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[Form 4] ALLIANCEBERNSTEIN HOLDING L.P. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Mark R. Manley, General Counsel and Corporate Secretary of AllianceBernstein Holding L.P. (NYSE: AB), reported a disposition by gift of 700 AB Holding Units on 09/22/2025 under Form 4. The transaction is coded G and shows 700 units disposed at the NYSE closing price of $38.84 on the transaction date. The filing explains the disposition consisted of two bona fide gifts: one for 500 units and one for 200 units. Following the reported transaction, Mr. Manley beneficially owned 66,529 AB Holding Units in a direct ownership form. The Form 4 was signed on 09/23/2025.

Positive
  • Timely disclosure of insider transaction via Form 4 maintains regulatory transparency
  • Clear explanation that the disposition comprised two bona fide gifts (500 and 200 units)
  • Remaining beneficial ownership is specified as 66,529 AB Holding Units (direct)
Negative
  • Disposition of 700 units reduces insider's direct holdings by that amount
  • Transaction price shown ($38.84) could be interpreted as market reference despite gifts

Insights

TL;DR: Officer disclosed a small disposition via gifts; filing is routine and maintains transparency.

The Form 4 documents a Code G transaction indicating bona fide gifts rather than market sales. From a governance perspective, this preserves compliance with Section 16 reporting obligations and notifies investors of a change in beneficial ownership by a named officer. The report includes the transaction price referenced as the NYSE closing price for informational purposes and records the officer's remaining direct holdings of 66,529 units.

TL;DR: A non‑economic transfer (gifts) of 700 units was reported; the holding balance and price are disclosed.

The disclosure quantifies the transfer (500 and 200 unit gifts) and cites the closing price of $38.84 on 09/22/2025. The Form 4 shows no derivative transactions and that ownership is direct. The filing is concise and supplies the core metrics investors or analysts would use to update insider‑ownership records.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MANLEY MARK R

(Last) (First) (Middle)
C/O ALLIANCEBERNSTEIN
501 COMMERCE STREET

(Street)
NASHVILLE TN 37203

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN HOLDING L.P. [ AB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel & Corp Sec
3. Date of Earliest Transaction (Month/Day/Year)
09/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
AB Holding Units(1) 09/22/2025 G 700(2) D $38.84(3) 66,529 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
2. Reflects two bona fide gifts, one for 500 AB Holding Units and one for 200 AB Holding Units,
3. The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on September 22, 2025, the date the gifts were made.
Remarks:
/s/ Mark R. Manley 09/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Mark R. Manley report on Form 4 for AB?

He reported a Code G transaction on 09/22/2025 disposing of 700 AB Holding Units by gift.

How many AB units did Mr. Manley own after the reported transaction?

Following the reported transaction he beneficially owned 66,529 AB Holding Units in direct form.

What was the price referenced in the Form 4 for the AB units disposed?

The Form 4 cites the NYSE closing price on 09/22/2025 of $38.84 per AB Holding Unit.

Did the Form 4 indicate the disposition was a sale or a gift?

The Form 4 uses transaction code G, which the filer explains represents two bona fide gifts (one for 500 units and one for 200 units).

When was the Form 4 signed?

The filing includes the reporting person's signature dated 09/23/2025.
Alliancebernstein Hldg L P

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