Welcome to our dedicated page for C3.ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
C3.ai, Inc. filings document the regulatory record of an enterprise AI application software company listed on the NYSE. Recent 8-K disclosures cover operating and financial results, material events, governance matters, stockholder voting outcomes, and exhibits tied to corporate actions.
The company’s filings also describe board composition, director compensation, the 2025 Inducement Plan for equity-based employment awards, Class A common stock reserved for plan issuance, and annual meeting matters such as director elections, executive compensation votes, and auditor ratification. Other filings address securities litigation disclosures involving statements in the company’s IPO registration statement and related Exchange Act and Securities Act claims.
C3.ai Executive Chairman Thomas M. Siebel, a director and 10% owner, reported RSU vesting, related share issuance, a tax-withholding sale, and internal transfers of Class A Common Stock. On February 1, 2026, 53,125 Restricted Stock Units vested and were settled into 53,125 shares of Class A stock at an exercise price of $0, increasing his direct holdings to 775,487 shares.
On February 2, 2026, 27,605 Class A shares were sold at a weighted-average price of $10.81, with the issuer automatically withholding and selling these shares to satisfy tax obligations tied to the RSU vesting. On February 3, 2026, 25,520 shares were transferred from direct ownership to The Siebel Living Trust u/a/d 7/27/93 and 25,520 shares were received by that trust, both at $0. Indirect holdings are also reported in several related entities, including The Siebel Living Trust, First Virtual Holdings, LLC, and Siebel Asset Management partnerships.
Form 144 discloses planned sales of 73,500 shares of Class A common stock through J.P. Morgan Securities on the NYSE, with an aggregate market value of 809,970.
The shares were acquired via an RSU vest on 02/02/2026. The filing also lists multiple Class A common stock sales during the prior three months by Thomas M. Siebel and the Siebel Living Trust.
C3.ai, Inc. director John E. Hyten reported a disposition of 2,500 shares of Class A Common Stock on January 15, 2026 related to restricted stock units settled in cash. The filing explains that 2,500 of 5,000 restricted stock units that vested on that date were settled in cash rather than in stock.
Following this transaction, Hyten held 128,158 shares of Class A Common Stock directly. In addition, 102,886 shares of Class A Common Stock were held indirectly through Hyten Group LLC, an entity of which he is the manager and sole member.
C3.ai Executive Chairman Thomas M. Siebel reported option exercises and share sales of Class A common stock. On January 13, 2026, he exercised a stock option for 212,586 shares at an exercise price of $2.04 per share and acquired the same number of Class A shares.
That day, he sold 212,586 Class A shares directly at a weighted-average price of $13.52 per share and a further 309,589 shares indirectly through an entity associated with him, in multiple trades between $13.265 and $14.20. The activity was carried out under a previously established Rule 10b5-1 trading plan dated September 20, 2024. Following these transactions, he continued to hold both direct and indirect positions in C3.ai stock, including option holdings that remain outstanding and fully vested.
C3.ai, Inc. Chief Executive Officer Stephen Bradley Ehikian reported several equity transactions in the company’s Class A common stock. On 12/30/2025, he received a grant of 18,090 Restricted Stock Units (RSUs), each representing one share of Class A common stock, which the filing states are fully vested. On 12/31/2025, 234,918 shares of Class A common stock were automatically withheld and sold by the company to cover his tax withholding obligations related to vested RSUs, at a weighted-average price of $13.56 per share.
Following these transactions, the filing shows changes in how his holdings are structured. On 01/02/2026, 182,488 shares moved from his direct ownership at no stated price, and the same number of shares were then listed as indirectly owned through the Stephen Bradley Ehikian Revocable Trust, for which he is the sole trustee. After the reported transactions, he beneficially owned 924,074 shares directly and 182,488 shares indirectly through the trust.
AI received a notice that a holder plans to sell restricted shares under Rule 144. The planned sale covers 234,918 common shares through Merrill Lynch on the NYSE, with an indicated aggregate market value of $3,184,990.76. The issuer reports 137,253,289 shares of this class outstanding. The securities to be sold were acquired on 12/30/2025 through the vesting of 417,406 restricted stock units, with the same date shown for payment. The seller confirms they are not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
C3.ai, Inc. Executive Chairman, director and 10% owner Thomas M. Siebel reported selling Class A common stock in mid-December 2025. On December 16, 2025, he sold 392,064 shares at a weighted-average price of $14.37, and on December 17, 2025, he sold 140,768 shares at a weighted-average price of $14.22. The filing states these transactions were made under a pre-established Rule 10b5-1 trading plan dated September 20, 2024.
Following these transactions, Siebel continues to beneficially own significant amounts of C3.ai stock, including indirect holdings through The Siebel Living Trust and several affiliated entities such as First Virtual Holdings, Siebel Asset Management partnerships, and The Siebel 2011 Irrevocable Children's Trust.
C3.ai, Inc. reported an insider equity transaction by one of its directors. On December 15, 2025, the director disposed of 2,500 shares of Class A common stock at $14.65 per share in a transaction linked to restricted stock units. A footnote explains that 2,500 of 5,000 restricted stock units that vested on that date were settled in cash rather than in shares.
Following this transaction, the director beneficially owned 130,658 Class A shares directly and 102,886 Class A shares indirectly through The Hyten Group LLC, where the reporting person is the manager and sole member.
C3.ai’s Chief Financial Officer reported equity compensation activity involving the company’s Class A common stock. On December 15, 2025, restricted stock units (RSUs) converted into 8,008, 1,000 and 20,000 shares at an exercise price of $0, increasing the officer’s direct holdings.
On December 16, 2025, 15,042 shares were automatically sold at a weighted-average price of $14.38 to satisfy tax withholding obligations related to the RSU vesting. After these transactions, the officer directly owned 223,120 Class A shares and continued to hold RSUs that vest over time as service with the company continues.
C3.ai, Inc. reported that a company director received a grant of stock options covering 34,091 shares of Class A common stock at an exercise price of $15.92 per share.
The options were granted on December 11, 2025 and are scheduled to vest in 12.5% installments at the end of each fiscal quarter from the vesting commencement date until the second anniversary, if the director remains on the board and attends the regularly scheduled board meetings in person during each quarter.
Any quarterly portion that does not vest because the director misses a regularly scheduled meeting is suspended and can vest only after the second anniversary if later attendance requirements are met, and the options expire on December 10, 2035.