Welcome to our dedicated page for APPLIED OPTOELECTRONICS SEC filings (Ticker: AAOI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on APPLIED OPTOELECTRONICS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into APPLIED OPTOELECTRONICS's regulatory disclosures and financial reporting.
Notice of proposed insider sale by a reporting person associated with AAOI. The excerpt lists proposed and recent dispositions of Common Stock and equity awards, including RSU and PSU grants dated 07/25/2023, 10/23/2023, 07/22/2024, 04/22/2025, 05/01/2025, and 05/14/2025, and three reported sales by Hung-Lun Chang on 05/19/2026 (33,630 shares), 06/05/2026 (4,000 shares), and 06/12/2026 (34,000 shares) with gross proceeds shown in the excerpt.
Applied Optoelectronics, through its wholly owned subsidiary Global Technology, entered a new one-year credit line agreement with Shanghai Pudong Development Bank in Ningbo, China. The bank agreed to provide a credit line of up to RMB 500,000,000 to support working capital and general operations.
This new facility replaces a prior RMB 250,000,000 credit arrangement and allows Global Technology to draw funds between May 21, 2026 and May 21, 2027. The line can be used for working capital loans, fixed asset loans, and bank acceptance bills, and is secured by previously mortgaged real property.
APPLIED OPTOELECTRONICS, INC. officer Yeh Shu-Hua (Joshua) reported an open-market sale of 28,826 shares of common stock on June 12, 2026 at a weighted average price of $166.53 per share. In a separate transaction, 23,397 shares were withheld to satisfy tax obligations. Following these transactions, he holds 400,207 shares directly.
APPLIED OPTOELECTRONICS, INC. Chief Financial Officer Stefan J. Murry reported selling common stock and a related tax withholding event. He completed an open-market sale of 33,000 shares of common stock on June 12, 2026 at a weighted average price of $166.53 per share, with individual trades priced between $163.78 and $171.8 per share. Separately, 30,330 shares were disposed of to satisfy tax withholding obligations. Following these transactions, Murry held 384,576 shares of APPLIED OPTOELECTRONICS common stock directly.
APPLIED OPTOELECTRONICS, INC. President and CEO Lin Chih-Hsiang (Thompson) reported an open-market sale of common stock and a related tax-withholding entry. On June 12, 2026, he sold 59,000 shares of common stock at a weighted average price of $166.53 per share. On the same date, 86,655 shares were withheld to satisfy applicable tax withholding obligations, which is a non-market disposition.
Following these transactions, Lin directly holds 1,302,436 shares of APPLIED OPTOELECTRONICS common stock. In addition, 807,602 shares are indirectly held by the Thompson Lin Family Trust for the benefit of his heirs. Lin is the settlor and retains certain voting power but disclaims beneficial ownership of those trust-held shares except to that extent.
APPLIED OPTOELECTRONICS, INC. officer David C. Kuo reported an insider sale and tax-related share withholding. He completed an open-market sale of 29,227 shares of common stock at a weighted average price of $166.53 per share. In a separate transaction, 19,065 shares were withheld to satisfy tax withholding obligations at $172.78 per share.
APPLIED OPTOELECTRONICS, INC. officer Chang Hung-Lun (Fred) reported insider transactions in common stock. On June 12, 2026, he executed an open-market sale of 34,000 shares at a weighted average price of $166.53 per share. The filing also shows a separate tax-withholding disposition of 27,297 shares at $172.78 per share to satisfy tax obligations, which is not an open-market sale. Following these transactions, he directly holds 326,453 shares of the company’s common stock.
AAOI filed a Form 144 notice reporting the proposed sale of 28,826 common shares through Citigroup Global Markets on 06/12/2026. The filing lists prior dispositions of 39,154 shares on 05/19/2026 and 10,000 shares on 06/05/2026, with proceeds shown for those transactions.
AAOI reports a Form 144 notice for sale of 58,000 common shares by a selling holder. The filing lists 58,000 shares sold on 05/19/2026 and a separate entry showing 59,000 shares noted under securities to be sold on 06/12/2026. The filing identifies the broker as Citigroup Global Markets.
Applied Optoelectronics, Inc. files a Rule 144 notice to sell 33,000 common shares on 06/12/2026. The form lists the security as common stock and identifies Citigroup Global Markets as the broker.
It also discloses recent sales by Stefan J. Murry: 4,000 shares on 05/11/2026, 4,000 shares on 04/10/2026, 33,000 shares on 05/19/2026, and 4,000 shares on 06/10/2026, with dollar amounts shown alongside each trade.