[Form 4] Aeries Technology, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Daniel S. Webb, who serves as CFO and CIO of Aeries Technology, Inc. (AERT), reported the sale of 50,000 Class A ordinary shares on 10/01/2025. The filing shows the sale was made under a Rule 10b5-1 trading plan adopted on March 14, 2025, and the weighted average price for the shares sold was $0.648, with individual trade prices ranging from $0.6159 to $0.68285. After the transaction Mr. Webb beneficially owned 1,012,966 shares, reported as direct ownership. The Form 4 is signed and dated 10/03/2025, and the filer confirms availability of detailed trade-by-price information upon request.

Positive

• Sale executed under a documented Rule 10b5-1 plan, indicating pre-arranged and compliant disposition
• Full disclosure of weighted average price and price range ($0.6159–$0.68285) with offer to provide per-trade details

Negative

• Insider disposed of 50,000 shares, reducing direct holdings and altering insider ownership levels
• Post-transaction beneficial ownership is 1,012,966 shares, a disclosed concentration investors may consider

Insights

Corporate Governance Analyst

Insider sale executed under a documented 10b5-1 plan, indicating pre-arranged disposition.

The filing explicitly states the sale was made pursuant to a Rule 10b5-1 trading plan adopted March 14, 2025, which provides an affirmative defense against insider trading claims when properly implemented. This confirms the transaction was pre-planned rather than opportunistic.

The reporting includes a commitment to provide detailed per-price sale information on request, which supports transparency and regulatory compliance.

Insider Trading Analyst

CFO/CIO sold 50,000 shares at a weighted average of $0.648, leaving 1,012,966 shares held.

The Form 4 discloses a direct disposal of 50,000 Class A ordinary shares on 10/01/2025 with transaction prices reported between $0.6159 and $0.68285. The remaining beneficial ownership figure of 1,012,966 shares is clearly stated, enabling investors to quantify the insider's post-sale stake.

Because the sale size and remaining stake are both disclosed, the filing allows straightforward assessment of the sale's absolute scale versus the insider's total holdings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Webb Daniel S.

(Last) (First) (Middle)

C/O AERIES TECHNOLOGY, INC. 60 PAYA

LEBAR ROAD, #08-13 PAYA LEBAR SQUARE

(Street)

SINGAPORE U0 409051

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Aeries Technology, Inc. [ AERT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and CIO

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Shares	10/01/2025		S(1)		50,000	D	$0.648(2)	1,012,966	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2025.

2. The price in Column 4 is a weighted average price, rounded to three decimals. These shares were sold in multiple transactions at prices ranging from $0.6159 to $0.68285, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

	/s/ Daniel S. Webb	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AERT insider Daniel S. Webb sell?

The Form 4 discloses a sale of 50,000 Class A ordinary shares executed on 10/01/2025.

At what price were the AERT shares sold by the CFO?

The weighted average price was reported as $0.648, with individual trades ranging from $0.6159 to $0.68285.

Was the AERT sale by the CFO part of a trading plan?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted on March 14, 2025.

How many AERT shares does Daniel S. Webb own after the sale?

After the reported transaction Mr. Webb beneficially owned 1,012,966 shares (direct ownership).

When was the Form 4 for this AERT transaction signed?

The Form 4 bears the reporting persons signature dated 10/03/2025.