Welcome to our dedicated page for C3.Ai SEC filings (Ticker: AI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The C3.ai, Inc. (NYSE: AI) SEC filings page provides access to the company’s official disclosures as an Exchange Act registrant. C3 AI, described as an Enterprise AI application software company, files annual reports, quarterly updates, current reports, proxy statements, and registration documents with the U.S. Securities and Exchange Commission. These filings give detailed insight into its enterprise AI business, capital structure, governance, and risk factors.
Through its Form 10-K annual report and Form 10-Q quarterly reports, C3 AI presents audited and interim financial statements, segment information for subscription and professional services revenue, and discussions of its products such as the C3 Agentic AI Platform, C3 AI applications, and C3 Generative AI. Management also explains the use of non-GAAP metrics like non-GAAP gross profit, non-GAAP loss from operations, and free cash flow, alongside reconciliations to GAAP measures.
Form 8-K current reports document material events, including quarterly earnings releases, changes in executive leadership, adoption of equity incentive plans, director appointments, and outcomes of the annual meeting of stockholders. For example, recent 8-K filings describe the appointment of a new Chief Executive Officer, the establishment of a 2025 Inducement Plan for equity awards, and the election of directors and ratification of the independent auditor.
The company’s proxy statements (DEF 14A) provide detail on board composition, executive compensation, equity plans, and voting procedures for stockholders. Additional registration statements and plan-related filings describe the terms of equity compensation arrangements, including inducement awards under NYSE rules.
On Stock Titan, these C3 AI filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly identify items such as revenue composition, major contracts or business themes discussed in management’s commentary, and governance or compensation changes disclosed in proxy materials. Real-time updates from EDGAR ensure that new C3 AI filings, including future 10-K, 10-Q, 8-K, and proxy statements, are added as they become available.
C3.ai CFO Hitesh Lath reported multiple equity award settlements and an automated sell-to-cover tax withholding. On 09/15/2025 the reporting person had 8,007, 1,000 and 80,000 restricted stock units (RSUs) converted to Class A common stock and/or otherwise recorded as acquired, and also purchased 810 shares through the employee stock purchase plan on 09/15/2025. On 09/16/2025 the issuer automatically withheld and sold 46,881 shares to satisfy tax-withholding obligations at a weighted-average price of $16.99 per share (sales ranged $16.92–$17.12). Following the reported transactions the reporting person beneficially owned 209,154 shares of Class A common stock.
Thomas M. Siebel, reporting as Executive Chairman, disclosed the sale of 566,125 shares of C3.ai, Inc. (AI) on 09/16/2025 under a previously established Rule 10b5-1 trading plan dated 09/20/2024. The weighted-average price for the shares sold was $17.23, with individual sale prices ranging from $16.93 to $17.58. After the reported sale, the filing shows Mr. Siebel beneficially owns 2,510,102 shares of Class A common stock indirectly through trusts and investment entities and additional smaller indirect holdings totaling 1,489,320 shares across other entities.
The filing was signed by an attorney-in-fact on 09/17/2025. The disclosure identifies the ownership vehicles: The Siebel Living Trust, First Virtual Holdings, Siebel Asset Management entities, and The Siebel 2011 Irrevocable Children's Trust.
C3.ai, Inc. Form 144 filing (ticker: AI) reports a proposed sale of 46,881 common shares through Merrill Lynch on the NYSE with an aggregate market value of $796,292.03. The filing lists 134,349,704 shares outstanding for the issuer and an approximate sale date of 09/16/2025. The securities to be sold were recorded as acquired on 09/15/2025 through a restricted stock unit vest event totaling 89,007 shares, with payment noted on 09/16/2025. The filing also discloses prior sales by the same person: 17,689 common shares sold on 06/27/2025 with gross proceeds of $441,558.46. The notice includes the standard representation that the seller does not possess undisclosed material adverse information.
Thomas M. Siebel, Executive Chairman of C3.ai (AI), reported changes in his beneficial ownership tied to restricted stock units (RSUs) and a small open-market sale. A grant of 179,119 RSUs was recorded as acquired on 09/11/2025; each RSU converts to one Class A share upon settlement. The RSUs vest in installments (one-third at the first vesting date and then quarterly at one‑twelfth thereafter). The reporting person had 179,119 direct shares after the RSU grant, sold 92,000 shares at a weighted-average price of $16.33 to satisfy tax withholding, leaving 87,119 direct shares. The filing also discloses substantial indirect holdings across trusts and affiliated entities totaling multiple million Class A shares.
