AIP (NASDAQ: AIP) Form 144: Broker notice to sell 70,000 shares

Rhea-AI Filing Summary

AIP filed a Form 144 notifying the proposed sale of 70,000 shares of Common Stock. The cover line lists an aggregate value of $1,268,400.00 and shows Nasdaq as the market with an as of date of 04/08/2026. The filing also lists prior private acquisitions of 50,000 and 20,000 shares (11/05/2013 and 02/05/2016 respectively) and discloses recent 10b5-1 sales by related holders, including sales of 11,800 shares on 04/06/2026 for K. Charles Janac and 32,988 shares on 03/26/2026 for Bayview Legacy, LLC.

Insights

Securities Compliance Counsel

Form 144 notifies a broker/issuer-related sale of 70,000 shares with prior 10b5-1 dispositions reported.

Form 144 is a regulatory notice required when an affiliate or control person intends to sell restricted or control securities; here the cover line lists 70,000 shares and an aggregate value of $1,268,400.00. The filing also records prior private acquisitions dated 11/05/2013 and 02/05/2016.

Recent lines list multiple 10b5-1 sales by related holders; these are mechanistic, pre-arranged dispositions. Cash‑flow treatment and ultimate purchasers are not stated in the excerpt.

Corporate Actions Analyst

Recent 10b5-1 transactions show ongoing planned sales by affiliates rather than ad hoc trading.

The sales table lists specific dates, share counts, and proceeds for multiple trades (examples include 11,800 shares at $216,404.92 and 32,988 shares at $605,188.89), indicating execution under pre-arranged plans. These entries document recent disposals, not new issuance.

Subsequent filings or broker reports would clarify settlement and whether the proposed 70,000-share notice is executed in whole or part.

Key Figures

Proposed sale: 70,000 shares Aggregate value (cover line): $1,268,400.00 Private acquisition (example): 50,000 shares +3 more

6 metrics

Proposed sale 70,000 shares Form 144 cover line, as of 04/08/2026

Aggregate value (cover line) $1,268,400.00 Cover line aggregate value listed with 70,000 shares

Private acquisition (example) 50,000 shares Acquired 11/05/2013 (private acquisition from issuer or affiliate)

Private acquisition (example) 20,000 shares Acquired 02/05/2016 (private acquisition from issuer or affiliate)

10b5-1 sale example 11,800 shares Sold 04/06/2026 for $216,404.92 (K. Charles Janac)

10b5-1 sale example 32,988 shares Sold 03/26/2026 for $605,188.89 (Bayview Legacy, LLC)

Key Terms

Form 144, 10b5-1, Private Acquisition from Issuer or an Affiliate

3 terms

Form 144 regulatory

"Filed notice of proposed sale of 70,000 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for BAYVIEW LEGACY, LLC and others"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Private Acquisition from Issuer or an Affiliate market

"Listed as acquisition type for shares dated 11/05/2013 and 02/05/2016"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	70000	1268400.00	45467261	04/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/05/2013	Private Acquisition from Issuer or an Affiliate	Issuer			50000	11/05/2013	Cash
Common	02/05/2016	Private Acquisition from Issuer or an Affiliate	Issuer			20000	02/05/2016	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for K. CHARLES JANAC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	04/06/2026	11800	216404.92
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/26/2026	32988	605188.89
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/25/2026	7012	126432.67
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/10/2026	9000	131967.00
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/09/2026	41000	582626.40
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	02/10/2026	2756	41428.74
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	02/09/2026	47244	718359.19
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	01/15/2026	17884	318973.66
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	01/13/2026	2116	37643.85

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AIP's Form 144 mean for shareholders?

Form 144 notifies planned sales of restricted or control shares. It records a proposed sale of 70,000 shares valued at $1,268,400.00 and lists recent 10b5-1 disposals by affiliated holders with dates and proceeds.

Who is listed as the broker or filer on the AIP Form 144?

The filing names Morgan Stanley Smith Barney LLC at 1 New York Plaza. The cover line shows the broker associated with the 70,000-share notice and Nasdaq as the market with an 04/08/2026 date.

Are there recent actual sales disclosed in the filing for AIP?

Yes: multiple 10b5-1 sales are listed for related holders. Examples include 11,800 shares sold on 04/06/2026 for $216,404.92 and 32,988 shares sold on 03/26/2026 for $605,188.89.

Does the Form 144 show how the 70,000 shares were acquired?

The cover line records acquisition context for some lots. The excerpt shows private acquisitions from the issuer or an affiliate of 50,000 shares (11/05/2013) and 20,000 shares (02/05/2016).

Does Form 144 indicate proceeds recipients or sale mechanics?

The excerpt lists aggregate dollar amounts for reported trades but does not state recipients. The filing shows proceeds for individual 10b5-1 sales; cash‑flow recipients are not specified in the provided text.