STOCK TITAN

ABAT officer reports vesting and tax sale on Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

American Battery Technology Company (ABAT) insider filing: the Chief Mineral Resource Officer reported two transactions. On 10/22/2025, 8,334 shares of Common Stock were acquired at $0.00 through vesting under the company’s equity compensation plan. On 10/23/2025, 1,623 shares were sold at $6.08 to cover tax withholding related to that vesting. Following these transactions, the reporting person directly beneficially owns 338,924 shares.

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Insider JOLCOVER SCOTT
Role Chief Mineral Resource Officer
Type Security Shares Price Value
Tax Withholding Common Stock 1,623 $6.08 $10K
Grant/Award Common Stock 8,334 $0.00 --
Holdings After Transaction: Common Stock — 338,924 shares (Direct)
Footnotes (1)
  1. Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOLCOVER SCOTT

(Last) (First) (Middle)
C/O AMERICAN BATTERY TECHNOLOGY COMPANY
100 WASHINGTON STREET, SUITE 100

(Street)
RENO NV 89503

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Mineral Resource Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/22/2025 A 8,334(1) A $0.00 340,547 D
Common Stock 10/23/2025 F 1,623(2) D $6.08 338,924 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.
2. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
/s/ Scott Jolcover 10/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ABAT's insider report on Form 4?

The officer reported 8,334 shares acquired at $0.00 from vesting on 10/22/2025 and 1,623 shares sold at $6.08 on 10/23/2025 to cover taxes.

Who is the ABAT insider and role?

The reporting person is an officer of ABAT, serving as Chief Mineral Resource Officer.

How many ABAT shares does the insider now own?

After the reported transactions, the insider directly beneficially owns 338,924 shares.

What do the transaction codes A and F mean here?

Code A reflects shares acquired via vesting at $0.00; code F reflects shares sold to satisfy tax withholding obligations.

Were the sales part of a tax withholding event?

Yes. The 1,623 shares were sold to cover tax liability associated with the vesting of the awarded common stock.

What were the transaction dates and prices?

Vesting occurred on 10/22/2025 at $0.00; the tax sale occurred on 10/23/2025 at $6.08 per share.
American Battery Technology Co

NASDAQ:ABAT

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330.59M
126.13M
Waste Management
Mining & Quarrying of Nonmetallic Minerals (no Fuels)
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United States
RENO