Welcome to our dedicated page for American Battery Technology Co SEC filings (Ticker: ABAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The American Battery Technology Company (NASDAQ: ABAT) SEC filings page on Stock Titan brings together the company’s official disclosures filed with the U.S. Securities and Exchange Commission. As a Nevada-incorporated issuer, ABAT submits current reports on Form 8-K, annual reports on Form 10-K, quarterly reports on Form 10-Q, proxy statements on Schedule 14A, and other documents that describe its operations, projects, governance, and capital structure.
For ABAT, recent 8-K filings highlight material events such as the publication of the S-K 1300 Technical Report and Pre-Feasibility Study for the Tonopah Flats Lithium Project, the entry into a Recycling/Reclamation Services Agreement with Veolia ES Technical Solutions for batteries from a grid-scale energy storage system in Monterey County, California, and changes to grant arrangements with the U.S. Department of Energy. Other 8-Ks describe amendments to bylaws and codes of conduct, at-the-market equity offering activity, and the company’s status as a Transparency Priority Project and FAST-41 Covered Project for its Tonopah Flats Lithium Project.
Proxy materials, such as the definitive proxy statement on Schedule 14A, provide detail on board composition, director elections, executive compensation, and shareholder meeting procedures. Additional filings document auditor ratification, shareholder voting results, and governance policies. Together, these filings offer a structured view of how American Battery Technology Company manages its integrated critical battery materials business, including lithium-ion battery recycling facilities and primary lithium manufacturing projects.
On Stock Titan, users can access these filings in one place and use AI-powered summaries to quickly understand key points from lengthy documents, including technical reports, financing agreements, and governance updates. This helps investors and researchers navigate ABAT’s regulatory record and follow developments affecting its recycling operations, Tonopah Flats Lithium Project, and overall corporate strategy.
American Battery Technology Company (ABAT) has received a Notice of Effectiveness from the SEC for their Form S-3 registration statement, effective as of June 26, 2025, at 4:00 P.M. The Form S-3 filing (File Number: 333-287704) is a shelf registration statement that allows the company to offer and sell securities to the public.
A Form S-3 is typically used by larger companies that have met specific SEC reporting requirements and allows for:
- Greater flexibility in timing of securities offerings
- Ability to access capital markets quickly when needed
- Registration of multiple types of securities in a single filing
- Simplified disclosure requirements compared to other registration forms
American Battery Technology Company (ABAT) has filed an S-3/A amendment to register the resale of up to 6,413,193 shares of common stock, including:
- 2,296,460 PIPE shares from private placements
- 4,116,733 shares issuable upon exercise of various warrants (Common, Series A, and Series B)
The securities were issued in private placements totaling $6.9 million between June 2023 and February 2025. If all warrants are exercised for cash, ABAT could receive up to $9.38 million in additional proceeds for working capital. The amendment updates beneficial ownership information, incorporates Q1 2025 financial results, and adds subscription agreements and warrant forms as exhibits.
ABAT is a critical battery materials company focused on lithium-ion battery recycling and domestic production of battery metals. The company has constructed its first integrated recycling facility and received significant government grants, including a $20 million DOE project and a $2 million U.S. Advanced Battery Consortium grant to accelerate technology development.