STOCK TITAN

Assured Guaranty (NYSE: AGO) director granted 1,756 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Assured Guaranty Ltd. director Yukiko Omura received a grant of 1,756 Common Shares as restricted stock, awarded as an annual retainer equity award under the 2024 Long Term Incentive Plan. In a related move, 748 Common Shares were withheld at $81.90 per share to cover tax liabilities. Following these transactions, Omura holds 11,240 Common Shares directly, with the restricted shares scheduled to become non-forfeitable immediately before the 2027 annual shareholders meeting.

Positive

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Negative

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Insider Omura Yukiko
Role null
Type Security Shares Price Value
Grant/Award Common Shares 1,756 $0.00 --
Tax Withholding Common Shares 748 $81.90 $61K
Holdings After Transaction: Common Shares — 11,240 shares (Direct, null)
Footnotes (1)
  1. Common Shares being withheld to pay tax liability. Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2027 annual shareholders meeting.
Restricted stock award 1,756 Common Shares Annual retainer equity award to director
Tax withholding shares 748 Common Shares Shares withheld to pay tax liability
Tax withholding price $81.90 per share Value used for 748-share tax withholding
Post-transaction holdings 11,240 Common Shares Direct ownership after reported transactions
Vesting timing Day before 2027 annual meeting Restricted stock becomes non-forfeitable
Restricted stock financial
"Restricted stock awarded to non-management directors as an annual retainer equity award"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
tax liability financial
"Common Shares being withheld to pay tax liability."
Long Term Incentive Plan financial
"pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan"
A long term incentive plan is a company program that awards executives and key employees bonuses—often in stock, options, or cash—only if the business meets multi-year performance goals. It links management pay to company results—like tying a coach’s bonus to a team’s multi-season record—so investors monitor it for how leaders are motivated, potential share dilution, and signals about the company’s long-term priorities.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Omura Yukiko

(Last)(First)(Middle)
30 WOODBOURNE AVENUE 5TH FLOOR

(Street)
HAMILTONHM 08

(City)(State)(Zip)

BERMUDA

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASSURED GUARANTY LTD [ AGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares04/30/2026F748(1)D$81.99,484D
Common Shares05/01/2026A1,756A$0(2)11,240D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common Shares being withheld to pay tax liability.
2. Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2024 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2027 annual shareholders meeting.
Remarks:
/s/ Ling Chow, Attorney-in-fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Assured Guaranty (AGO) director Yukiko Omura report?

Director Yukiko Omura reported receiving a grant of 1,756 restricted Common Shares and a separate withholding of 748 shares for tax liabilities. Both transactions involve compensation-related equity, not open-market buying or selling of Assured Guaranty stock.

How many Assured Guaranty (AGO) shares does Yukiko Omura own after this Form 4?

After these transactions, Yukiko Omura directly owns 11,240 Common Shares of Assured Guaranty Ltd. This figure reflects the impact of the 1,756-share restricted stock award and the 748-share tax withholding disposition reported in the Form 4.

What is the nature of the 1,756-share award reported by Assured Guaranty (AGO)?

The 1,756 Common Shares are a restricted stock award granted as an annual retainer equity award to a non-management director. They were issued at no cash cost and are tied to Assured Guaranty Ltd.’s 2024 Long Term Incentive Plan for director compensation.

When do Yukiko Omura’s restricted Assured Guaranty (AGO) shares fully vest?

The restricted stock granted to Yukiko Omura becomes non-forfeitable immediately before the 2027 annual shareholders meeting. Until that date, the shares are subject to forfeiture conditions as part of the company’s 2024 Long Term Incentive Plan for directors.

Why were 748 Assured Guaranty (AGO) shares withheld at $81.90 in this filing?

The 748 Common Shares were withheld at $81.90 per share to satisfy tax liabilities. This tax-withholding disposition is a non-market transaction commonly used to cover taxes arising from equity awards, rather than a discretionary open-market sale of Assured Guaranty stock.