Welcome to our dedicated page for C3.ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
C3.ai director John E. Hyten reported gifting Class A shares of the company. On March 31, 2026, he made two bona fide gift transfers totaling 87,888 shares of Class A Common Stock at a stated price of $0.00 per share.
Following these gifts, Hyten holds 79,214 Class A shares directly and 146,830 Class A shares indirectly. The indirect holdings are through Hyten Group LLC, where he is the manager and sole member. These are non-market, non-cash transactions rather than open-market sales.
C3.ai, Inc. director Jim H. Snabe reported offsetting trades in Class A Common Stock. On March 27, he sold 10,000 shares in an open-market sale at $8.08 per share and purchased 10,000 shares in an open-market buy at $7.73 per share.
The footnotes state the sale was made to satisfy “exit tax” obligations related to his emigration from Denmark, and that the resulting short-swing profits of $3,509 were remitted to the company. Following these transactions, he holds 395,000 shares directly and 28,000 shares indirectly through BJHS Invest ApS, of which he is the sole member.
AI filed a Form 144 reporting proposed sales tied to Restricted Stock Unit Vesting with activity dated 03/30/2026. The filing lists 67,417 and 32,093 Class A Common share units associated with vesting on that date; a larger figure 141,791,230 appears with the date 03/31/2026.
C3.ai Inc ownership filing: The Vanguard Group reports beneficial ownership of 0 shares of Common Stock, representing 0%, following an internal realignment. The filing states certain Vanguard subsidiaries will report holdings separately in reliance on SEC Release No. 34-39538, effective after the internal realignment on January 12, 2026.
The statement is signed by Ashley Grim as Head of Global Fund Administration on 03/26/2026.
C3.ai, Inc. reports a key development in an ongoing securities class action. A federal court granted in part and denied in part motions to dismiss the third amended complaint, dismissing three of five causes of action and several defendants and theories from the case with prejudice.
What remains are narrow claims under Sections 11 and 15 of the Securities Act focused on a single revenue-recognition sentence from the company’s IPO Registration Statement regarding Baker Hughes–related revenue in fiscal 2020. C3.ai states it believes the remaining claims are without merit, notes the statement aligns with figures in its 2022 Form 10-K, and says it will continue to vigorously defend the matter.
C3.ai, Inc. Executive Chairman Thomas M. Siebel reported an exercise-and-sell transaction under a pre-established Rule 10b5-1 trading plan. On March 17–18, 2026, he exercised stock options for a total of 501,497 shares of Class A Common Stock at an exercise price of $2.04 per share, then sold the same number of shares in open-market transactions.
The reported sales were at weighted-average prices around $8.67 and $8.86, across price ranges disclosed in the filing. Following these transactions, he directly held 722,362 shares of Class A Common Stock, in addition to several indirect holdings through trusts and entities where he serves as trustee, general partner or chairman.
C3.ai, Inc. Chief Financial Officer Hitesh Lath reported RSU vesting, share conversions, and a related tax sale. On March 15, 2026, he exercised restricted stock units to acquire a total of 29,008 shares of Class A Common Stock at a conversion price of $0.00 per share. Each RSU represents a contingent right to receive one share upon settlement. On March 16, 2026, 15,248 shares of Class A Common Stock were sold at a weighted-average price of $8.98 per share in multiple transactions, and were automatically withheld and sold by the issuer to satisfy tax withholding obligations from the RSU vesting. After these transactions, he directly holds 238,308 shares of Class A Common Stock.
C3.ai, Inc. director John E. Hyten reported a compensation-related adjustment involving 2,500 shares of Class A common stock. The filing shows a code D disposition to the issuer, with a footnote explaining that 2,500 of 5,000 Restricted Stock Units vesting on March 15, 2026 were settled in cash. Following this transaction, Hyten holds 123,158 shares directly and 102,886 shares indirectly through Hyten Group LLC, where he is the manager and sole member.
AI (Class A) affiliate filings report proposed sales of Class A common stock by Thomas M. Siebel and the Siebel Living Trust. The notices list multiple sale dates and quantities, including 01/13/2026 sales of 212,586 and 309,589 shares and a 02/10/2026 sale of 511,732 shares. The filings record gross proceeds for each trade in the accompanying lines.