Welcome to our dedicated page for Alcoa SEC filings (Ticker: AA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alcoa Corporation filings document formal disclosures for a global aluminum producer with operations in bauxite, alumina and aluminum products. Recent Form 8-K reports cover quarterly financial results, revolving credit agreement amendments, senior note redemption notices by wholly owned subsidiary Alcoa Nederland Holding B.V., and registered common stock trading under AA on the New York Stock Exchange.
The filing record also includes proxy materials addressing board matters, executive compensation and shareholder voting, along with material-event reports on asset closures, restructuring charges, impairments, remediation obligations and related operating risks. These disclosures connect Alcoa’s capital structure and governance with the economics of its mining, refining and smelting operations.
Alcoa executive Tammi A. Jones, EVP & CHRO, reported routine equity-related transactions and updated her share holdings. On January 26, 2026, Alcoa withheld several blocks of common stock to cover her tax obligations when restricted stock units granted in 2023 and 2024 vested, at a share price of $58.55. Small additional shares were credited from dividend equivalents that had accumulated in cash and converted to stock at vesting. The filing also records similar tax-withholding and dividend-equivalent entries for stock held indirectly through her spouse, plus a separate balance held indirectly in a company 401(k) stock fund.
Alcoa Corporation SVP & Controller Renee Henry reported a routine share withholding related to equity compensation. On 01/26/2026, Alcoa withheld 1,303 shares of common stock at $58.55 per share to cover Henry's tax obligations upon vesting of restricted stock units granted in 2023 and 2024.
After this transaction, Henry directly owned 11,577 shares of Alcoa common stock. This was an administrative tax-settlement transaction by the issuer, not an open-market sale.
Alcoa Corp executive Andrew Hastings, EVP & General Counsel, reported a share withholding related to equity compensation. On January 26, 2026, the company withheld 1,758 shares of common stock at $58.55 per share to cover his tax obligations on 2024 RSU vesting.
After this tax-related withholding, Hastings beneficially owns 34,058 shares of Alcoa common stock in direct ownership. The transaction is coded "F," indicating it was a share withholding by the issuer rather than an open-market sale.
Alcoa Corporation executive Renato Bacchi reported an automatic share withholding related to equity compensation. On 01/26/2026, the issuer withheld 7,214 shares of common stock at $58.55 per share to cover his tax obligations upon vesting of restricted stock units granted in 2023 and 2024. After this non-open-market transaction, Bacchi beneficially owned 65,835 Alcoa shares directly.
Alcoa Corporation’s EVP & CFO Molly S. Beerman reported a tax-related share withholding. On January 26, 2026, Alcoa withheld 10,205 shares of common stock at $58.55 per share to satisfy her tax obligations on vested RSUs granted in 2023 and 2024.
After this withholding, Beerman beneficially owned 102,111 Alcoa shares directly. The transaction was coded “F,” indicating a share withholding by the issuer rather than an open-market sale.
Alcoa President and CEO William F. Oplinger, who is also a director, reported a tax-related share withholding tied to restricted stock units. On January 26, 2026, the company withheld 21,078 shares of common stock at $58.55 per share to satisfy his tax obligations upon vesting of RSUs granted in 2023 and 2024.
After this transaction, Oplinger directly held 277,118 Alcoa common shares and indirectly held 543 shares through the company 401(k) plan, where units represent interests in Alcoa’s stock fund. The filing reflects administrative equity and tax management rather than an open-market share sale.
Alcoa Corporation filed a current report to make its latest earnings information available to the market. On January 22, 2026, the company issued a press release announcing its fourth quarter and full year 2025 financial results, which is attached to the report as Exhibit 99.1. This earnings press release is treated as information that is "furnished" rather than "filed" under the Exchange Act, meaning it is not subject to certain liability provisions and is not automatically incorporated into other securities filings unless specifically referenced.
Alcoa Corporation announced that its wholly owned subsidiary Alcoa Nederland Holding B.V. has elected to redeem all of its outstanding 5.500% Notes due 2027, with an aggregate principal amount of $140,899,000. The notes will be redeemed on December 15, 2025 at 100.000% of principal, plus accrued and unpaid interest to, but not including, the redemption date. The notes are guaranteed on a senior unsecured basis by Alcoa Corporation and certain subsidiaries. The company also issued a press release describing the planned redemption, which is attached as an exhibit.
Allan Gray Australia Pty Ltd filed Amendment No. 3 to Schedule 13G disclosing beneficial ownership of 14,394,651 CHESS Depositary Interests, each representing 1 unit of Alcoa Corp (AA) common stock, equal to 5.6% of the class as of 09/30/2025.
The firm reports sole voting power over 14,394,651 and sole dispositive power over 14,394,651, with no shared voting or dispositive power. Item 6 notes that other persons have rights to receive dividends or proceeds from these securities held by Allan Gray Australia Pty Ltd on their behalf. The certification states the securities were acquired and are held in the ordinary course and not for the purpose of changing or influencing control.
Alcoa Corporation reported third-quarter results showing higher sales and a sharp jump in profitability. Sales were $2.995 billion, up from $2.904 billion a year ago. Net income attributable to Alcoa rose to $232 million, or $0.88 per diluted share, from $90 million, or $0.38, last year. Results reflect two large items: an $856 million charge tied to the permanent closure of the Kwinana alumina refinery, and sizable gains recognized in other income.
Alcoa completed the sale of its 25.1% stake in the Saudi Arabia joint venture, recording a $786 million gain, and booked a $267 million mark‑to‑market gain on Ma’aden shares received as part of the consideration. The Kwinana closure also included a $39 million inventory write‑down. Segment Adjusted EBITDA was $374 million, with Aluminum at $307 million and Alumina at $67 million. For the first nine months, sales reached $9.382 billion and net income attributable to Alcoa was $944 million.
Cash provided from operations for the nine months was $648 million. Cash and cash equivalents were $1.485 billion at September 30, 2025. The company expects approximately $600 million of cash outlays over six years related to Kwinana closure activities. Common shares outstanding were 258,964,032 as of October 23, 2025.