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Aeries Technology (AERT) files prospectus supplement, extends Sandia share sale window

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
424B3

Rhea-AI Filing Summary

Aeries Technology, Inc. filed a prospectus supplement that updates an existing resale registration and links it to a new current report. The supplement covers up to 10,566,347 Class A ordinary shares issuable upon exchange of shares of Aark Singapore Pte. Ltd. or Aeries Technology Group Business Accelerators Private Limited, up to 21,027,801 Class A ordinary shares issuable upon exercise of 11,499,991 public warrants and 9,527,810 private placement warrants, plus the resale from time to time of up to 53,805,874 Class A ordinary shares and 9,527,810 private placement warrants by selling securityholders.

The attached current report describes Amendment No. 1 to a letter agreement with Sandia Investment Management LP tied to a prepaid forward share transaction. That amendment extends the period during which Sandia may sell Aeries Class A ordinary shares at a price not lower than $1.05 per share from December 31, 2025 to January 9, 2026, with all other terms of the letter agreement unchanged. Aeries’ Class A ordinary shares and warrants trade on Nasdaq under the symbols “AERT” and “AERTW.”

Positive

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Filed Pursuant to Rule 424(b)(3)

Registration No. 333-276173

 

Prospectus Supplement

(to prospectus dated August 12, 2025)

 

AERIES TECHNOLOGY, INC.

10,566,347 Class A Ordinary Shares Issuable Upon Exercise of Exchange Rights

21,027,801 Class A Ordinary Shares Issuable Upon Exercise of Warrants

53,805,874 Class A Ordinary Shares

9,527,810 Warrants to Purchase Class A Ordinary Shares

Offered by the Selling Securityholders

 

This prospectus supplement is being filed to update and supplement information contained in the prospectus dated August 12, 2025 (the “Prospectus”) related to: (A) (i) up to 10,566,347 Class A ordinary shares, par value $0.0001 per share (“Class A ordinary shares”), of Aeries Technology, Inc., a Cayman Islands exempted company (the “Company”), upon exchange of shares of Aark Singapore Pte. Ltd. or Aeries Technology Group Business Accelerators Private Limited, pursuant to the exchange agreements dated November 6, 2023, and (ii) up to 21,027,801 Class A ordinary shares issuable upon the exercise of the (a) 11,499,991 redeemable warrants to purchase Class A ordinary shares that were issued by Worldwide Webb Acquisition Corp. as part of the units in its initial public offering (“IPO”), and (b) 9,527,810 redeemable warrants (the “Private Placement Warrants”) to purchase Class A ordinary shares originally issued to Worldwide Webb Acquisition Sponsor, LLC in a private placement that closed simultaneously with the consummation of the IPO; and (B) the resale from time to time by the Selling Securityholders (as defined in the Prospectus) of (i) an aggregate of up to 53,805,874 Class A ordinary shares, and (ii) up to 9,527,810 Private Placement Warrants, with the information contained in our Current Report on Form 8-K, filed with the Securities and Exchange Commission on January 7, 2026 (the “Current Report”). Accordingly, we have attached the Current Report to this prospectus supplement.

 

This prospectus supplement updates and supplements the information in the Prospectus and is not complete without, and may not be delivered or utilized except in combination with, the Prospectus, including any amendments or supplements thereto. This prospectus supplement should be read in conjunction with the Prospectus and if there is any inconsistency between the information in the Prospectus and this prospectus supplement, you should rely on the information in this prospectus supplement.

 

Our Class A ordinary shares and warrants are traded on the Nasdaq Capital Market under the symbols “AERT” and “AERTW,” respectively. On January 6, 2026, the closing price of our Class A ordinary shares was $0.5475 per share and the closing price of our warrants was $0.032 per warrant.

 

Investing in our securities involves risks. See “Risk Factors” beginning on page 17 of the Prospectus and in any applicable prospectus supplement.

 

Neither the Securities and Exchange Commission nor any other regulatory body have approved or disapproved these securities, or passed upon the accuracy or adequacy of this prospectus supplement. Any representation to the contrary is a criminal offense.

 

The date of this prospectus supplement is January 7, 2026.

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 31, 2025

 

 

 

Aeries Technology, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Cayman Islands   001-40920   98-1587626

(State or other jurisdiction
of incorporation)

 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

 

 

60 Paya Lebar Road, #08-13

Paya Lebar Square
Singapore

  409051
(Address of principal executive offices)   (Zip Code)

 

 

 

Registrant’s telephone number, including area code: (919) 228-6404

 

 

 

Not applicable

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Class A ordinary shares, par value $0.0001 per share   AERT   Nasdaq Capital Market
Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50   AERTW   Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 1.01. Entry Into A Material Definitive Agreement.

