STOCK TITAN

[Form 4] Arteris, Inc. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Arteris, Inc. director, president and CEO Janac K. Charles reported sales under a pre-established 10b5-1 plan. On 10/06/2025 the reporting person sold 5,755 shares at a listed price of $14 and sold an additional 100,000 shares at a weighted average price of $13.1045 (individual trades ranged from $12.50 to $13.85). After these transactions, direct beneficial ownership is reported as 161,759 shares and indirect ownership through entities is 9,739,071 shares. The filing notes the sales were executed pursuant to a trading plan adopted on 03/05/2025.

Arteris, Inc. direttore, presidente e amministratore delegato Janac K. Charles ha riportato vendite nell'ambito di un piano predefinito 10b5-1. Il 10/06/2025 la persona che riporta ha venduto 5.755 azioni a un prezzo quotato di $14 e venduto ulteriormente 100.000 azioni a un prezzo medio ponderato di $13.1045 (le operazioni individuali variavano da $12.50 a $13.85). Dopo queste transazioni, la proprietà diretta beneficiaria è riportata come 161.759 azioni e la proprietà indiretta tramite entità è 9.739.071 azioni. La dichiarazione segnala che le vendite sono state eseguite ai sensi di un piano di trading adottato il 03/05/2025.

Arteris, Inc. director, presidente y director ejecutivo Janac K. Charles reportó ventas bajo un plan 10b5-1 preestablecido. El 10/06/2025 la persona reportante vendió 5.755 acciones a un precio listado de $14 y vendió adicionalmente 100.000 acciones a un precio medio ponderado de $13.1045 (operaciones individuales oscilaron entre $12.50 y $13.85). Después de estas transacciones, la propiedad beneficiosa directa se reporta como 161.759 acciones y la propiedad indirecta a través de entidades es de 9.739.071 acciones. El archivo indica que las ventas se realizaron conforme a un plan de trading adoptado el 03/05/2025.

Arteris, Inc. 이사, 사장 및 최고경영책임자 Janac K. Charles 가 사전에 설정된 10b5-1 계획에 따라 매출을 보고했습니다. 2025-10-06에 보고자는 5,755 주를 상장가 $14로 매도했고 추가로 100,000 주를 가중평균가 $13.1045에 매도했습니다(개별 거래는 $12.50에서 $13.85 사이). 이 거래 후, 직접적 실질 소유161,759 주, 엔티티를 통한 간접 소유9,739,071 주로 공시됩니다. 파일에는 매매가 2025-03-05에 채택된 거래 계획에 따라 수행되었다고 명시되어 있습니다.

Arteris, Inc. directeur, président et PDG Janac K. Charles a déclaré des ventes dans le cadre d'un plan préétabli 10b5-1. Le 10/06/2025, la personne déclarant a vendu 5 755 actions à un prix affiché de $14 et a vendu en outre 100 000 actions à un prix moyen pondéré de $13.1045 (les transactions individuelles variaient de $12.50 à $13.85). Après ces transactions, la propriété bénéficiaire directe est déclarée à 161 759 actions et la propriété indirecte via des entités est de 9 739 071 actions. Le dépôt indique que les ventes ont été effectuées conformément à un plan de trading adopté le 03/05/2025.

Arteris, Inc. Direktor, Präsident und CEO Janac K. Charles meldete Verkäufe gemäß einem vorab festgelegten 10b5-1-Plan. Am 10/06/2025 verkaufte die meldende Person 5.755 Aktien zu einem ausgewiesenen Preis von $14 und zusätzlich 100.000 Aktien zu einem gewichteten Durchschnittspreis von $13.1045 (einzelne Trades lagen zwischen $12.50 und $13.85). Nach diesen Transaktionen beträgt die direkte wohltuende Eigentümerstruktur 161.759 Aktien und die indirekte Eigentümerschaft durch Tochtergesellschaften 9.739.071 Aktien. Die Einreichung vermerkt, dass die Verkäufe im Rahmen eines am 03/05/2025 angenommenen Handelplans durchgeführt wurden.

