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[Form 4] ASSURED GUARANTY LTD Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Frederico Dominic, identified as a director and President/CEO/Deputy Chairman of Assured Guaranty Ltd (ticker: AGO), reported an insider sale on 09/23/2025. The Form 4 shows he sold 25,000 common shares at a weighted average price of $83.83 per share (sale prices ranged $83.44–$84.27). After the transaction the filing reports 1,287,803.0034 common shares beneficially owned by the reporting person (direct).

The filing also discloses indirect holdings including 9,400 shares held by his wife, 200 shares held by his daughter, and 345,000 shares held by a family limited partnership. It notes 253 shares purchased on 06/30/2025 under the company Employee Stock Purchase Plan which are included in the total. The Form 4 was signed by attorney-in-fact Ling Chow on 09/24/2025.

Positive
  • Substantial retained ownership after the sale (1,287,803.0034 shares reported) indicating continued alignment with shareholders
  • Detailed indirect ownership disclosed (9,400 by spouse, 200 by daughter, 345,000 by family limited partnership) improving transparency
  • ESPP participation documented: 253 shares purchased on 06/30/2025 included in total
Negative
  • Insider sale reported: 25,000 common shares disposed on 09/23/2025 at a weighted average price of $83.83
  • Sale price range spans $83.44 to $84.27; granular per-price allocation not included though offered upon request

Insights

TL;DR: Routine insider sale of 25,000 shares; reporting person still holds substantial direct and indirect stake.

The sale of 25,000 shares at a weighted average of $83.83 is a clear, single-date disposition recorded on Form 4. This transaction appears to be a disposition rather than an option exercise or derivative-related action. The post-sale direct beneficial ownership reported (1,287,803.0034 shares) plus indirect holdings (spouse, daughter, family partnership) indicate continued significant exposure to AGO equity. The inclusion of 253 ESPP shares purchased on 06/30/2025 is a clerical detail that confirms recent participation in employee programs. Overall, the filing documents a standard Section 16 transaction without additional context on intent or programmatic sales.

TL;DR: Disclosure is complete for the reported transaction; ownership structure and signature by attorney-in-fact are properly reported.

The Form 4 identifies the reporting persons roles (Director and President/CEO/Deputy Chairman) and reports both direct and multiple forms of indirect ownership, which is important for transparency. The statement clarifies the sale price range and offers to provide granular price breakdowns on request, aligning with standard SEC reporting practices. Signature by an attorney-in-fact is noted with date, fulfilling signature requirements. No governance-related departures, grants, or derivative exercises are disclosed in this filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FREDERICO DOMINIC

(Last) (First) (Middle)
30 WOODBOURNE AVENUE
5TH FLOOR

(Street)
HAMILTON D0 HM 08

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASSURED GUARANTY LTD [ AGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President/CEO/Deputy Chairman
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 09/23/2025 S 25,000 D $83.83(1) 1,287,803.0034(2) D
Common Shares 9,400 I By Wife
Common Shares 200 I By Daughter
Common Shares 345,000 I By Family Limited Partnership
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $83.44 and $84.27 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
2. Total includes 253 shares purchased on 6/30/2025 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
Remarks:
/s/ Ling Chow, Attorney-in-fact 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Frederico Dominic report on Form 4 for AGO?

The Form 4 reports a sale of 25,000 common shares on 09/23/2025 at a weighted average price of $83.83 per share.

How many AGO shares does Frederico Dominic beneficially own after the reported transaction?

The filing reports 1,287,803.0034 common shares beneficially owned following the transaction (direct).

Does the Form 4 disclose indirect holdings for Frederico Dominic?

Yes. The Form 4 discloses 9,400 shares by his wife, 200 shares by his daughter, and 345,000 shares by a family limited partnership.

Were any shares purchased under an employee plan included in the total ownership?

Yes. The filing notes 253 shares purchased on 06/30/2025 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan are included in the total.

Who signed the Form 4 and when was it filed?

The Form 4 is signed by Ling Chow, attorney-in-fact dated 09/24/2025.
Assured Guaranty Ltd

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