[Form 4] Ascent Industries Co. Insider Trading Activity

Rhea-AI Filing Summary

Christopher Gerald Hutter, a director of Ascent Industries Co. (ACNT), reported an open-market sale of common stock on 08/14/2025. The filing shows 20,000 shares were sold at a weighted-average price of $12.51 per share, with individual trade prices reported between $12.50 and $12.61. Following the transaction the report lists beneficial ownership positions of 358,959 shares indirectly (through a revocable trust) and 211,615 shares directly. The reporting person signed the Form 4 on 08/15/2025 and offered to provide detailed per-trade pricing on request.

Positive

• Filing provides clear transaction details, including date, weighted-average price, and the per-trade price range
• Substantial retained ownership is disclosed: 211,615 shares direct and 358,959 shares indirect after the sale

Negative

• Director sold 20,000 shares, which may be viewed negatively by some investors despite remaining holdings

Insights

Securities Analyst

TL;DR: Director executed a modest open-market sale; holdings remain substantial, suggesting liquidity needs or portfolio rebalancing rather than a full divestiture.

The Form 4 discloses a sale of 20,000 common shares at a weighted-average price of $12.51. The filing explicitly states the sale prices ranged from $12.50 to $12.61 and that the reporting person retains 211,615 direct and 358,959 indirect shares after the sale. This is a routine Section 16 disclosure of insider trading activity; the filing provides transparent pricing detail and an offer to supply per-trade breakdowns on request.

Corporate Governance Expert

TL;DR: Insider disclosure is complete and compliant; sale quantity is small relative to aggregate holdings disclosed.

The Form 4 meets reporting requirements by stating the transaction date, aggregate share counts after the sale, and a footnote clarifying the weighted-average price and price range. The reporting person is identified as a director and the filing is individually signed. No amendments or derivative transactions are reported. From a governance-compliance standpoint, the document contains the necessary information for investor review.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hutter Christopher Gerald

(Last) (First) (Middle)

1400 16TH STREET

SUITE 250

(Street)

OAK BROOK IL 60523

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/14/2025		S		20,000	D	$12.51(1)	358,959	I	Through Rev. Trust
Common Stock								211,615	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported price in column 4 is a weighted average purchase price. These shares were disposed of in multiple transactions at prices ranging from $12.50 to $12.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth within this footnote.

Remarks:

	Christopher Gerald Hutter	08/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ACNT director Christopher Hutter disclose on Form 4?

He disclosed an open-market sale of 20,000 shares of Ascent Industries common stock on 08/14/2025 at a weighted-average price of $12.51.

How many ACNT shares does Christopher Hutter beneficially own after the reported transaction?

The Form 4 reports 211,615 shares directly and 358,959 shares indirectly (through a revocable trust) following the transaction.

What price range were the sold ACNT shares executed at?

The footnote states the sales were at prices ranging from $12.50 to $12.61 per share, with a weighted-average of $12.51.

When was the Form 4 signed and filed?

The reporting person signed the Form 4 on 08/15/2025 reflecting the 08/14/2025 transaction.

Does the filing show any derivative transactions or amendments?

No derivative securities or amendments are reported in this Form 4; only a non-derivative common stock sale is disclosed.