Welcome to our dedicated page for Applied Optoelec SEC filings (Ticker: AAOI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Applied Optoelectronics, Inc. filings document the operations, governance and capital structure of a Nasdaq-listed manufacturer of optical and HFC networking products. Its Form 8-K reports cover operating and financial results, changes in the certifying accountant, material definitive agreements, and financing arrangements tied to common stock issuance.
Proxy materials describe board elections, auditor ratification, advisory executive compensation votes, certificate-of-incorporation amendments, and equity incentive plan matters. Other material-event filings address agreements supporting manufacturing infrastructure, including cleanroom design-build work, and identify the company’s common stock registered on the Nasdaq Global Market.
APPLIED OPTOELECTRONICS, INC. officer Yeh Shu-Hua (Joshua) reported four compensation-related share dispositions. On April 22, 2026, a total of 4,709 shares of common stock were surrendered at $150.57 per share to cover tax-withholding obligations.
Footnotes explain these shares were delivered back to the company upon the vesting of restricted stock unit awards granted on June 26, 2023, April 29, 2024, April 11, 2025, and February 9, 2026. These are tax-withholding transactions, not open-market sales.
Applied Optoelectronics, Inc. is soliciting proxies for its 2026 Annual Meeting to be held at its Sugar Land, Texas headquarters. Stockholders will vote to elect two Class I directors (including nominee Robert Flanagan), ratify Grant Thornton LLP as auditor, approve say-on-pay, approve an amendment clarifying future amendment voting standards, approve a 2026 equity incentive plan, and act on adjournment. The Board recommends FOR all proposals. The proxy includes executive compensation detail, governance policies, committee descriptions, and 2025 performance metrics including $455.7 million in 2025 revenue.
APPLIED OPTOELECTRONICS, INC. Chief Financial Officer Stefan J. Murry sold shares of company stock in a planned transaction. He executed an open-market sale of 4,000 shares of common stock at a weighted average price of $136.5035 per share. After this sale, he directly held 276,070 shares. The trades were completed under a pre-arranged Rule 10b5-1 trading plan, meaning the sales were scheduled in advance rather than timed discretionarily.
Applied Optoelectronics, Inc. entered into a Purchase and Sale Agreement to acquire two industrial properties in Pearland, Texas for $58,428,612.00. The sites at 14621 Kirby Drive and 11555 North Spectrum Boulevard total approximately 388,133 square feet and are intended for office, warehouse, manufacturing, and assembly use.
The Company must deposit $1,168,512.00 with the title company within three business days after signing. Closing is scheduled for April 17, 2026, with a Company option to accelerate the date by written notice. The agreement includes customary representations, warranties, covenants, closing conditions, risk allocation provisions, and termination rights, including rights tied to specified title issues, casualty or condemnation events, and failures of closing conditions.
AAOI reported proposed and recent sales of common stock under a Form 144 notice, including a 4,000-share RSU-related item. The filing lists multiple sales by Stefan John Murry totaling several transactions in Jan–Mar 2026 with individual share counts and dollar amounts provided.
Applied Optoelectronics Inc: The Vanguard Group filed Amendment No. 3 to its Schedule 13G/A stating it beneficially owns 0 shares of Common Stock, representing 0% of the class. The filing explains an internal realignment on January 12, 2026 under SEC Release No. 34-39538, after which certain Vanguard subsidiaries will report holdings separately and The Vanguard Group "no longer has, or is deemed to have, beneficial ownership" of securities held by those subsidiaries.
The form lists voting and dispositive powers as 0 and is signed by Ashley Grim, Head of Global Fund Administration, dated 03/26/2026. This amendment reflects ownership reporting changes tied to Vanguard's organizational realignment rather than a market trade by The Vanguard Group.
Applied Optoelectronics, Inc. Schedule 13G: Jane Street group reports beneficial ownership of 4,097,237 shares of Common Stock, representing 5.3% of the class as of 03/17/2026. The filing attributes shared voting and dispositive power across subsidiaries Jane Street Capital, Jane Street Options and Jane Street Global Trading.
The filing lists shared voting power and shared dispositive power of 4,097,237 shares and breaks holdings into subsidiary allocations: Jane Street Capital 1,864,091, Jane Street Global Trading 2,083,846, and Jane Street Options 149,300.
APPLIED OPTOELECTRONICS, INC. officer David C. Kuo reported an open‑market sale of 29,000 shares of common stock on March 19, 2026. The shares were sold at a weighted average price of $100.1276 per share, in multiple transactions priced between $100.00 and $100.44 per share.
Following these transactions, Kuo directly owns 82,663 shares of the company’s common stock. The filing notes that detailed information on each individual trade is available upon request from the reporting person, the company, the SEC staff, or a security holder.
AAOI affiliate reported resale transactions under Rule 144 by David Kuo, consisting of multiple open-market common stock dispositions. Sales listed: 12,500 shares on 12/23/2025 for $501,881.25; 12,000 shares on 01/28/2026 for $540,670.80; 2,533 shares on 02/10/2026 for $126,653.80; and 17,467 shares on 02/11/2026 for $876,251.00. The filing lists Raymond James & Associates as broker-dealer on the notice.
AAOI reporting a Form 144/A notice showing proposed sales of Common Stock by David Kuo. The excerpt lists three past sale dates and amounts: 12/23/2025 sold 12,500 shares for $501,881.25; 01/28/2026 sold 12,000 shares for $540,670.80; 02/10/2026 sold 2,533 shares for $126,653.80. The filing identifies the broker as Raymond James & Associates, Inc..