C3.ai, Inc. filed an S-8 registration for an employee benefit plan and incorporates by reference prior Exchange Act filings and its 2021 annual report exhibit describing Class A common stock. The filing states that subsequent Exchange Act reports will be deemed incorporated by reference while the registration statement remains effective. The company’s certificate of incorporation includes a Delaware limitation of director liability under Section 102(b)(7). C3.ai has entered into indemnification agreements covering directors and officers to the fullest extent permitted by law and maintains insurance policies that cover liabilities under the Securities Act and the Exchange Act. Several routine items are noted as not applicable.
C3.ai, Inc. (AI) filed a Form 3 reporting initial beneficial ownership information for Stephen Bradley Ehikian, who is identified as the company's Chief Executive Officer and a director. The filing lists the event date as 09/01/2025 and states that no securities are beneficially owned by the reporting person. The form is signed by an attorney‑in‑fact, Andrew Thomases, dated 09/11/2025. The filing otherwise contains no holdings, derivative positions, or additional transaction details.
C3.ai appointed Stephen Ehikian as Chief Executive Officer effective September 1, 2025. The Board named Mr. Ehikian after entering an employment letter dated August 29, 2025, under which he will receive a $1,000,000 base salary and a target annual discretionary bonus of $1,000,000 (with upside to $2,000,000). The target bonus is guaranteed for the first year and paid quarterly if he remains an active full-time employee. As inducements, the Company will grant RSUs with an approximate grant date value of $20,000,000 and stock options with an approximate grant date value of $15,000,000, subject to Board or Compensation Committee approval. A portion of the RSUs equal to about $7,000,000 (the Contingent Portion) will vest on December 30, 2025, with the remainder vesting in eleven equal quarterly installments thereafter. The option grant vests 5% after three months and 5% quarterly thereafter. If Mr. Ehikian voluntarily resigns or is terminated for cause within 24 months after his start and the Contingent Portion has vested, he must repay the fair market value of that Contingent Portion as of December 30, 2025. Thomas M. Siebel will remain Executive Chairman. A press release dated September 3, 2025, was furnished as Exhibit 99.1.
Thomas M. Siebel, Executive Chairman of C3.ai (AI), reported changes in his holdings from transactions between 09/01/2025 and 09/03/2025. 32,736 Restricted Stock Units vested and were settled into Class A common shares. To satisfy tax withholding on the vesting, 17,200 shares were automatically withheld and sold at a weighted-average price of $16.49. Subsequently, 15,536 shares were reclassified/transferred into various entities he controls or is trustee/co-trustee of, creating substantial indirect beneficial ownership positions, including 2,989,108 shares held by The Siebel Living Trust. Following these transactions, the filing reports 163,682 shares beneficially owned directly. The RSUs vest in equal quarterly installments (1/12th) beginning December 1, 2023, provided continued service.
C3.ai, Inc. reported in a Form 8-K that it issued a press release announcing its fiscal first quarter ended July 31, 2025 results and attached that press release as Exhibit 99.1. The filing states the press release is furnished under Item 2.02 and Item 9.01 and clarifies that the information and Exhibit 99.1 are not to be deemed "filed" for purposes of Section 18 of the Exchange Act and will not be incorporated by reference into other filings unless expressly done so. No financial figures, operating metrics, guidance, or other substantive results are included in the Form 8-K itself; readers must refer to Exhibit 99.1 for the full press release content.
C3.ai (AI) reported a Form 144 notice indicating proposed Rule 144 sales of 114,000 Class A common shares through J.P. Morgan Securities on the NYSE with an aggregate market value of $1,975,620 and an approximate sale date of 09/02/2025. The securities were largely acquired via RSU vesting on 09/01/2025 (17,700 and 96,300 shares). The filing also discloses significant insider sales in the prior three months by Thomas M. Siebel and the Siebel Living Trust, including multiple transactions totaling over 2.3 million shares and gross proceeds exceeding $57 million. The filer certifies no undisclosed material adverse information and complies with Rule 144 notice requirements.