Welcome to our dedicated page for American Battery Technology Co SEC filings (Ticker: ABAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
American Battery Technology Company's filings document material events for an operating critical battery minerals issuer. Form 8-K reports furnish operating and financial results, earnings-call presentations, and Regulation FD materials related to recycling operations, critical mineral manufacturing, and project development.
The filing record also covers governance and capital-structure matters, including annual meeting voting results, director elections, auditor ratification, and security-holder matters. Project and agreement disclosures include the recycling/reclamation services agreement for lithium-ion battery materials, the S-K 1300 technical report and preliminary feasibility study for the Tonopah Flats Lithium Project, NEPA baseline study and Mine Plan submissions, and grant-related material agreement disclosures.
American Battery Technology Company (ABAT) has received a Notice of Effectiveness from the SEC for their Form S-3 registration statement, effective as of June 26, 2025, at 4:00 P.M. The Form S-3 filing (File Number: 333-287704) is a shelf registration statement that allows the company to offer and sell securities to the public.
A Form S-3 is typically used by larger companies that have met specific SEC reporting requirements and allows for:
- Greater flexibility in timing of securities offerings
- Ability to access capital markets quickly when needed
- Registration of multiple types of securities in a single filing
- Simplified disclosure requirements compared to other registration forms
American Battery Technology Company (ABAT) has filed an S-3/A amendment to register the resale of up to 6,413,193 shares of common stock, including:
- 2,296,460 PIPE shares from private placements
- 4,116,733 shares issuable upon exercise of various warrants (Common, Series A, and Series B)
The securities were issued in private placements totaling $6.9 million between June 2023 and February 2025. If all warrants are exercised for cash, ABAT could receive up to $9.38 million in additional proceeds for working capital. The amendment updates beneficial ownership information, incorporates Q1 2025 financial results, and adds subscription agreements and warrant forms as exhibits.
ABAT is a critical battery materials company focused on lithium-ion battery recycling and domestic production of battery metals. The company has constructed its first integrated recycling facility and received significant government grants, including a $20 million DOE project and a $2 million U.S. Advanced Battery Consortium grant to accelerate technology development.