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Assured Guaranty (AGO) CFO has 1,220 shares withheld to cover tax liability

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Assured Guaranty Ltd. CFO Benjamin G. Rosenblum reported a Form 4 transaction involving company common shares. On February 23, 2026, 1,220 common shares were disposed of at a price of $85.11 per share in a transaction coded “F,” which represents shares withheld to cover tax obligations. A footnote explains that the common shares were being withheld to pay tax liability, indicating this was not an open-market sale. After this tax-withholding disposition, Rosenblum directly owned 63,241 common shares of Assured Guaranty Ltd.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rosenblum Benjamin G.

(Last) (First) (Middle)
30 WOODBOURNE AVENUE
5TH FLOOR

(Street)
HAMILTON D0 HM 08

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASSURED GUARANTY LTD [ AGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 02/23/2026 F 1,220(1) D $85.11 63,241 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Common Shares being withheld to pay tax liability.
Remarks:
/s/ Ling Chow, Attorney-in-fact 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Assured Guaranty (AGO) report for its CFO?

Assured Guaranty’s CFO, Benjamin G. Rosenblum, reported a Form 4 tax-withholding disposition of 1,220 common shares. The shares were withheld to pay tax liability, rather than sold in the open market, and the transaction used SEC code “F.”

How many Assured Guaranty (AGO) shares were involved in the CFO’s Form 4 filing?

The Form 4 shows 1,220 Assured Guaranty common shares were disposed of. These shares were withheld by the company to satisfy the CFO’s tax liability, not through a market transaction, and were priced at $85.11 per share in the filing details.

Did Assured Guaranty (AGO) CFO Benjamin Rosenblum sell shares on the open market?

The Form 4 indicates no open-market sale by the CFO. Instead, 1,220 common shares were withheld to pay tax liability under transaction code “F,” which reflects payment of tax obligations by delivering securities rather than a voluntary market sale.

What is Benjamin Rosenblum’s remaining Assured Guaranty (AGO) share ownership after this transaction?

After the reported tax-withholding disposition, Benjamin G. Rosenblum directly owned 63,241 Assured Guaranty common shares. This remaining balance reflects his direct ownership following the 1,220 shares withheld to cover his tax liability associated with the transaction.

What does transaction code “F” mean in the Assured Guaranty (AGO) Form 4 filing?

Transaction code “F” in the Form 4 indicates payment of exercise price or tax liability by delivering securities. In this case, 1,220 common shares of Assured Guaranty were withheld specifically to pay CFO Benjamin Rosenblum’s tax liability, rather than being sold for cash.

On what date did the Assured Guaranty (AGO) CFO’s Form 4 transaction occur?

The CFO’s Form 4 transaction occurred on February 23, 2026. On that date, 1,220 Assured Guaranty common shares were withheld at a reported price of $85.11 per share to satisfy Benjamin Rosenblum’s tax liability, as noted in the filing footnote.
Assured Guaranty Ltd

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