[144] Arteris, Inc. SEC Filing

Rhea-AI Filing Summary

AIP reports a proposed sale of 3,000 shares of Common Stock. The filing lists the shares as purchased through an Employee Stock Purchase Plan on 11/11/2024 and offered for cash through Morgan Stanley Smith Barney LLC. The notice also discloses two recent dispositions: 221,035 shares sold on 05/15/2026 for $7,381,773.27 and 4,870 shares sold on 04/02/2026 for $85,969.13.

Insights

Securities Compliance Analyst

Routine Form 144 notice of intended resale and recent dispositions.

The filing documents an intended sale of 3,000 common shares purchased under an Employee Stock Purchase Plan on 11/11/2024, with Morgan Stanley Smith Barney LLC listed as the broker-dealer. This is a notification of a proposed resale under resale rules, not a settlement report.

It also itemizes two prior dispositions by Nicholas B. Hawkins: 221,035 shares on 05/15/2026 (proceeds $7,381,773.27) and 4,870 shares on 04/02/2026 (proceeds $85,969.13). Cash-flow treatment and any holding-period or trading-plan details are not provided in the excerpt.

Key Figures

Planned resale: 3,000 shares Recent disposition: 221,035 shares Recent disposition: 4,870 shares

3 metrics

Planned resale 3,000 shares Purchased through Employee Stock Purchase Plan on 11/11/2024

Recent disposition 221,035 shares Sold by Nicholas B. Hawkins on 05/15/2026 for $7,381,773.27

Recent disposition 4,870 shares Sold by Nicholas B. Hawkins on 04/02/2026 for $85,969.13

Key Terms

Form 144, Employee Stock Purchase Plan, Broker‑dealer

3 terms

Form 144 regulatory

"Securities To Be Sold section lists the notice of proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Employee Stock Purchase Plan financial

"Shares Purchased through Employee Stock Purchase Plan 11/11/2024"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Broker‑dealer financial

"Morgan Stanley Smith Barney LLC 1 New York Plaza 8th Floor"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3000	113254.20	46172000	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/11/2024	Shares Purchased through Employee Stock Purchase Plan	Issuer			3000	11/11/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
NICHOLAS B HAWKINS 595 Millich Dr Suite 200 Campbell CA 95008	Common	05/15/2026	221035	7381773.27
Nicholas Hawkins 595 Millich Dr Suite 200 Campbell CA 95008	Common	04/02/2026	4870	85969.13

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)