Arteris, Inc. المدير، الرئيس التنفيذي Janac K. Charles أبلغ عن مبيعات بموجب خطة محددة سلفاً 10b5-1. في 10/06/2025 باع الشخص المبلّغ عن نفسه 5,755 أسهم بسعر مدرج قدره $14 وباع أيضاً 100,000 سهم إضافية بسعر متوسطوزن قدره $13.1045 (التداولات الفردية تراوحت بين $12.50 و $13.85). بعد هذه المعاملات، تُبلغ الملكية Beneficial Direct بـ 161,759 سهم و< b>الملكية غير المباشرة من خلال كيانات هي 9,739,071 سهم. تشير الوثيقة إلى أن المبيعات تمت وفقاً لخطة تداول اعتمدت في 03/05/2025.

Arteris, Inc. 董事、总裁兼首席执行官 Janac K. Charles 报告了依照既定的 10b5-1 计划进行的销售。在 2025/10/06 报告人以提现价 $14 出售了 5,755 股,并以加权平均价 $13.1045 再售出 100,000 股(单笔交易范围在 $12.50$13.85 之间)。完成这些交易后,直接受益所有权为 161,759 股,透过实体的间接所有权为 9,739,071 股。备案指出这些销售是根据于 2025/03/05 采用的交易计划执行的。

Positive
  • Sales executed under a 10b5-1 trading plan, which provides structured timing and an affirmative defense when adopted in good faith
  • Reporting person retains substantial indirect ownership of 9,739,071 shares after the transactions, indicating continued alignment with shareholders
Negative
  • Insider sold 100,000 shares (plus 5,755 shares) on 10/06/2025, which could reduce insider-held liquidity buffer
  • Weighted average sale price for the larger tranche was $13.1045, below one reported sale at $14, indicating sales executed across a price range

Insights

Insider sales occurred under a documented 10b5-1 plan; ownership remains concentrated.

The reporting person holds multiple roles as President & CEO, director and a 10% owner, and retains significant indirect ownership totaling 9,739,071 shares after the reported sales. The filing explicitly states the sales were made under a 10b5-1 plan adopted on 03/05/2025, which provides an affirmative defense against insider trading claims when properly adopted.

Key dependencies include the continued existence of the plan and any future scheduled transactions; investors may note the filing date 10/08/2025 as the formal report date for these executed trades.

Executed sales were modest relative to total beneficial holdings; proceeds reflect routine plan-driven liquidity.

The reporting person sold a total of 105,755 shares on 10/06/2025 at prices ranging from $12.50 to $14, with a weighted average of $13.1045 for the larger tranche. Compared with combined reported ownership (~9.9M shares), the trades represent a small percentage of aggregate holdings.

Primary risks to monitor are any additional scheduled dispositions under the 10b5-1 plan and whether future filings show materially larger sales; those would be the near-term items to watch.

Arteris, Inc. direttore, presidente e amministratore delegato Janac K. Charles ha riportato vendite nell'ambito di un piano predefinito 10b5-1. Il 10/06/2025 la persona che riporta ha venduto 5.755 azioni a un prezzo quotato di $14 e venduto ulteriormente 100.000 azioni a un prezzo medio ponderato di $13.1045 (le operazioni individuali variavano da $12.50 a $13.85). Dopo queste transazioni, la proprietà diretta beneficiaria è riportata come 161.759 azioni e la proprietà indiretta tramite entità è 9.739.071 azioni. La dichiarazione segnala che le vendite sono state eseguite ai sensi di un piano di trading adottato il 03/05/2025.

Arteris, Inc. director, presidente y director ejecutivo Janac K. Charles reportó ventas bajo un plan 10b5-1 preestablecido. El 10/06/2025 la persona reportante vendió 5.755 acciones a un precio listado de $14 y vendió adicionalmente 100.000 acciones a un precio medio ponderado de $13.1045 (operaciones individuales oscilaron entre $12.50 y $13.85). Después de estas transacciones, la propiedad beneficiosa directa se reporta como 161.759 acciones y la propiedad indirecta a través de entidades es de 9.739.071 acciones. El archivo indica que las ventas se realizaron conforme a un plan de trading adoptado el 03/05/2025.

