[Form 4] Ascent Industries Co. Insider Trading Activity

Rhea-AI Filing Summary

Insider purchase reported by Ascent Industries Co. (ACNT) General Counsel Kimberly Portnoy reported acquiring 3,606 shares of common stock on September 8, 2025 at a price of $12.165 per share, increasing her beneficial ownership to 3,606 shares held directly. The shares are subject to a vesting schedule: they vest in equal 33% installments over three years beginning January 1, 2026. The Form 4 was signed on September 10, 2025. No derivative securities or additional transactions were reported in this filing.

Positive

• Insider purchase by General Counsel shows management has equity exposure
• Clear vesting schedule (33% annually over three years) aligns retention incentives

Negative

• Transaction size appears modest and likely not material to shareholders
• No other insider buys reported that would indicate broader managerial accumulation

Insights

Financial Analyst

TL;DR: Officer acquired a modest number of shares at $12.165, indicating some insider alignment but not a material stake.

The acquisition of 3,606 shares by the company's General Counsel signals insider participation in equity ownership, which can align management interests with shareholders. At the reported price, the transaction size appears relatively small versus typical market-cap stakes and is unlikely to be materially value-driving for investors. The scheduled vesting over three years suggests a retention incentive rather than immediate economic transfer. No sales or options were disclosed that would alter near-term dilution or liquidity.

Corporate Governance Expert

TL;DR: Transaction follows standard insider reporting and includes a multi-year vesting schedule consistent with retention practices.

The Form 4 is properly completed showing direct ownership and the reporting person’s relationship as General Counsel. The 33% annual vesting beginning January 1, 2026, is a common structure to promote tenure. There are no red flags in the filing: signature present, transaction code indicates acquisition, and no derivative positions were reported. The disclosure provides clear, compliant information but does not on its own indicate material governance change.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Portnoy Kimberly

(Last) (First) (Middle)

20 N. MARTINGALE RD

SUITE 430

(Street)

SCHAUMBURG IL 60173

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASCENT INDUSTRIES CO. [ ACNT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2025		A		3,606(1)	A	$12.165	3,606	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares vest in equal installments of 33% over 3 years beginning January 1, 2026.

Remarks:

	Kimberly Portnoy	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Kimberly Portnoy report on Form 4 for ACNT?

She reported acquiring 3,606 shares of Ascent Industries common stock on September 8, 2025 at $12.165 per share.

How many shares does Kimberly Portnoy beneficially own after the transaction?

3,606 shares are reported as beneficially owned following the transaction, held directly.

What is the vesting schedule for the reported shares?

The shares vest in equal 33% installments over three years, beginning January 1, 2026.

What is Kimberly Portnoy's role at ACNT as disclosed on the form?

She is the General Counsel and the Form 4 is filed as an individual reporting person.

Were any derivative securities or dispositions reported in this filing?

No. The filing shows only a non-derivative acquisition and no dispositions or derivative positions.