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AH Realty Trust (AHRT) director exercises 9,962 derivative-linked units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AH Realty Trust, Inc. director James A. Carroll exercised equity-based awards linked to the company’s common stock. On July 1, 2026, he exercised derivative securities covering 9,962 shares of common stock through conversions of Time-Based LTIP Units into Common Units.

Following these transactions, Carroll directly owns 43,675 shares of common stock, 9,626 Common Units in the operating partnership, and 19,633 Time-Based LTIP Units, which are convertible into Common Units under specified conditions. No open-market sales were reported, making this a routine compensation-related exercise and position update.

Positive

  • None.

Negative

  • None.
Insider Carroll James A
Role null
Type Security Shares Price Value
X Time-Based LTIP Units 4,981 $0.00 --
X Common Units 4,981 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Time-Based LTIP Units — 19,633 shares (Direct, null); Common Units — 9,626 shares (Direct, null); Common Stock — 43,675 shares (Direct, null)
Footnotes (1)
  1. Represents Time-Based LTIP Units ("Time-Based LTIP Units") in AH Realty Trust, LP (the "Operating Partnership"), the operating partnership of AH Realty Trust, Inc. (the "Company"), and of which the Company is the general partner. Under the agreement of limited partnership of the Operating Partnership (the "OP Agreement") and subject to conditions set forth in the OP Agreement, following the date on which the Time-Based LTIP Units vest, Time-Based LTIP Units are convertible into common units of limited partnership interest in the Operating Partnership ("Common Units"), at the holder's option. Under the award agreement pursuant to which the Time-Based LTIP Units were granted to the reporting person, except in connection with a Change of Control (as defined in the OP Agreement), the Time-Based LTIP Units may not be converted to Common Units until two years following the date of grant. Time-Based LTIP Units have no expiration date. Each Common Unit is redeemable for cash equal to the then-current market value of one share of the Company's common stock or, at the election of the Company, one share of the Company's common stock. Common Units have no expiration date. Represents the conversion of Time-Based LTIP Units granted on July 1, 2024 into Common Units at the election of the reporting person. Represents Common Units. All Common Units reflected in this report may be tendered for redemption by the holder.
Derivative shares exercised 9,962 shares Total underlying common shares from two derivative exercises on July 1, 2026
Exercise price per unit $0.00 per unit Reported transaction price for exercised Time-Based LTIP Units and Common Units
Common stock held after 43,675 shares Direct ownership of AH Realty Trust common stock following transactions
Common Units held after 9,626 units Common Units in AH Realty Trust, LP following conversion transaction
Time-Based LTIP Units held after 19,633 units Remaining Time-Based LTIP Units after partial conversion into Common Units
Time-Based LTIP Units financial
"Represents Time-Based LTIP Units ("Time-Based LTIP Units") in AH Realty Trust, LP..."
Common Units financial
"Each Common Unit is redeemable for cash equal to the then-current market value..."
Common units are the basic ownership stakes in a company, limited partnership, or trust that function like common stock: they give holders a claim on profits and often voting rights. Think of them as the ordinary seats at a table—the most directly affected by the business’s success or failure, so they typically offer higher upside but carry greater risk than preferred claims or creditors, which matters to investors evaluating potential return and safety.
Change of Control financial
"except in connection with a Change of Control (as defined in the OP Agreement)..."
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
OP Agreement financial
"Under the agreement of limited partnership of the Operating Partnership (the "OP Agreement")..."
redemption financial
"All Common Units reflected in this report may be tendered for redemption by the holder."
Redemption is when an issuer or holder settles a financial instrument by paying it off or returning it for cash, such as a bond being paid at maturity or a preferred share bought back by the company. It matters to investors because redemption changes when and how they get their money back, can cut off future income from the investment, and affects the issuer’s cash needs—think of it like a loan being paid off early or a store refunding a returned purchase.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carroll James A

(Last)(First)(Middle)
C/O AH REALTY TRUST, INC.
4605 COLUMBUS STREET

(Street)
VIRGINIA BEACH VIRGINIA 23462

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AH Realty Trust, Inc. [ AHRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock43,675D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Time-Based LTIP Units(1)(2)07/01/2026X4,981(3) (1)(2) (1)(2)Common Stock4,981$019,633D
Common Units(2)(4)07/01/2026X4,981(3) (2)(4) (2)(4)Common Stock4,981$09,626D
Explanation of Responses:
1. Represents Time-Based LTIP Units ("Time-Based LTIP Units") in AH Realty Trust, LP (the "Operating Partnership"), the operating partnership of AH Realty Trust, Inc. (the "Company"), and of which the Company is the general partner. Under the agreement of limited partnership of the Operating Partnership (the "OP Agreement") and subject to conditions set forth in the OP Agreement, following the date on which the Time-Based LTIP Units vest, Time-Based LTIP Units are convertible into common units of limited partnership interest in the Operating Partnership ("Common Units"), at the holder's option. Under the award agreement pursuant to which the Time-Based LTIP Units were granted to the reporting person, except in connection with a Change of Control (as defined in the OP Agreement), the Time-Based LTIP Units may not be converted to Common Units until two years following the date of grant. Time-Based LTIP Units have no expiration date.
2. Each Common Unit is redeemable for cash equal to the then-current market value of one share of the Company's common stock or, at the election of the Company, one share of the Company's common stock. Common Units have no expiration date.
3. Represents the conversion of Time-Based LTIP Units granted on July 1, 2024 into Common Units at the election of the reporting person.
4. Represents Common Units. All Common Units reflected in this report may be tendered for redemption by the holder.
Remarks:
/s/ Matthew T. Barnes-Smith, as Attorney-in-Fact for James A. Carroll07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did AH Realty Trust (AHRT) director James A. Carroll report on this Form 4?

Director James A. Carroll reported exercising derivative awards tied to 9,962 shares of AH Realty Trust common stock, updating his holdings in common stock, Common Units, and Time-Based LTIP Units without any reported open-market sales.

How many AH Realty Trust (AHRT) common shares does James A. Carroll hold after the transactions?

After the reported transactions, James A. Carroll holds 43,675 shares of AH Realty Trust common stock directly. This figure reflects his ownership position as updated on the Form 4 following the derivative exercises on July 1, 2026.

What are Common Units referenced in the AH Realty Trust (AHRT) Form 4?

Common Units are partnership units in AH Realty Trust’s operating partnership that may be redeemed for either cash equal to the market value of one share of common stock or, at the company’s election, one share of its common stock, with no expiration date.

What are Time-Based LTIP Units in AH Realty Trust’s equity structure?

Time-Based LTIP Units are long-term incentive partnership units that, once vested and subject to the partnership agreement conditions, can be converted into Common Units. They are granted as equity compensation and have no expiration date under the described terms.

Did AH Realty Trust (AHRT) director James A. Carroll sell any shares in this Form 4?

No open-market sales were reported. The Form 4 shows only the exercise and conversion of Time-Based LTIP Units into Common Units and the resulting ownership levels, with no sale transactions disclosed.