These risks and uncertainties include, but are not limited to, those factors described in Innventure’s public filings with the U.S. Securities and Exchange Commission, including, but not limited to, the following: Innventure’s and its subsidiaries’ ability to execute on their strategies, book sales and achieve future financial performance; developments and projections relating to Innventure’s and its subsidiaries’ competitors and industry; the implementation, adoption, market acceptance and success of Innventure’s and its subsidiaries’ products, business models and growth strategies; Innventure’s and its subsidiaries’ ability to generate sufficient revenue and operating cash flow; the timing and magnitude of expected cash expenditures; the availability, timing and terms of additional financing, including debt or equity financing; market conditions affecting access to capital; potential dilution resulting from future financings; Innventure’s ability to successfully implement cost reduction initiatives; risks related to recent shareholder litigation; changes in economic conditions; competitive pressures; regulatory developments; and Innventure’s ability to maintain control over its subsidiaries.

Forward‑looking statements speak only as of the date of this release, and Innventure undertakes no obligation to update them except as required by law.

Investor Relations Contact

Kyle Nagarkar, Solebury Strategic Communications
investorrelations@innventure.com

Media Contact

Gabriel Hasson, ICR Inc. / Phil Denning, ICR Inc.
Innventure@ICRinc.com

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How much can Innventure raise through its ATM equity program?

Innventure's ATM permits common-stock sales with an aggregate offering size of up to $60 million. The company is under no obligation to sell shares, and any sales are expected to occur over an extended period at its discretion.

Which financing agreement did Innventure discontinue using?

Innventure discontinued use of its standby equity purchase agreement with YA II PN, which it entered into in October 2023. It has established an at-the-market equity offering agreement instead.