ABAT CEO granted shares, covers taxes in stock

AMERICAN BATTERY TECHNOLOGY Co CEO Ryan Mitchell reported routine equity compensation and related tax withholding in company stock.

Rhea-AI Filing Summary

AMERICAN BATTERY TECHNOLOGY Co CEO Ryan Mitchell reported routine equity compensation and related tax withholding in company stock. On June 2, he acquired 29,674 shares of common stock at $0.71 per share as part of a grant, and 9,323 shares were withheld to cover tax liabilities tied to that vesting. On June 1, he received an additional 33,384 shares at no cost from a prior award and an employee stock purchase plan. After these transactions, he directly holds 3,025,914 shares of common stock.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Melsert Ryan Mitchell

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	9,323	$3.77	$35K
Grant/Award	Common Stock	29,674	$0.71	$21K
Grant/Award	Common Stock	33,384	$0.00	$0.00

Holdings After Transaction: Common Stock — 3,025,914 shares (Direct)

Footnotes (3)

1. F1. Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.
2. F2. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
3. F3. Represents the purchase of Common Stock pursuant to the Company's employee stock purchase plan.

Key Figures

Stock award 1: 29,674 shares at $0.71 Tax-withholding shares: 9,323 shares at $3.77 Stock award 2: 33,384 shares +1 more

4 metrics

Stock award 1 29,674 shares at $0.71 Common Stock grant on June 2

Tax-withholding shares 9,323 shares at $3.77 Shares delivered to cover tax liability

Stock award 2 33,384 shares Common Stock grant on June 1 at no cost

Post-transaction holdings 2,996,240 shares Common Stock held directly after Form 4 transactions

Key Terms

employee equity compensation plan, tax liability, employee stock purchase plan, Grant, award, or other acquisition

4 terms

employee equity compensation plan financial

"Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan."

tax liability financial

"Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock."

employee stock purchase plan financial

"Represents the purchase of Common Stock pursuant to the Company's employee stock purchase plan."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did ABAT CEO Ryan Mitchell report on this Form 4?

Ryan Mitchell reported receiving two stock awards and a related tax-withholding share disposition. He acquired 29,674 shares at $0.71, 33,384 shares at no cost, and 9,323 shares were withheld to satisfy tax obligations from vesting.

Were Ryan Mitchell’s ABAT stock transactions open-market buys or sells?

The transactions were not open-market trades. They reflect stock awards vesting under an equity plan, shares purchased through an employee stock purchase plan, and shares withheld to cover associated tax liabilities, rather than discretionary market purchases or sales.

How many AMERICAN BATTERY TECHNOLOGY Co shares does the CEO hold after these transactions?

After the reported activity, Ryan Mitchell directly holds 2,996,240 shares of AMERICAN BATTERY TECHNOLOGY Co common stock. This total reflects the net result of the stock awards, employee stock purchase plan acquisition, and shares withheld for tax obligations disclosed in the filing.

What does the tax-withholding transaction on Ryan Mitchell’s ABAT Form 4 represent?

The tax-withholding entry reflects 9,323 shares delivered to cover tax liability from vesting stock. According to the footnote, these shares were used to satisfy taxes associated with previously awarded common stock, rather than an open-market sale decision.

What is the significance of the employee stock purchase plan in this ABAT Form 4?

One footnote states that part of the reported activity represents a purchase under the employee stock purchase plan. Such plans typically allow employees to buy company stock through payroll contributions, adding to their ownership alongside equity compensation grants.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/03/2026 - 04:45 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Melsert Ryan Mitchell

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NEVADA 89503

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		A		33,384(1)	A	$0.00	3,005,563	D
Common Stock	06/02/2026		F		9,323(2)	D	$3.77	2,996,240	D
Common Stock	06/02/2026		A		29,674(3)	A	$0.71	3,025,914	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

2. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

3. Represents the purchase of Common Stock pursuant to the Company's employee stock purchase plan.

	/s/ Ryan Mitchell Melsert	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)