Welcome to our dedicated page for Applied Optoelec SEC filings (Ticker: AAOI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Applied Optoelectronics, Inc. (NASDAQ: AAOI) SEC filings page brings together the company’s regulatory disclosures and material agreements as filed with the U.S. Securities and Exchange Commission. As a public issuer on the Nasdaq Global Market, AOI reports its business and financial condition through annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with registration statements and related documents.
For a company in Semiconductor and Related Device Manufacturing and optical networking, these filings provide detail on revenue drivers in internet data centers, CATV, telecom and FTTH markets, as well as information about production capacity, capital investments and risk factors. Recent 8-K filings, for example, describe equity distribution agreements for at-the-market offerings of common stock, a loan and security agreement establishing a revolving credit facility, a revolving credit line and mortgage security agreement in China, and multiple lease agreements for manufacturing and operational facilities in Sugar Land, Texas, and New Taipei City.
AOI also uses Form 8-K to furnish earnings press releases that summarize quarterly results, non-GAAP financial measures and management’s outlook for its datacenter and CATV businesses. These filings explain how the company adjusts GAAP results to derive non-GAAP gross margin, net income (loss), earnings per share and Adjusted EBITDA, and they reference the underlying reconciliations.
On Stock Titan, SEC documents for AAOI are paired with AI-powered summaries that highlight key terms in lengthy filings, such as major credit facilities, lease commitments, equity distribution programs and changes in financial condition. Users can quickly scan new 10-K, 10-Q and 8-K reports, while also accessing insider transaction filings on Form 4 and other ownership disclosures as they become available through EDGAR. Real-time updates and plain-language explanations help investors and researchers understand how AOI’s regulatory filings relate to its optical networking and broadband access operations.
Applied Optoelectronics, Inc. entered into a design-build agreement with LCC3 Solution Inc. to develop its FAB2 cleanroom project in Sugar Land, Texas. The project covers approximately 92,674 square feet of ISO 6 (Class 1K) certified cleanroom space inside an existing warehouse and includes design, engineering, procurement, construction, testing, commissioning, and closeout work.
The total contract amount is approximately $30,885,000, with payments made monthly based on progress and a 10% retainage held until final completion and punch list resolution. The agreement includes liquidated damages for schedule delays, capped at $1,600,000, as well as schedule-based incentives up to $1,810,000 and performance-based incentives up to $1,724,000 for cleanroom validation and $1,600,000 for warranty performance. Substantial completion is targeted for September 30, 2026.
AAOI reported proposed sales of common stock tied to restricted stock unit vesting on multiple dates. The excerpt lists 09/11/2023 (538 shares), 12/11/2023 (10,231 shares) and 03/11/2024 (10,231 shares) with the seller shown as Issuer.
Raymond James & Associates submitted a Form 144 notice to sell Common shares. The filing lists multiple RSU award lots by grant date and quantity, including awards dated 09/06/2024 (4120 shares) and 06/10/2024 (10232 shares). The excerpt is a seller notice reporting intended dispositions of restricted common stock.
Applied Optoelectronics, Inc. entered into a long-term lease for approximately 153,928 rentable square feet in Building #3 at 16851 Blue Ridge Commerce Dr. in Houston, Texas. The space can be used for office, warehouse, and light manufacturing and assembly over a 130‑month term.
The lease includes a tenant improvement allowance of $3,078,560, five months of base rent abatement, and base rent starting at $5.16 per rentable square foot on an annualized basis (about $66,189.04 per month) for months 6–10. From month 11, rent is $10.32 per rentable square foot on an annualized basis (about $132,378.08 per month) and escalates by an average of roughly 3.5% annually, reaching $14.56 per rentable square foot on an annualized basis (about $186,732.36 per month) in months 121–130.
The company will pay prepaid rent of $163,163.68 toward the eleventh month’s rent and an initial security deposit of $2,000,000, subject to scheduled reductions if conditions are met. It is also responsible for operating expenses, including taxes and insurance. The lease provides a one-time early termination right effective at the end of the 82nd full month, subject to a fee, and a one-time option to purchase the building and parcel for $30,257,846.86, with a notice deadline of September 15, 2026 and closing deadline no later than December 15, 2026.
Applied Optoelectronics, Inc. entered an Equity Distribution Agreement with Raymond James & Associates and Needham & Company, allowing at-the-market sales of up to $250 million of common stock through these sales agents.
Sales will be made from time to time on Nasdaq or other permitted markets under placement notices that set share limits, timing and minimum prices. The company will pay the agents a 2% commission on gross sales and reimburse certain expenses, with potential additional reimbursements if the agreement ends before a minimum sales amount is reached. The shares are registered under an automatic shelf registration statement and a related prospectus supplement.
Applied Optoelectronics, Inc. is offering up to $250,000,000 of its common stock in an at-the-market equity program through Raymond James and Needham as agents.
The sales may occur from time to time on Nasdaq or in other permitted transactions; agents may receive commissions up to 2.0%. Shares outstanding were 75,198,817 as of February 25, 2026. The prospectus supplement illustrates an example issuance of 4,301,446 shares at an assumed price of $58.12 for aggregate gross proceeds of approximately $250,000,000, and shows illustrative dilution to new investors of $45.85 per share. The company intends to use net proceeds for general corporate purposes, including debt repayment, working capital, capital expenditures, and possible acquisitions.
Applied Optoelectronics reports strong top-line growth in 2025 but remains unprofitable. Revenue rose to $455.7 million from $249.4 million in 2024, while gross margin improved to 30.0% from 24.8%. Net loss narrowed sharply to $38.2 million from $186.7 million, though accumulated deficit reached $493.1 million.
The business is highly concentrated: in 2025 the CATV market provided 53.8% of revenue and internet data centers 42.9%. Digicomm contributed 53.1% of total revenue and Microsoft 28.8%, underscoring dependency on a few large customers.
The company emphasizes vertically integrated manufacturing across Texas, Taiwan and China, proprietary laser and optical-integration technology, and growing demand from hyperscale data centers and AI-related workloads. As of December 31, 2025, it employed 4,691 people and held 199 issued U.S. patents, with significant ongoing R&D investment to sustain new product development.
Applied Optoelectronics reported a strong finish to 2025 with rapid growth but ongoing losses. Fourth quarter 2025 revenue reached $134.3 million, up from $100.3 million a year earlier, and GAAP gross margin improved to 31.2%. The company still posted a GAAP net loss of $2.0 million, or $0.03 per share, a sharp improvement from a $119.7 million loss in the prior-year quarter.
For full year 2025, revenue climbed to $455.7 million from $249.4 million, while GAAP net loss narrowed to $38.2 million, or $0.64 per share. Non-GAAP net loss improved to $15.7 million from $32.7 million. Management highlighted strong demand in CATV and datacenter products and guided first quarter 2026 revenue to $150–$165 million with non-GAAP gross margin of 29%–31% and potential non-GAAP earnings around breakeven.
Applied Optoelectronics, Inc.’s Chief Financial Officer, Stefan J. Murry, reported an open-market sale of 5,980 shares of common stock on February 20, 2026. The shares were sold at a weighted average price of $50.1542 per share, in multiple trades between $50.000 and $50.470.
These sales were executed under a pre-arranged Rule 10b5-1 trading plan adopted on August 12, 2025. After this transaction, the CFO continues to hold 284,070 shares of Applied Optoelectronics common stock directly.