Arteris, Inc. 이사, 사장 및 최고경영책임자 Janac K. Charles 가 사전에 설정된 10b5-1 계획에 따라 매출을 보고했습니다. 2025-10-06에 보고자는 5,755 주를 상장가 $14로 매도했고 추가로 100,000 주를 가중평균가 $13.1045에 매도했습니다(개별 거래는 $12.50에서 $13.85 사이). 이 거래 후, 직접적 실질 소유161,759 주, 엔티티를 통한 간접 소유9,739,071 주로 공시됩니다. 파일에는 매매가 2025-03-05에 채택된 거래 계획에 따라 수행되었다고 명시되어 있습니다.

Arteris, Inc. directeur, président et PDG Janac K. Charles a déclaré des ventes dans le cadre d'un plan préétabli 10b5-1. Le 10/06/2025, la personne déclarant a vendu 5 755 actions à un prix affiché de $14 et a vendu en outre 100 000 actions à un prix moyen pondéré de $13.1045 (les transactions individuelles variaient de $12.50 à $13.85). Après ces transactions, la propriété bénéficiaire directe est déclarée à 161 759 actions et la propriété indirecte via des entités est de 9 739 071 actions. Le dépôt indique que les ventes ont été effectuées conformément à un plan de trading adopté le 03/05/2025.

Arteris, Inc. Direktor, Präsident und CEO Janac K. Charles meldete Verkäufe gemäß einem vorab festgelegten 10b5-1-Plan. Am 10/06/2025 verkaufte die meldende Person 5.755 Aktien zu einem ausgewiesenen Preis von $14 und zusätzlich 100.000 Aktien zu einem gewichteten Durchschnittspreis von $13.1045 (einzelne Trades lagen zwischen $12.50 und $13.85). Nach diesen Transaktionen beträgt die direkte wohltuende Eigentümerstruktur 161.759 Aktien und die indirekte Eigentümerschaft durch Tochtergesellschaften 9.739.071 Aktien. Die Einreichung vermerkt, dass die Verkäufe im Rahmen eines am 03/05/2025 angenommenen Handelplans durchgeführt wurden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JANAC K CHARLES

(Last) (First) (Middle)
C/O ARTERIS, INC.
900 E. HAMILTON AVE., SUITE 300

(Street)
CAMPBELL CA 95008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Arteris, Inc. [ AIP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
10/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/06/2025 S(1) 5,755 D $14 161,759 D
Common Stock 10/06/2025 S(1) 100,000 D $13.1045(2) 9,739,071 I Bayview Legacy, LLC(3)
Common Stock 56,252 I Charles and Lydia Janac Trust(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 5, 2025.
2. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.50 to $13.85 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.
4. The shares are held by Charles and Lydia Janac Trust, for which the Reporting Person serves as trustee.
Remarks:
/s/ Paul Alpern, as Attorney-in-Fact for JANAC K CHARLES 10/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Arteris (AIP) report on the Form 4?

Director and CEO Janac K. Charles reported sales of 5,755 shares at $14 and 100,000 shares at a weighted average of $13.1045 on 10/06/2025.

Were the sales by Janac K. Charles tied to a trading plan?

Yes. The filing states the transactions were made pursuant to a 10b5-1 trading plan adopted on 03/05/2025.

How much beneficial ownership does the reporting person hold after the transactions?

After the reported sales, the filing shows 161,759 shares held directly and 9,739,071 shares held indirectly, principally through Bayview Legacy, LLC and the Charles and Lydia Janac Trust.

Did the filing disclose the price range for the sales?

Yes. The filing discloses the larger tranche was sold at a weighted average of $13.1045, with individual sale prices ranging from $12.50 to $13.85.

Who signed the Form 4 and when was it filed?

The Form 4 was signed by /s/ Paul Alpern, as Attorney-in-Fact for JANAC K CHARLES and dated 10/08/2025.
Arteris, Inc.

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