Welcome to our dedicated page for Alliancebernstein Hldg L P SEC filings (Ticker: AB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AllianceBernstein Holding L.P. (AB) SEC filings page on Stock Titan centralizes the partnership’s regulatory disclosures, many of which relate to the operations of AllianceBernstein, the underlying global investment management firm. Investors use these filings to understand how AB’s assets under management, financial performance and governance are evolving, and how those factors may influence distributions to unitholders.
AB regularly furnishes Form 8‑K reports that include monthly and quarterly assets under management (AUM) releases. These filings provide preliminary AUM figures as of specific dates, with breakdowns by client channel (Institutional, Retail, Private Wealth) and by asset class, such as actively managed equity, passive equity, taxable fixed income, tax-exempt fixed income and alternatives/multi-asset solutions. They also describe net inflows or outflows and the impact of market movements, offering a detailed snapshot of business momentum.
In addition, AB files 8‑K reports on quarterly financial and operating results, which include GAAP and non‑GAAP metrics like net revenues, operating income, operating margin, adjusted net revenues, adjusted operating income and adjusted operating margin. These filings explain how management uses non‑GAAP measures and discuss trends in revenues, expenses and earnings per unit, as well as the calculation of Available Cash Flow that underpins cash distributions to unitholders.
Other 8‑K filings document leadership and governance events, such as the appointment of a new President or the resignation of senior executives, under items covering departures and appointments of certain officers. These disclosures help investors track changes in the firm’s management structure and oversight.
On Stock Titan, AB’s SEC filings are updated as new documents are posted to EDGAR, and AI-powered summaries highlight the key points in each filing. This allows users to quickly see what changed in the latest AUM release, financial report or governance update, and then drill into the full text when deeper analysis is needed.
AllianceBernstein Holding L.P. (AB) furnished a news release announcing AllianceBernstein L.P.’s preliminary assets under management as of October 31, 2025. The disclosure was made under Item 7.01 (Regulation FD), which is typically used to share informational updates with the market. The news release is included as Exhibit 99.01 to the report.
AllianceBernstein Holding L.P. filed a current report to furnish its latest quarterly financial update. The company attached a news release dated October 23, 2025 that announces financial and operating results for the quarter ended September 30, 2025, referred to as the 3Q25 Release.
The release is provided as Exhibit 99.01 and is being furnished, not filed, under the securities laws, which affects how it is treated for certain legal and liability purposes. This 8-K focuses on making the 3Q25 Release publicly available rather than detailing specific revenue, profit, or balance sheet figures within the body of the report.
AllianceBernstein Holding L.P. (AB) reported lower quarterly earnings but raised its distribution. For Q3 2025, net income was $73,751,000, or $0.79 per Unit, versus $127,195,000, or $1.12, a year ago. Management cites a lower weighted average ownership interest in AB and the prior-year recognition of a $128.5 million gain at AB tied to the AB CarVal acquisition remeasurement.
AB Holding declared a distribution of $0.86 per Unit for the quarter, payable on November 20, 2025 to holders of record on November 3, 2025. Adjusted net income per Unit was $0.86, up from $0.77. Year-to-date net income totaled $218,033,000 ($2.08 per Unit) versus $317,940,000 ($2.77).
Operating cash flow for the first nine months was $275.1 million and was largely distributed to unitholders. Units outstanding were 90,993,251 as of September 30, 2025. Following a July 10, 2025 exchange and retirement of 19,682,946 AB Holding Units with EQH, AB’s ownership stood at EQH and subsidiaries 68.5%, AB Holding 30.8%, and unaffiliated 0.7%.
AllianceBernstein Holding L.P. filed a current report to share that AllianceBernstein L.P. and the partnership have furnished a news release announcing preliminary assets under management as of September 30, 2025. The assets under management details are contained in the attached AUM Release, which is included as Exhibit 99.01 to the report under Regulation FD Disclosure.
Mark R. Manley, General Counsel and Corporate Secretary of AllianceBernstein Holding L.P. (NYSE: AB), reported a disposition by gift of 700 AB Holding Units on 09/22/2025 under Form 4. The transaction is coded G and shows 700 units disposed at the NYSE closing price of $38.84 on the transaction date. The filing explains the disposition consisted of two bona fide gifts: one for 500 units and one for 200 units. Following the reported transaction, Mr. Manley beneficially owned 66,529 AB Holding Units in a direct ownership form. The Form 4 was signed on 09/23/2025.
Karl Sprules, Chief Operating Officer of AllianceBernstein Holding L.P. (AB), reported a non‑derivative transfer of AB Holding Units identified as a gift. On 09/10/2025 he disposed of 2,650 AB Holding Units via a transaction coded as a gift at the NYSE closing price of $37.76 on that date. After the transaction he beneficially owns 104,096 AB Holding Units, held directly. The filing clarifies that AB Holding Units represent limited partnership interests in the company and provides the required Section 16 disclosure of the change in beneficial ownership.
AllianceBernstein Holding L.P. filed a Form 8-K indicating that it and its operating partnership, AllianceBernstein L.P., have furnished a news release announcing AB’s preliminary assets under management as of August 31, 2025. The news release is provided as Exhibit 99.01 to the filing under Regulation FD, which is intended to ensure broad, fair disclosure of this information to the market.
AllianceBernstein Holding L.P. reported that Chris Hogbin has resigned as Global Head of Investments of AllianceBernstein L.P., effective September 30, 2025. He had been appointed to this newly created role and became a named executive officer effective January 1, 2024. The filing does not describe any replacement or changes to his other responsibilities, focusing solely on the leadership transition in the firm’s global investment function.
Seth P. Bernstein, President and CEO and a director of AllianceBernstein Holding L.P. (AB), reported a sale of AB Holding Units under a Rule 10b5-1 plan. On 08/22/2025 he disposed of 24,946 AB Holding Units at prices ranging from $40.00 to $40.16 per unit, with a weighted average sale price of $40.05. After the sale he beneficially owned 238,510 AB Holding Units. The Form 4 indicates the transactions were coded as sales and executed pursuant to a written plan intended to satisfy Rule 10b5-1(c).
Seth P. Bernstein, President and CEO and director of AllianceBernstein Holding L.P. (AB), reported routine sales of AB Holding Units under a 10b5-1 plan. The Form 4 shows a sale on 08/19/2025 of 6,268 AB Holding Units at a weighted average price of $40.13 per unit (prices ranged $40.00 to $40.44) and an additional sale on 08/20/2025 of 480 units at $40.00. After these transactions the reporting person beneficially owns 263,456 AB Holding Units. The filing is signed and indicates the sales were made pursuant to a written plan intended to satisfy Rule 10b5-1(c).