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AllianceBernstein (NYSE: AB) GC updates holdings after 6,724-unit distribution

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. reported an insider equity transaction by its General Counsel & Corporate Secretary, who filed as a single reporting person. On December 1, 2025, 6,724 AB Holding Units held for him in a rabbi trust under an employee incentive compensation award program were distributed. Of these, 1,638 units were withheld for taxes and 5,086 units were delivered to him.

The transaction used the NYSE composite closing price of $41.43 per AB Holding Unit on that date for reporting purposes. After the transaction, he reported 15,230 units held indirectly through the rabbi trust and 71,615 units held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MANLEY MARK R

(Last) (First) (Middle)
C/O ALLIANCEBERNSTEIN
501 COMMERCE STREET

(Street)
NASHVILLE TN 37203

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN HOLDING L.P. [ AB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel & Corp Sec
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
AB Holding Units(1) 12/01/2025 F 6,724(2) D $41.43(3) 15,230 I by rabbi trust under employee incentive comp award program
AB Holding Units(1) 12/01/2025 F 5,086(2) A $41.43(3) 71,615 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
2. On December 1, 2025, 6,724 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,638 AB Holding Units were withheld for tax purposes and 5,086 AB Holding Units were delivered to him.
3. The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.
Remarks:
/s/ Mark R. Manley 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AB report for its General Counsel?

AllianceBernstein Holding L.P. reported that its General Counsel & Corporate Secretary received a distribution of 6,724 AB Holding Units from a rabbi trust under an employee incentive compensation award program on December 1, 2025.

How many AB (AllianceBernstein) units did the insider actually receive after taxes?

Of the 6,724 AB Holding Units distributed, 1,638 units were withheld for tax purposes and 5,086 units were delivered to the insider.

What price was used to report the AB Holding Units transaction?

The transaction was reported using the $41.43 NYSE composite closing price per AB Holding Unit on December 1, 2025.

How many AB Holding Units does the insider own after this Form 4 transaction?

Following the reported transaction, the insider reported 15,230 AB Holding Units held indirectly through a rabbi trust and 71,615 AB Holding Units held directly.

What is the relationship of the reporting person to AllianceBernstein (AB)?

The reporting person is an officer of AllianceBernstein Holding L.P., serving as General Counsel & Corporate Secretary, and filed the Form 4 as one reporting person.

Was this AB Form 4 filed under a 10b5-1 trading plan?

The form includes a check box for indicating Rule 10b5-1(c) trading plans, but the provided content does not show that this box was marked for this transaction.

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