Applied Optoelectronics, Inc. filings document the operations, governance and capital structure of a Nasdaq-listed manufacturer of optical and HFC networking products. Its Form 8-K reports cover operating and financial results, changes in the certifying accountant, material definitive agreements, and financing arrangements tied to common stock issuance.
Proxy materials describe board elections, auditor ratification, advisory executive compensation votes, certificate-of-incorporation amendments, and equity incentive plan matters. Other material-event filings address agreements supporting manufacturing infrastructure, including cleanroom design-build work, and identify the company’s common stock registered on the Nasdaq Global Market.
APPLIED OPTOELECTRONICS, INC. officer Yeh Shu-Hua (Joshua) reported an open-market sale of 28,826 shares of common stock on June 12, 2026 at a weighted average price of $166.53 per share. In a separate transaction, 23,397 shares were withheld to satisfy tax obligations. Following these transactions, he holds 400,207 shares directly.
APPLIED OPTOELECTRONICS, INC. Chief Financial Officer Stefan J. Murry reported selling common stock and a related tax withholding event. He completed an open-market sale of 33,000 shares of common stock on June 12, 2026 at a weighted average price of $166.53 per share, with individual trades priced between $163.78 and $171.8 per share. Separately, 30,330 shares were disposed of to satisfy tax withholding obligations. Following these transactions, Murry held 384,576 shares of APPLIED OPTOELECTRONICS common stock directly.
APPLIED OPTOELECTRONICS, INC. President and CEO Lin Chih-Hsiang (Thompson) reported an open-market sale of common stock and a related tax-withholding entry. On June 12, 2026, he sold 59,000 shares of common stock at a weighted average price of $166.53 per share. On the same date, 86,655 shares were withheld to satisfy applicable tax withholding obligations, which is a non-market disposition.
Following these transactions, Lin directly holds 1,302,436 shares of APPLIED OPTOELECTRONICS common stock. In addition, 807,602 shares are indirectly held by the Thompson Lin Family Trust for the benefit of his heirs. Lin is the settlor and retains certain voting power but disclaims beneficial ownership of those trust-held shares except to that extent.
APPLIED OPTOELECTRONICS, INC. officer David C. Kuo reported an insider sale and tax-related share withholding. He completed an open-market sale of 29,227 shares of common stock at a weighted average price of $166.53 per share. In a separate transaction, 19,065 shares were withheld to satisfy tax withholding obligations at $172.78 per share.
APPLIED OPTOELECTRONICS, INC. officer Chang Hung-Lun (Fred) reported insider transactions in common stock. On June 12, 2026, he executed an open-market sale of 34,000 shares at a weighted average price of $166.53 per share. The filing also shows a separate tax-withholding disposition of 27,297 shares at $172.78 per share to satisfy tax obligations, which is not an open-market sale. Following these transactions, he directly holds 326,453 shares of the company’s common stock.
AAOI filed a Form 144 notice reporting the proposed sale of 28,826 common shares through Citigroup Global Markets on 06/12/2026. The filing lists prior dispositions of 39,154 shares on 05/19/2026 and 10,000 shares on 06/05/2026, with proceeds shown for those transactions.
AAOI reports a Form 144 notice for sale of 58,000 common shares by a selling holder. The filing lists 58,000 shares sold on 05/19/2026 and a separate entry showing 59,000 shares noted under securities to be sold on 06/12/2026. The filing identifies the broker as Citigroup Global Markets.
Applied Optoelectronics, Inc. files a Rule 144 notice to sell 33,000 common shares on 06/12/2026. The form lists the security as common stock and identifies Citigroup Global Markets as the broker.
It also discloses recent sales by Stefan J. Murry: 4,000 shares on 05/11/2026, 4,000 shares on 04/10/2026, 33,000 shares on 05/19/2026, and 4,000 shares on 06/10/2026, with dollar amounts shown alongside each trade.
Kuo David C submitted a Form 144 reporting proposed sale of 29,227 common shares with an apparent filing date of 06/12/2026. The filing also lists prior reported sales of 29,000 shares on 03/19/2026 and 19,227 shares on 05/19/2026 with corresponding proceeds shown.
Chang Hung-Lun (Fred) filed a Form 144 reporting a proposed sale of 34,000 common shares on 06/12/2026. The filing lists Citigroup Global Markets as the broker and notes recent disposals of common shares on 03/16/2026 (36,400 shares), 05/19/2026 (33,630 shares) and 06/05/2026 (4,000 shares).