STOCK TITAN

C3.ai, Inc. (AI) director disposes 2,500 shares tied to RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

C3.ai, Inc. director John E. Hyten reported a disposition to the issuer of 2,500 shares of Class A Common Stock on July 15, 2026 at $9.14 per share. A footnote states that 2,500 of 5,000 Restricted Stock Units that vested that day were settled in cash. Following the transaction, Hyten holds 69,214 shares directly and 146,830 shares indirectly through Hyten Group LLC, where he is the manager and sole member.

Positive

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Insider Hyten John E.
Role Director
Type Security Shares Price Value
Disposition Class A Common Stock 2,500 $9.14 $23K
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 69,214 shares (Direct); Class A Common Stock — 146,830 shares (Indirect, See Footnote)
Footnotes (1)
  1. 2,500 of 5,000 Restricted Stock Units that vested on July 15, 2026 were settled in cash. The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.
Shares disposed to issuer 2,500 shares Disposition of Class A Common Stock on July 15, 2026 coded as D
Disposition price $9.14 per share Price per share for 2,500-share disposition to issuer on July 15, 2026
Direct holdings after transaction 69,214 shares Total Class A Common Stock held directly by Hyten following the transaction
Indirect holdings after transaction 146,830 shares Class A Common Stock held indirectly through Hyten Group LLC
RSUs vested 5,000 Restricted Stock Units RSUs that vested on July 15, 2026, 2,500 of which were settled in cash
Restricted Stock Units financial
"2,500 of 5,000 Restricted Stock Units that vested on July 15, 2026 were settled in cash"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Disposition to issuer financial
"Transaction code D is described as a Disposition to issuer of 2,500 shares"
indirect ownership financial
"The shares are held by the Hyten Group LLC, indicating indirect ownership by the reporting person"
Class A Common Stock financial
"Transactions involve Class A Common Stock of C3.ai, Inc. held directly and indirectly"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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FAQ

What insider transaction did C3.ai (AI) director John E. Hyten report?

John E. Hyten reported a disposition to the issuer of 2,500 shares of C3.ai Class A Common Stock on July 15, 2026 at $9.14 per share, connected to Restricted Stock Units settled in cash.

How many C3.ai (AI) shares does John E. Hyten hold after this filing?

After the reported transaction, John E. Hyten holds 69,214 C3.ai shares directly and 146,830 shares indirectly through Hyten Group LLC, reflecting both his personal and entity-related ownership positions.

Was the 2,500-share C3.ai (AI) transaction an open-market sale?

No. The 2,500-share transaction is coded as a disposition to the issuer. A footnote explains that 2,500 of 5,000 Restricted Stock Units that vested on July 15, 2026 were settled in cash, rather than sold on the open market.

What Restricted Stock Units (RSUs) were involved for C3.ai (AI) director Hyten?

A footnote states that 5,000 Restricted Stock Units vested on July 15, 2026 for John E. Hyten, and 2,500 of those vested RSUs were settled in cash, corresponding to the 2,500-share disposition to the issuer.

How are John E. Hyten’s indirect holdings in C3.ai (AI) structured?

Hyten’s indirect ownership of 146,830 C3.ai shares is held through Hyten Group LLC. A footnote explains that this LLC holds the shares and that Hyten is its manager and sole member, indicating control over the entity’s holdings.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hyten John E.

(Last)(First)(Middle)
C/O C3.AI, INC.
1400 SEAPORT BLVD

(Street)
REDWOOD CITY CALIFORNIA 94063

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/15/2026D(1)2,500D$9.1469,214D
Class A Common Stock146,830ISee Footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. 2,500 of 5,000 Restricted Stock Units that vested on July 15, 2026 were settled in cash.
2. The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.
Remarks:
/s/ Sasha Pesic, Attorney-in-Fact07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)