Welcome to our dedicated page for Alliancebernstein Hldg L P SEC filings (Ticker: AB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AllianceBernstein Holding, L.P. filings document the public reporting of AB Holding and AllianceBernstein L.P., including material-event reports for operating results, Regulation FD disclosures for preliminary assets under management, and governance changes. Recent 8-K filings furnish earnings releases, AUM releases and exhibits rather than treating those exhibits as filed under the Exchange Act.
The disclosures describe GAAP and adjusted per-unit earnings, cash distributions, advisory-fee and AUM trends, and AUM detail by Institutions, Retail and Private Wealth channels across equity, fixed income, alternatives and multi-asset solutions. Governance filings also record senior management appointments and related officer matters.
AllianceBernstein Holding L.P. reported that Chris Hogbin has resigned as Global Head of Investments of AllianceBernstein L.P., effective September 30, 2025. He had been appointed to this newly created role and became a named executive officer effective January 1, 2024. The filing does not describe any replacement or changes to his other responsibilities, focusing solely on the leadership transition in the firm’s global investment function.
Seth P. Bernstein, President and CEO and a director of AllianceBernstein Holding L.P. (AB), reported a sale of AB Holding Units under a Rule 10b5-1 plan. On 08/22/2025 he disposed of 24,946 AB Holding Units at prices ranging from $40.00 to $40.16 per unit, with a weighted average sale price of $40.05. After the sale he beneficially owned 238,510 AB Holding Units. The Form 4 indicates the transactions were coded as sales and executed pursuant to a written plan intended to satisfy Rule 10b5-1(c).
Seth P. Bernstein, President and CEO and director of AllianceBernstein Holding L.P. (AB), reported routine sales of AB Holding Units under a 10b5-1 plan. The Form 4 shows a sale on 08/19/2025 of 6,268 AB Holding Units at a weighted average price of $40.13 per unit (prices ranged $40.00 to $40.44) and an additional sale on 08/20/2025 of 480 units at $40.00. After these transactions the reporting person beneficially owns 263,456 AB Holding Units. The filing is signed and indicates the sales were made pursuant to a written plan intended to satisfy Rule 10b5-1(c).
Form 144 notice for proposed sale of common stock. The filing reports an intended sale of 31,694 shares of common stock with an aggregate market value of $1,281,705.00. The securities represent shares acquired on 12/04/2023 through vesting/deferred compensation. The filer lists 110,537,295 shares outstanding and an approximate sale date of 08/19/2025 on the NYSE. The broker name and address shown is "THE CHARLES SCHWAB CORPORATION, 3000 Schwab Way, Westlake TX 76262." The filing indicates no securities sold in the past three months and includes the standard signer representation about absence of undisclosed material adverse information.
AllianceBernstein Holding L.P. filed a current report to share a news release from its operating partnership, AllianceBernstein L.P., under Regulation FD. The report states that a furnished release dated August 11, 2025 announces AllianceBernstein’s preliminary assets under management as of July 31, 2025. The release itself is included as Exhibit 99.01, and this filing is intended to make that assets-under-management update broadly available to investors.