Welcome to our dedicated page for Alliancebernstein Hldg L P SEC filings (Ticker: AB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AllianceBernstein Holding, L.P. filings document the public reporting of AB Holding and AllianceBernstein L.P., including material-event reports for operating results, Regulation FD disclosures for preliminary assets under management, and governance changes. Recent 8-K filings furnish earnings releases, AUM releases and exhibits rather than treating those exhibits as filed under the Exchange Act.
The disclosures describe GAAP and adjusted per-unit earnings, cash distributions, advisory-fee and AUM trends, and AUM detail by Institutions, Retail and Private Wealth channels across equity, fixed income, alternatives and multi-asset solutions. Governance filings also record senior management appointments and related officer matters.
AllianceBernstein Holding L.P. officer Onur Erzan reported changes in his holdings of AB Holding Units on December 1, 2025. A total of 63,943 AB Holding Units previously held for him in a rabbi trust under an employee incentive compensation award program were distributed, with 35,361 units withheld for tax purposes and 28,582 units delivered to him. After the transactions, 209,985 AB Holding Units were held indirectly for him by the rabbi trust and 28,582 AB Holding Units were held directly in his name. The report uses a reference price of $41.43 per AB Holding Unit, the NYSE composite closing price on that date.
AllianceBernstein Holding L.P. President and CEO Seth P. Bernstein reported changes in his ownership of AB Holding Units on Form 4. On December 1, 2025, a total of 65,719 AB Holding Units that had been held for his benefit in a rabbi trust under an employee incentive compensation program were distributed to him. At a closing price of $41.43 per AB Holding Unit that day, 36,343 units were withheld to cover taxes and 29,376 units were delivered to him. After these transactions, he reported 437,371 AB Holding Units held indirectly through the rabbi trust and 267,886 AB Holding Units held directly.
AllianceBernstein Holding L.P. reported an insider transaction involving its Chief Accounting Officer. On December 1, 2025, 2,660 AB Holding Units previously held for him in a rabbi trust under an employee incentive compensation program were distributed.
Of these units, 649 AB Holding Units were withheld to cover taxes and 2,011 AB Holding Units were delivered to him, based on a closing price of $41.43 per AB Holding Unit on that date. After the transactions, he held 16,515 AB Holding Units indirectly through the rabbi trust and 26,566 AB Holding Units directly.
AllianceBernstein Holding L.P. (AB) furnished a news release announcing AllianceBernstein L.P.’s preliminary assets under management as of October 31, 2025. The disclosure was made under Item 7.01 (Regulation FD), which is typically used to share informational updates with the market. The news release is included as Exhibit 99.01 to the report.
AllianceBernstein Holding L.P. filed a current report to furnish its latest quarterly financial update. The company attached a news release dated October 23, 2025 that announces financial and operating results for the quarter ended September 30, 2025, referred to as the 3Q25 Release.
The release is provided as Exhibit 99.01 and is being furnished, not filed, under the securities laws, which affects how it is treated for certain legal and liability purposes. This 8-K focuses on making the 3Q25 Release publicly available rather than detailing specific revenue, profit, or balance sheet figures within the body of the report.
AllianceBernstein Holding L.P. (AB) reported lower quarterly earnings but raised its distribution. For Q3 2025, net income was $73,751,000, or $0.79 per Unit, versus $127,195,000, or $1.12, a year ago. Management cites a lower weighted average ownership interest in AB and the prior-year recognition of a $128.5 million gain at AB tied to the AB CarVal acquisition remeasurement.
AB Holding declared a distribution of $0.86 per Unit for the quarter, payable on November 20, 2025 to holders of record on November 3, 2025. Adjusted net income per Unit was $0.86, up from $0.77. Year-to-date net income totaled $218,033,000 ($2.08 per Unit) versus $317,940,000 ($2.77).
Operating cash flow for the first nine months was $275.1 million and was largely distributed to unitholders. Units outstanding were 90,993,251 as of September 30, 2025. Following a July 10, 2025 exchange and retirement of 19,682,946 AB Holding Units with EQH, AB’s ownership stood at EQH and subsidiaries 68.5%, AB Holding 30.8%, and unaffiliated 0.7%.
AllianceBernstein Holding L.P. filed a current report to share that AllianceBernstein L.P. and the partnership have furnished a news release announcing preliminary assets under management as of September 30, 2025. The assets under management details are contained in the attached AUM Release, which is included as Exhibit 99.01 to the report under Regulation FD Disclosure.
AllianceBernstein Holding L.P. filed a current report to share that AllianceBernstein L.P. and the partnership have furnished a news release announcing preliminary assets under management as of September 30, 2025. The assets under management details are contained in the attached AUM Release, which is included as Exhibit 99.01 to the report under Regulation FD Disclosure.
Mark R. Manley, General Counsel and Corporate Secretary of AllianceBernstein Holding L.P. (NYSE: AB), reported a disposition by gift of 700 AB Holding Units on 09/22/2025 under Form 4. The transaction is coded G and shows 700 units disposed at the NYSE closing price of $38.84 on the transaction date. The filing explains the disposition consisted of two bona fide gifts: one for 500 units and one for 200 units. Following the reported transaction, Mr. Manley beneficially owned 66,529 AB Holding Units in a direct ownership form. The Form 4 was signed on 09/23/2025.
Mark R. Manley, General Counsel and Corporate Secretary of AllianceBernstein Holding L.P. (NYSE: AB), reported a disposition by gift of 700 AB Holding Units on 09/22/2025 under Form 4. The transaction is coded G and shows 700 units disposed at the NYSE closing price of $38.84 on the transaction date. The filing explains the disposition consisted of two bona fide gifts: one for 500 units and one for 200 units. Following the reported transaction, Mr. Manley beneficially owned 66,529 AB Holding Units in a direct ownership form. The Form 4 was signed on 09/23/2025.
Karl Sprules, Chief Operating Officer of AllianceBernstein Holding L.P. (AB), reported a non‑derivative transfer of AB Holding Units identified as a gift. On 09/10/2025 he disposed of 2,650 AB Holding Units via a transaction coded as a gift at the NYSE closing price of $37.76 on that date. After the transaction he beneficially owns 104,096 AB Holding Units, held directly. The filing clarifies that AB Holding Units represent limited partnership interests in the company and provides the required Section 16 disclosure of the change in beneficial ownership.
AllianceBernstein Holding L.P. filed a Form 8-K indicating that it and its operating partnership, AllianceBernstein L.P., have furnished a news release announcing AB’s preliminary assets under management as of August 31, 2025. The news release is provided as Exhibit 99.01 to the filing under Regulation FD, which is intended to ensure broad, fair disclosure of this information to the market.
AllianceBernstein Holding L.P. filed a Form 8-K indicating that it and its operating partnership, AllianceBernstein L.P., have furnished a news release announcing AB’s preliminary assets under management as of August 31, 2025. The news release is provided as Exhibit 99.01 to the filing under Regulation FD, which is intended to ensure broad, fair disclosure of this information to the market.