AAON CAO exercises options and sells 2,287 shares
Rhea-AI Filing Summary
AAON, INC. Chief Accounting Officer Rebecca Thompson reported an option exercise and related share sale. She exercised stock options to acquire 2,287 shares of common stock at $29.48 per share, then sold 2,287 shares in an open-market transaction at a weighted average price of about $100.11 per share. After these transactions, she directly holds 27,681 shares of AAON common stock and indirectly holds 4,230 shares through a 401(k) plan. She also retains multiple stock option awards, including options covering 91,500 shares at an exercise price of $27.58 per share and additional grants at higher exercise prices with expirations extending through 2036.
Positive
- None.
Negative
- None.
Insider Trade Summary
Exercise and sale activity reported; no spread calculated
Exercise and Sale
11 txns
Insider
Thompson Rebecca
Role
Chief Accounting Officer
Sold
2,287 shs ($229K)
Approx. gross sale proceeds
$229K
Approx. exercise cost
$67K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (Right to Buy) | 2,287 | $29.48 | $67K |
| Exercise | Common Stock, par value $.004 | 2,287 | $29.48 | $67K |
| Sale | Common Stock, par value $.004 | 2,287 | $100.11 | $229K |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Common Stock, par value $.004 | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 184,878 contracts for 145,600 underlying shares (Direct);
Common Stock, par value $.004 — 27,681 shares (Direct);
Common Stock, par value $.004 — 4,230 shares (Indirect, 401(k) Plan)
Footnotes (1)
- F1. This transaction was executed in multiple trades at prices ranging from $100.00 to $100.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Key Figures
Shares sold: 2,287 shares
Weighted average sale price: $100.11/share
Option exercise price: $29.48/share
+4 more
7 metrics
Shares sold
2,287 shares
Open-market sale of AAON common stock
Weighted average sale price
$100.11/share
Open-market sale executed in multiple trades
Option exercise price
$29.48/share
Stock option exercise for 2,287 shares
Direct shares after transactions
27,681 shares
AAON common stock held directly post-transaction
Indirect 401(k) shares
4,230 shares
AAON common stock held through 401(k) plan
Largest option grant
91,500 shares at $27.58
Stock Option (Right to Buy) expiring 2029-03-11
Additional option exercise prices
$36.13–$91.51/share
Remaining option grants expiring 2031–2036
Key Terms
open-market sale, Stock Option (Right to Buy), derivative security, weighted average sales price, +1 more
5 terms
open-market sale financial
"Sale in open market or private transaction"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy)"
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
weighted average sales price financial
"The price reported above reflects the weighted average sales price."
401(k) Plan financial
"nature_of_ownership: 401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did AAON (AAON) CAO Rebecca Thompson report?
Rebecca Thompson reported exercising stock options for 2,287 AAON shares at $29.48 and selling 2,287 shares in an open-market transaction. The filing also updates her remaining common stock holdings and unexercised stock option positions across several strike prices and expiration dates.
What stock options does the AAON (AAON) CAO retain after the reported exercise?
She retains several stock option grants, including options covering 91,500 AAON shares at a $27.58 exercise price and additional grants at exercise prices of $48.91, $36.13, $62.04, $79.73, $82.39, and $91.51. Expiration dates range from 2029 through 2036.
Did AAON (AAON) CAO Rebecca Thompson’s transaction involve multiple trade prices?
Yes. A footnote states the 2,287-share sale was executed in multiple trades at prices from $100.00 to $100.22 per share, with the reported $100.11 representing the weighted average. She undertakes to provide detailed trade-level information upon request to specified parties.
What type of transaction code was used for the AAON (AAON) CAO’s sale?
The sale of 2,287 AAON shares is coded “S,” indicating an open-market or private sale transaction. A separate “M” code entry reflects the exercise of stock options to acquire 2,287 shares, showing the classic exercise-and-sell pattern within this Form 4 filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.
