Welcome to our dedicated page for Agnc Invt SEC filings (Ticker: AGNCN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AGNCN SEC filings page focuses on regulatory documents filed by AGNC Investment Corp. that relate to its 7.00% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, represented by depositary shares trading under the symbol AGNCN. These filings are made available through the SEC’s EDGAR system and include current reports, registration statements, and other disclosures that describe the rights and characteristics of AGNC’s preferred stock.
In its Exchange Act registration tables, AGNC identifies AGNCN as “Depositary shares of 7.000% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock,” listed on The Nasdaq Global Select Market. Filings such as Form 8-K current reports provide information on material events that may affect preferred stock holders, including changes to the company’s capital structure, the designation of new preferred series, and the ranking of those series relative to existing preferred stock, including the Series C underlying AGNCN.
AGNC’s filings also describe how its preferred series, including the Series C, rank senior to common stock and on a parity basis with other specified preferred stock series with respect to dividend payments and distributions upon liquidation, dissolution, or winding up. These documents can help investors understand where AGNCN sits within the company’s capital structure and what rights are associated with the depositary shares.
Stock Titan’s platform provides access to these filings with AI-powered summaries that highlight key terms, such as dividend provisions, redemption and conversion rights, and any material modifications to the rights of security holders. Users can review quarterly and annual reports, as well as Form 8-K disclosures, to see how AGNC describes its mortgage-backed securities REIT business and the preferred equity instruments that support its financing strategy.
Reid Sean reported acquisition or exercise transactions in this Form 4 filing.
AGNC Investment Corp. executive vice president Sean Reid received an equity award in the form of 80,717 restricted stock units of common stock on March 2, 2026. The RSUs were granted for no cash consideration under the company’s 2016 Equity and Incentive Compensation Plan.
The common stock underlying these RSUs is scheduled to vest in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029, subject to stated limitations. Following this grant, Reid’s directly held common stock, including RSUs, totaled 475,299.049 shares, and an additional 11,000 shares were held indirectly through an IRA.
Federico Peter J reported acquisition or exercise transactions in this Form 4 filing.
AGNC Investment Corp. director and CEO Peter J. Federico reported receiving a grant of 184,977 shares of common stock in the form of restricted stock units at no cost. After this award, his directly held common stock position is 2,192,877.869 shares, with additional indirect holdings through an IRA.
Kain Gary D reported acquisition or exercise transactions in this Form 4 filing.
AGNC Investment Corp. Director and Executive Chair Gary D. Kain was granted 62,152 restricted stock units of common stock on March 2, 2026 at no cost under the company’s equity and incentive plan. These RSUs will vest in three equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, subject to stated limitations.
After this grant, Kain directly owns 2,010,528.101 shares of common stock and 10,900 shares of Series D preferred stock. He also has indirect ownership of 517,920 common shares through a family trust.
AGNC Investment Corp. reported that EVP and General Counsel Kenneth L. Pollack acquired 60,538 shares of common stock through a restricted stock unit grant for no cash consideration. These RSUs were granted under the company’s equity and incentive compensation plan and will vest in equal installments on March 15, 2027, March 15, 2028, and March 15, 2029. Following this award, Pollack directly holds 571,389 shares of AGNC common stock.
AGNC Investment Corp. executive vice president and CFO Bernice Bell reported receiving a grant of 89,686 restricted stock units of common stock at no cost under the company’s 2016 Equity and Incentive Compensation Plan. This is classified as a grant, award, or other acquisition.
The RSUs will vest in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029, subject to stated limitations. Following this award, Bell’s directly owned common stock and RSU holdings total 457,016.008 shares.
AGNC Investment Corp. is an internally managed mortgage REIT that provides private capital to the U.S. housing market by investing mainly in Agency residential mortgage-backed securities on leverage and funding them primarily with short-term repurchase agreements and TBA dollar rolls.
The company targets leverage generally between six and ten times tangible stockholders’ equity and focuses on managing interest rate, prepayment, spread, credit and liquidity risks through active portfolio management and hedging. It relies on REIT status and an Investment Company Act exemption, and outlines extensive risks from rate and spread volatility, Federal Reserve and GSE activity, model and AI limitations, funding and margin pressures, cybersecurity, and potential loss of REIT qualification.
AGNC Investment Corp. executive vice president and CFO Bernice Bell reported multiple stock transactions. She sold 15,000 shares of common stock on February 19, 2026 at
AGNC filing reports a proposed sale notice under Section 144 for 15,000 common shares tied to restricted stock vesting on
AGNC Investment Corp. director and CEO Peter J. Federico reported a tax-withholding share disposition related to restricted stock units. On the vesting of awards, 299,992 shares of common stock were withheld at $11.30 per share to cover required tax withholdings, rather than being sold in the open market.
After this automatic withholding, he directly owns 2,007,900.869 AGNC common shares. The filing also shows an additional 1,900 shares held indirectly through an IRA account. The direct holdings figure includes 16,340 dividend equivalent restricted stock units credited since his last Form 4.
AGNC Investment Corp. Director and Executive Chair Gary D. Kain reported a tax-related share disposition tied to restricted stock unit vesting. On February 17, 2026, 251,989 common shares at $11.30 per share were withheld to cover required tax withholdings, rather than sold in the open market. After these dispositions, Kain directly held 1,948,376.101 common shares and 10,900 shares of Series D preferred stock, and an additional 517,920 common shares were held indirectly through a family trust.