Welcome to our dedicated page for American Battery Technology Co SEC filings (Ticker: ABAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
American Battery Technology Company's filings document material events for an operating critical battery minerals issuer. Form 8-K reports furnish operating and financial results, earnings-call presentations, and Regulation FD materials related to recycling operations, critical mineral manufacturing, and project development.
The filing record also covers governance and capital-structure matters, including annual meeting voting results, director elections, auditor ratification, and security-holder matters. Project and agreement disclosures include the recycling/reclamation services agreement for lithium-ion battery materials, the S-K 1300 technical report and preliminary feasibility study for the Tonopah Flats Lithium Project, NEPA baseline study and Mine Plan submissions, and grant-related material agreement disclosures.
American Battery Technology Co. (ABAT) reported fiscal year highlights showing continued development spending, grant awards and significant financing activity while remaining loss-making. The company had $5.0 million of restricted cash and reported a net increase in cash of $5.47 million for the period. Working capital improved to $10.9 million from $2.6 million a year earlier. ABAT recorded cost of goods sold of $14.9 million and total operating expenses that included $21.2 million G&A and $8.47 million R&D. Non-cash stock-based compensation totaled roughly $14.7 million. The company has an accumulated deficit of $260.1 million and used cash in investing activities of $2.55 million while providing $36.94 million from financing activities. ABAT received multiple government grants and tax credits, including a $144 million DOE award (of which $0.6 million invoiced as of June 30, 2025) and other grant programs with varying invoiced amounts. The company issued equity and converted debt into common shares during the year, increasing shares outstanding to roughly 97.4 million as of June 30, 2025. Material financing instruments included senior secured convertible notes with derivative accounting considerations and subsequent conversions/issuances affecting equity and loss on extinguishment. The company disclosed potential impairments and assets held-for-sale activity and continues to recognize substantial stock-based compensation and deferred tax valuation allowances.
American Battery Technology Co. (ABAT) reported fiscal year highlights showing continued development spending, grant awards and significant financing activity while remaining loss-making. The company had $5.0 million of restricted cash and reported a net increase in cash of $5.47 million for the period. Working capital improved to $10.9 million from $2.6 million a year earlier. ABAT recorded cost of goods sold of $14.9 million and total operating expenses that included $21.2 million G&A and $8.47 million R&D. Non-cash stock-based compensation totaled roughly $14.7 million. The company has an accumulated deficit of $260.1 million and used cash in investing activities of $2.55 million while providing $36.94 million from financing activities. ABAT received multiple government grants and tax credits, including a $144 million DOE award (of which $0.6 million invoiced as of June 30, 2025) and other grant programs with varying invoiced amounts. The company issued equity and converted debt into common shares during the year, increasing shares outstanding to roughly 97.4 million as of June 30, 2025. Material financing instruments included senior secured convertible notes with derivative accounting considerations and subsequent conversions/issuances affecting equity and loss on extinguishment. The company disclosed potential impairments and assets held-for-sale activity and continues to recognize substantial stock-based compensation and deferred tax valuation allowances.
Steven Wu, Chief Operating Officer of American Battery Technology Co (ABAT), reported changes in his beneficial ownership on Form 4. On September 16, 2025 274,617 common shares vested under his employment agreement, increasing his post-transaction holdings to 365,996 shares. The same employment arrangement also resulted in the issuance of 1,240,709 warrants with a $1.07 exercise price; those warrants vest quarterly in 1/16th increments beginning September 16, 2024, and expire five years after issuance or vesting (effectively beginning September 16, 2030). On September 18, 2025 Mr. Wu sold 117,400 common shares at $2.63 per share to cover tax liabilities related to the vesting, leaving him with 248,596 shares directly owned following the sale.
Steven Wu, Chief Operating Officer of American Battery Technology Co (ABAT), reported changes in his beneficial ownership on Form 4. On September 16, 2025 274,617 common shares vested under his employment agreement, increasing his post-transaction holdings to 365,996 shares. The same employment arrangement also resulted in the issuance of 1,240,709 warrants with a $1.07 exercise price; those warrants vest quarterly in 1/16th increments beginning September 16, 2024, and expire five years after issuance or vesting (effectively beginning September 16, 2030). On September 18, 2025 Mr. Wu sold 117,400 common shares at $2.63 per share to cover tax liabilities related to the vesting, leaving him with 248,596 shares directly owned following the sale.
American Battery Technology Company filed a current report to note that it has released its financial results. On September 18, 2025, the company issued a press release covering results for its fiscal quarter and full year ended June 30, 2025. That press release is included as Exhibit 99.1 to this report but is treated as furnished rather than filed, which limits certain legal liabilities. The filing itself does not detail the results, and primarily serves to formally alert investors that the full financial information is available in the accompanying press release.
American Battery Technology Company filed a current report to note that it has released its financial results. On September 18, 2025, the company issued a press release covering results for its fiscal quarter and full year ended June 30, 2025. That press release is included as Exhibit 99.1 to this report but is treated as furnished rather than filed, which limits certain legal liabilities. The filing itself does not detail the results, and primarily serves to formally alert investors that the full financial information is available in the accompanying press release.
Scott Jolcover, Chief Mineral Resource Officer of American Battery Technology Company (ABAT), reported insider transactions covering early September 2025. On 09/03/2025 82,406 shares of common stock vested under his employment agreement at no cash price, increasing his direct beneficial ownership to 328,873 shares. On 09/04/2025 he sold 19,930 shares at $2.51 per share to cover the related tax liability, reducing his direct ownership to 308,943 shares. Also on 09/04/2025 the company issued 428,279 warrants to Mr. Jolcover with a $0.99 exercise price; these warrants vest 1/12th quarterly beginning October 1, 2024 and expire three years after issuance or vesting (effective beginning September 4, 2028).
Ryan Mitchell Melsert, Chief Executive Officer and Director of American Battery Technology Company (ABAT), reported equity activity in the company. Two blocks of common stock vested under compensation arrangements: 208,215 shares and 18,750 shares, which increased his direct beneficial ownership to 2,080,418 shares before a subsequent disposition. A sale of 57,780 shares at $2.51 was reported as a disposition to cover tax liabilities, leaving 2,022,638 shares beneficially owned after that sale. The filing also shows issuance of 2,525,497 warrants with a $0.99 exercise price that vest quarterly (1/16th per quarter starting October 1, 2024) and expire five years after issuance or vesting (effectively beginning September 4, 2030).
American Battery Technology Company reported a planned board transition, with director Sherif Marakby resigning from the Board and its audit and governance committees effective September 15, 2025. His resignation aligns with the Board’s succession plan and is not due to any disagreement over the company’s operations, policies, or practices.
The Board appointed Lavanya Balakrishnan as a new director effective September 16, 2025, and named her to the audit, compensation, and corporate governance and nominating committees. Under a director agreement effective on that date, she will receive $25,000 per year in cash, plus eligibility for annual RSU awards valued at $150,000, both paid quarterly in arrears and subject to vesting after her first-year anniversary. In a change in control, she is eligible for additional RSUs valued at $75,000, and she may elect to receive her compensation in RSUs instead of cash.