 

On December 31, 2025, Aeries Technology, Inc. (“Aeries” or the “Company”) entered into Amendment No. 1 (“Amendment No. 1”) to the Letter Agreement, dated September 16, 2025 (the “Letter Agreement”), by and between the Company and Sandia Investment Management LP (“Sandia”) with respect to that certain Confirmation of OTC Equity Prepaid Forward Transaction, dated as of November 3, 2023, by and between the Company and Sandia, as amended by that certain Forward Purchase Agreement Confirmation Amendment, dated as of November 3, 2023, as amended and restated by that certain Confirmation of OTC Equity Prepaid Forward Transaction, dated as of November 27, 2024 (as amended and restated, the “Forward Purchase Agreement”).

 

The Letter Agreement provided for sales of the Company’s Class A ordinary shares held by Sandia issued pursuant to the Forward Purchase Agreement to offset the Company’s payment obligations to Sandia under the Forward Purchase Agreement at a sales price not lower than $1.05 per share continuing through December 31, 2025 (the “Designated Period”), among other things. Amendment No. 1 extends the Designated Period to January 9, 2026. All other terms and provisions of the Letter Agreement remain unchanged and in full force and effect.

 

The foregoing summary of Amendment No. 1 is qualified in its entirety by reference to the text of the document, which is filed as Exhibit 10.1 hereto and incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.   Description
10.1   Amendment No. 1 to Letter Agreement, dated December 31, 2025, by and between Aeries Technology, Inc. and Sandia Investment Management LP
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 1 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Aeries Technology, Inc.
  A Cayman Islands exempted company
   
Date: January 7, 2026 By: /s/ Daniel S. Webb
    Daniel S. Webb
    Chief Financial Officer

 

 2 

 

 

Exhibit 10.1

 

AMENDMENT NO. 1 TO LETTER AGREEMENT

Dated: December 31, 2025

 

This Amendment No. 1 (this “Amendment”) to the Letter Agreement is entered into by and between the parties to that certain Letter Agreement dated September 16, 2025 (the “Letter Agreement”).

 

1.Extension of Designated Period: Notwithstanding anything to the contrary contained in the Letter Agreement, the parties hereby agree that the “Designated Period” is extended and shall expire on January 9, 2026.

 

2.No Other Amendments: Except as expressly set forth in this Amendment, all terms and provisions of the Letter Agreement shall remain unchanged and in full force and effect.

 

3.Effect of Amendment: This Amendment shall be deemed to form a part of, and be read together with, the Letter Agreement, and any reference to the Letter Agreement therein shall mean the Letter Agreement as amended by this Amendment.

 

IN WITNESS WHEREOF, the parties have executed this Amendment No. 1 as of the date first written above.

 

AERIES TECHNOLOGY, INC.

 

By: /s/ Bhisham Khare  
Name: Bhisham Khare  
Title: Director and CEO  

 

SANDIA INVESTMENT MANAGEMENT LP

 

By: /s/ Tom Cagna  
Name: Tom Cagna  
Title: COO, CFO & CCO  

 

   

 

FAQ

What securities does Aeries Technology (AERT) cover in this prospectus supplement?

The supplement relates to up to 10,566,347 Class A ordinary shares issuable upon exchange of shares of Aark Singapore Pte. Ltd. or Aeries Technology Group Business Accelerators Private Limited, up to 21,027,801 Class A ordinary shares issuable upon exercise of certain public and private placement warrants, and the resale from time to time by selling securityholders of up to 53,805,874 Class A ordinary shares and 9,527,810 private placement warrants.

Is the Aeries Technology (AERT) filing a primary or resale offering?

The document updates a registration that covers shares issuable upon exchange and warrant exercise and also permits the resale from time to time of Class A ordinary shares and private placement warrants by selling securityholders, as described in the underlying prospectus.

What change did Aeries Technology make to its agreement with Sandia Investment Management?

On December 31, 2025, Aeries entered into Amendment No. 1 to a letter agreement with Sandia Investment Management LP tied to a prepaid forward share transaction. The amendment extends the designated period for sales of Aeries Class A ordinary shares under that letter agreement to January 9, 2026.

What is the minimum sales price for Aeries shares under the Sandia letter agreement?

The letter agreement provides for sales of Aeries’ Class A ordinary shares held by Sandia at a sales price not lower than $1.05 per share during the designated period, which has now been extended to January 9, 2026.

Do any other terms of the Sandia letter agreement change in this amendment?

No. The amendment states that all other terms and provisions of the September 16, 2025 letter agreement with Sandia Investment Management LP remain unchanged and in full force and effect.

On which exchange do Aeries Technology (AERT) shares and warrants trade and what were recent prices?

Aeries’ Class A ordinary shares trade on the Nasdaq Capital Market under the symbol AERT, and its warrants trade under AERTW. On January 6, 2026, the closing price of the Class A ordinary shares was $0.5475 per share and the closing price of the warrants was $0.032 per warrant.

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