Applied Optoelectronics, Inc. filings document the operations, governance and capital structure of a Nasdaq-listed manufacturer of optical and HFC networking products. Its Form 8-K reports cover operating and financial results, changes in the certifying accountant, material definitive agreements, and financing arrangements tied to common stock issuance.
Proxy materials describe board elections, auditor ratification, advisory executive compensation votes, certificate-of-incorporation amendments, and equity incentive plan matters. Other material-event filings address agreements supporting manufacturing infrastructure, including cleanroom design-build work, and identify the company’s common stock registered on the Nasdaq Global Market.
Applied Optoelectronics executive Yeh Shu-Hua (Joshua), Senior Vice President and Asia General Manager, reported one sale of 1,285 common shares on July 21, 2026 at a weighted average price of $120.02 per share under a Rule 10b5-1 trading plan adopted March 19, 2026.
On July 22, 2026, he surrendered a total of 4,709 shares of common stock at $119.26 per share to the issuer to satisfy tax-withholding obligations arising from the vesting of previously granted restricted stock unit awards.
A shareholder of AAOI, identified as Shu-Hua Yeh, has filed to sell shares of the company’s common stock under a Form 144 notice. The planned sale lists 1,285 shares of common stock to be sold through Raymond James & Associates, with an aggregate market value of $154,237.52, and the security is listed on NASDAQ. The filing also reports that during the past three months, the same shareholder sold 10,000 shares of common stock on June 5, 2026 for $2,050,770.00 and 6,000 shares on June 18, 2026 for $1,031,280.00. Some of the shares relate to a prior RSU Award dated October 24, 2022.
APPLIED OPTOELECTRONICS, INC. Chief Financial Officer Murry Stefan J. reported an open-market sale of 4,000 shares of common stock on July 10, 2026 at a weighted-average price of $122.09 per share under a Rule 10b5-1 trading plan, leaving 380,576 shares directly owned.
Applied Optoelectronics, Inc. (AAOI) officer Stefan John Murry reported a proposed sale of 4,000 common shares, with an approximate market value of $492,000 and an approximate sale date of July 10, 2026. For Rule 10b5-1 reliance, the reported plan adoption or instruction date is August 12, 2025.
Applied Optoelectronics, Inc. has signed a design-build agreement with LCC3 Solution Inc. for a major expansion of its manufacturing capacity in Houston, Texas. The project covers design and construction of about 195,591 square feet of ISO Class 6 cleanroom space, plus office and logistics areas, for a total contract amount of approximately $94.1 million.
The contract runs on monthly progress payments with a 10% retainage held until final completion. It includes liquidated damages for delays capped at $4.9 million, along with potential schedule and performance incentives totaling up to $15.8 million. Substantial completion is targeted for January 10, 2027.
APPLIED OPTOELECTRONICS, INC. officer Chang Hung-Lun (Fred) sold 40,329 shares of common stock in open-market transactions on June 17, 2026 at a weighted average price of $170.60 per share. The sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on March 18, 2026.
The shares were sold in multiple trades at actual prices ranging from $168.00 to $173.78 per share. Following these transactions, Chang directly holds 286,124 shares of APPLIED OPTOELECTRONICS common stock.
Applied Optoelectronics, Inc. officer Yeh Shu-Hua (Joshua) reported an open-market sale of 6,000 shares of common stock. The weighted average sale price was $171.89 per share, with actual prices ranging from $171.00 to $173.51.
The transactions were executed under a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2026. Following these sales, he directly holds 394,207 shares of Applied Optoelectronics common stock.
Applied Optoelectronics, Inc. (AAOI) officer Shu-Hua Yeh (Joshua) gave notice of a proposed sale of 6,000 common shares, with June 18, 2026 listed as the approximate sale date and an aggregate market value of $1,031,280. The notice lists 80,242,767 common shares outstanding. The Rule 10b5-1 plan adoption or instruction date is March 19, 2026.
Applied Optoelectronics, Inc. officer Chang Hung-Lun (Fred) reported a proposed sale of 40,329 common shares, with an aggregate market value of $6,880,026.58 and an approximate sale date of June 17, 2026. Raymond James & Associates is listed as the broker. The notice lists March 18, 2026 as the plan-adoption or instruction date if relying on Rule 10b5-1.
Applied Optoelectronics, through its wholly owned subsidiary Global Technology, entered a new one-year credit line agreement with Shanghai Pudong Development Bank in Ningbo, China. The bank agreed to provide a credit line of up to RMB 500,000,000 to support working capital and general operations.
This new facility replaces a prior RMB 250,000,000 credit arrangement and allows Global Technology to draw funds between May 21, 2026 and May 21, 2027. The line can be used for working capital loans, fixed asset loans, and bank acceptance bills, and is secured by previously mortgaged real property.