STOCK TITAN

C3.ai (AI) CFO Hitesh Lath awarded 100,000 company stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

C3.ai, Inc. reported that Chief Financial Officer Hitesh Lath received a grant of options for 100,000 shares of common stock. The options were awarded at an exercise price of $0.00 per share. According to the vesting terms, 33.33% of the grant vests on the one-year anniversary of the vesting commencement date, with 8.33% vesting quarterly over the following two years, contingent on continued service.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lath Hitesh

(Last) (First) (Middle)
C/O C3.AI, INC.
1400 SEAPORT BLVD

(Street)
REDWOOD CITY CA 94063

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF FINANCIAL OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy) $8.65 03/02/2026 A 100,000 (1) 03/01/2036 Class A Common Stock 100,000 $0 100,000 D
Explanation of Responses:
1. Thirty-three and one-third percent (33.33%) of the Option shall vest on the one-year anniversary of the Vesting Commencement Date, and eight and one-third percent (8.33%) of the Option shall vest on a quarterly basis thereafter for the following two (2) years, so long as the Reporting Person continues to provide services through such vesting dates.
Remarks:
/s/ Sasha Pesic, Attorney-in-Fact 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did C3.ai (AI) report for Hitesh Lath?

C3.ai reported that Chief Financial Officer Hitesh Lath received a grant of options for 100,000 shares. These options were issued with an exercise price of $0.00 per share as an equity-based compensation award.

How many stock options did the C3.ai (AI) CFO receive?

The C3.ai Chief Financial Officer received a grant of 100,000 stock options. This award increases his potential future share ownership, subject to the vesting schedule and his continued service with the company.

What is the vesting schedule for the C3.ai (AI) CFO’s 100,000 options?

The 100,000 options vest over three years. 33.33% vests on the one-year anniversary of the vesting commencement date, and 8.33% vests quarterly over the following two years if he continues providing services.

Is the C3.ai (AI) CFO’s option grant an open-market purchase or sale?

The transaction is a grant or award acquisition, not an open-market trade. It reflects equity compensation awarded by the company rather than the CFO buying or selling shares on the stock market.

How many C3.ai (AI) options does the CFO hold after this grant?

Following this transaction, the reporting shows the CFO holding a total of 100,000 options. This figure reflects the reported derivative securities balance after the new grant was recorded.
C3.Ai, Inc.

NYSE:AI

AI Rankings

AI Latest News

AI Latest SEC Filings

AI Stock Data

1.32B
103.89M
Software - Infrastructure
Services-prepackaged Software
Link
United States
REDWOOD CITY