Virtus AIO PM sells 10,000 shares in amendment

Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) insider Stephen B. Jue, identified as a PM, reported amended insider activity correcting the transaction code to a sale.

Rhea-AI Filing Summary

Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) insider Stephen B. Jue, identified as a PM, reported amended insider activity correcting the transaction code to a sale. On 2026-08-10, he conducted two open-market or private sales of fund shares totaling 10,000 shares at prices around $26.25–$26.36 per share, reported as direct ownership. Post-transaction share holdings are not stated in this amendment.

Insider Trade Summary

Net Seller: 10,000 shares

Net Sell 2 txns

Insider Jue Stephen B

Role Insider

Sold 10,000 shs ($263K)

Type	Security	Shares	Price	Value
Sale	Virtus Artificial Intelligence Opportunities Fund	5,318	$26.3612	$140K
Sale	Virtus Artificial Intelligence Opportunities Fund	4,682	$26.25	$123K

Holdings After Transaction: Virtus Artificial Intelligence Opportunities Fund — 0 shares (Direct)

Key Figures

Shares sold (first transaction): 5,318 shares Price per share (first transaction): $26.3612 per share Shares sold (second transaction): 4,682 shares +2 more

5 metrics

Shares sold (first transaction) 5,318 shares Non-derivative sale on 2026-08-10

Price per share (first transaction) $26.3612 per share Sale of 5,318 shares on 2026-08-10

Shares sold (second transaction) 4,682 shares Non-derivative sale on 2026-08-10

Price per share (second transaction) $26.25 per share Sale of 4,682 shares on 2026-08-10

Total shares sold 10,000 shares Sum of two sales reported for 2026-08-10

Key Terms

open market or private transaction, direct ownership, Form 4/A

3 terms

open market or private transaction market

"transaction_code_description: Sale in open market or private transaction"

direct ownership financial

"ownership_type: direct, ownership_code: D"

Form 4/A regulatory

"INSIDER FILING DATA (Form 4/A)"

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did AIO PM Stephen B. Jue report in this Form 4/A?

Stephen B. Jue reported two sales totaling 10,000 shares of Virtus Artificial Intelligence & Technology Opportunities Fund on 2026-08-10, executed as open-market or private transactions and held as direct ownership.

What prices were received in the reported AIO insider sales?

The reported sales were executed at $26.3612 per share for 5,318 shares and $26.25 per share for 4,682 shares of Virtus Artificial Intelligence & Technology Opportunities Fund on 2026-08-10.

How many AIO shares did Stephen B. Jue sell in this amended filing?

Stephen B. Jue sold a total of 10,000 shares of Virtus Artificial Intelligence & Technology Opportunities Fund, in two transactions of 5,318 shares and 4,682 shares, both dated 2026-08-10.

Does this AIO Form 4/A indicate trades under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not checked, and there is no footnote stating the trades were made under a Rule 10b5-1 trading plan.

What does the amendment in this AIO Form 4/A correct?

The amendment states it is “Amending to correct transaction Code from D to S”, clarifying that the reported transactions are sales rather than dispositions coded as D.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/26/2026 - 03:38 PM EDT Accepted by SEC EDGAR 08/26/2026 - 03:36 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jue Stephen B

(Last) (First) (Middle)

2999 OAK ROAD

SUITE 1000

(Street)

WALNUT CREEK CALIFORNIA 94597

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Virtus Artificial Intelligence & Technology Opportunities Fund [ AIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			PM

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
08/17/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Virtus Artificial Intelligence Opportunities Fund	08/10/2026		S		5,318	D	$26.3612	4,682	D
Virtus Artificial Intelligence Opportunities Fund	08/10/2026		S		4,682	D	$26.25	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Amending to correct transaction Code from D to S

	Brenda DeBlasio	08/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)