Alcoa (NYSE: AA) EVP covers taxes with 1,758-share withholding

Rhea-AI Filing Summary

Alcoa Corp executive Andrew Hastings, EVP & General Counsel, reported a share withholding related to equity compensation. On January 26, 2026, the company withheld 1,758 shares of common stock at $58.55 per share to cover his tax obligations on 2024 RSU vesting.

After this tax-related withholding, Hastings beneficially owns 34,058 shares of Alcoa common stock in direct ownership. The transaction is coded "F," indicating it was a share withholding by the issuer rather than an open-market sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hastings Andrew

(Last) (First) (Middle)

201 ISABELLA STREET, SUITE 500

(Street)

PITTSBURGH PA 15212

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alcoa Corp [ AA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Gen. Counsel

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	01/26/2026		F		1,758(1)	D	$58.55	34,058	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2024.

	/s/ Marissa P. Earnest, attorney-in-fact for Andrew Hastings	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did Alcoa (AA) EVP Andrew Hastings report?

Alcoa EVP & General Counsel Andrew Hastings reported a tax-related share withholding, not an open-market sale. On January 26, 2026, the company withheld 1,758 common shares to satisfy his tax obligations tied to restricted stock units granted in 2024.

How many Alcoa (AA) shares were withheld for Andrew Hastings taxes?

Alcoa withheld 1,758 common shares for Andrew Hastings tax obligations. The withholding occurred at a price of $58.55 per share and was connected to the vesting of restricted stock units granted in 2024 under his executive compensation.

Did Andrew Hastings sell Alcoa (AA) shares on the open market?

The reported transaction is a tax withholding, not an open-market sale. Code "F" indicates the issuer withheld 1,758 shares to cover Andrew Hastings tax obligations when his 2024 restricted stock units vested, rather than him actively selling shares.

How many Alcoa (AA) shares does Andrew Hastings own after the transaction?

After the withholding, Andrew Hastings beneficially owns 34,058 Alcoa common shares. These shares are reported as directly held. The reported Form 4 shows his updated post-transaction balance following the 1,758-share tax withholding by the company on January 26, 2026.

What does transaction code "F" mean in the Alcoa (AA) Form 4 filing?

Transaction code "F" indicates a tax-related share withholding by the issuer. In this case, Alcoa withheld 1,758 shares from Andrew Hastings upon vesting of his 2024 restricted stock units to satisfy his tax obligations, rather than a discretionary market transaction.

What triggered the Alcoa (AA) share withholding for Andrew Hastings?

The withholding was triggered by the vesting of restricted stock units granted in 2024. When those RSUs vested on January 26, 2026, Alcoa retained 1,758 shares at $58.55 per share to cover Andrew Hastings associated tax liabilities as part of standard equity compensation practice.