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AAOI notice reporting Rule 144 activity for common stock. The excerpt lists a proposed sale of 4,000 shares of common stock dated 05/19/2026 (PSU, issuer) and two recent dispositions of 4,000 shares each by Stefan Murry on 04/10/2026 and 05/11/2026.
APPLIED OPTOELECTRONICS, INC. officer Chang Hung-Lun (Fred) reported an open-market sale of 4,000 shares of common stock on June 5, 2026 at a weighted average price of $200.07 per share.
The shares were sold in multiple transactions at prices ranging from $200.00 to $200.37 per share, and the officer now directly holds 387,750 shares after the sale.
APPLIED OPTOELECTRONICS, INC. officer Yeh Shu-Hua (Joshua) reported open-market sales of 10,000 shares of common stock on June 4, 2026. The transactions were executed in two blocks of 5,000 shares at weighted average prices of $205.39 and $204.75 per share.
According to the filing footnotes, the shares were sold in multiple trades with actual prices ranging from $203.93 to $206.00 per share. After these sales, Yeh directly holds 452,430 shares of APPLIED OPTOELECTRONICS common stock, indicating he retains a substantial equity position.
Applied Optoelectronics, Inc. reported the results of its 2026 annual shareholder meeting, where investors approved a new 2026 Equity Incentive Plan authorizing the issuance of an additional 2,500,000 shares of common stock and replacing the company’s prior equity plans.
Shareholders also elected two Class I directors, ratified PricewaterhouseCoopers LLP as independent auditor for the year ending December 31, 2026, approved an advisory say‑on‑pay resolution, and adopted a charter amendment clarifying future voting standards. A proposal to adjourn the meeting, if necessary, was likewise approved. In total, 51,375,083 shares, or 64.18% of the 80,047,663 shares entitled to vote, were represented at the meeting.
AAOI filed a Form 144 reporting a proposed sale of 12,000 shares of Common stock tied to RSUs dated 05/14/2025. The filing also discloses a prior sale of 36,400 shares on 03/16/2026 with proceeds listed as $3,648,918.00.
AAOI filed a Form 144 reporting a sale of securities and listing RSU awards. The filing reports a sale of 50,000 shares on 03/06/2026 for $4,854,880.00. It also lists RSUs of 15,918 and 9,082 shares with grant dates 06/26/2024 and 07/22/2024, respectively.
APPLIED OPTOELECTRONICS, INC. director Min-Chu (Mike) Chen reported an open-market sale of 8,247 shares of common stock on 2026-06-02 at $201.0000 per share. After this sale, he holds 161,053 shares directly.
The filing also shows 20,000 shares held indirectly through his spouse, with Chen disclaiming beneficial ownership of those securities except for any indirect pecuniary interest.
APPLIED OPTOELECTRONICS, INC. President and CEO Thompson Lin reported a restructuring of how he holds his AAOI shares, along with estate-planning transfers involving a family LLC and trust.
He contributed 807,602 directly owned shares of common stock to Lin Family Investment Holdings LLC. According to the disclosure, this was a change in the form of ownership under Rule 16a-13 and did not change his economic interest, as he remains sole manager of the LLC with sole voting and dispositive power over the LLC’s 807,602 shares.
The filing also shows a bona fide gift of LLC membership interests representing 85,790.27 shares, valued at $15 million based on a per share price of $174.845, to an irrevocable family trust for the benefit of his heirs. In a related transaction, a further portion of the LLC membership interest, representing 721,811.73 shares, was transferred to the same family trust in exchange for a promissory note with a principal amount of $126,205,171.69, using the same $174.845 per share valuation. The trust’s shares are for the benefit of his heirs, and Lin disclaims beneficial ownership except to the extent of his voting power in the LLC-managed shares.
APPLIED OPTOELECTRONICS, INC. director Cynthia DeLaney reported an open-market sale of 56,575 shares of common stock on May 26, 2026 at a weighted average price of $189.23 per share. The sale was executed in multiple transactions at prices ranging from $185.00 to $194.78 per share.
Following this sale, DeLaney directly holds 59,647 shares of common stock. The filing also reports 2,380 shares held indirectly through her spouse, Norman Stephan Kinsella, with DeLaney disclaiming beneficial ownership of those shares except for any indirect pecuniary interest.
AAOI reported a proposed sale of 21,000 shares of Common Stock by an affiliate via Form 144. The filing lists a proposed disposition date of 03/04/2026 and a gross value of $2,058,338.25. The excerpt also enumerates multiple RSU vesting entries with individual share counts on various dates.