STOCK TITAN

[Form 4] Arteris, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

On 08/05/2025 Arteris, Inc. (AIP) director S. Atiq Raza reported a Rule 10b5-1 programmed sale of 63,118 common shares at a weighted-average price of $13.074 (range $12.35-$14.20). The transaction was executed through the Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust, for which he is trustee. Following the sale, the trust retains 590,000 shares; an additional line on the form shows 20,839 shares of direct ownership, indicating Raza continues to hold a sizable stake. No derivative activity or share acquisitions were disclosed.

The disposition trims roughly 9% of the trust’s earlier position yet leaves significant insider ownership, tempering concerns about insider confidence. Because the trade was carried out under a pre-arranged 10b5-1 plan adopted on 06/06/2024, the sale appears to be part of scheduled liquidity management rather than a discretionary signal about near-term business prospects.

Il 08/05/2025, il direttore di Arteris, Inc. (AIP), S. Atiq Raza, ha comunicato una vendita programmata secondo la Regola 10b5-1 di 63.118 azioni ordinarie a un prezzo medio ponderato di 13,074 $ (con un intervallo da 12,35 $ a 14,20 $). L’operazione è stata effettuata tramite il Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust, di cui è fiduciario. Dopo la vendita, il trust detiene ancora 590.000 azioni; una voce aggiuntiva nel modulo indica una proprietà diretta di 20.839 azioni, segnalando che Raza mantiene una partecipazione significativa. Non sono state divulgate attività derivate né acquisizioni di azioni.

La cessione riduce di circa il 9% la posizione precedente del trust, ma lascia una consistente proprietà interna, mitigando così eventuali preoccupazioni sulla fiducia degli insider. Poiché la transazione è stata effettuata nell’ambito di un piano 10b5-1 predefinito adottato il 06/06/2024, la vendita sembra far parte di una gestione programmata della liquidità piuttosto che rappresentare un segnale discrezionale sulle prospettive aziendali a breve termine.

El 08/05/2025, el director de Arteris, Inc. (AIP), S. Atiq Raza, reportó una venta programada bajo la Regla 10b5-1 de 63,118 acciones comunes a un precio promedio ponderado de $13.074 (rango $12.35-$14.20). La transacción se realizó a través del Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust, del cual es fiduciario. Tras la venta, el fideicomiso conserva 590,000 acciones; una línea adicional en el formulario muestra una propiedad directa de 20,839 acciones, indicando que Raza sigue manteniendo una participación considerable. No se divulgaron actividades derivadas ni adquisiciones de acciones.

La disposición reduce aproximadamente un 9% la posición previa del fideicomiso, pero mantiene una propiedad interna significativa, lo que atenúa las preocupaciones sobre la confianza de los insiders. Dado que la operación se realizó bajo un plan 10b5-1 preestablecido adoptado el 06/06/2024, la venta parece formar parte de una gestión programada de liquidez en lugar de ser una señal discrecional sobre las perspectivas comerciales a corto plazo.

2025년 5월 8일, Arteris, Inc.(AIP) 이사 S. Atiq Raza는 규칙 10b5-1에 따른 사전 프로그램 매도에서 63,118 보통주를 가중평균 가격 $13.074 (범위 $12.35-$14.20)에 매도했다고 보고했습니다. 이 거래는 그가 수탁자인 Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust를 통해 실행되었습니다. 매도 후, 신탁은 590,000주를 보유하고 있으며, 양식의 추가 항목에는 20,839주의 직접 소유가 표시되어 Raza가 여전히 상당한 지분을 보유하고 있음을 나타냅니다. 파생상품 활동이나 주식 취득은 공개되지 않았습니다.

이번 매도는 신탁 보유 지분의 약 9%를 줄였지만, 여전히 상당한 내부자 소유를 유지하여 내부자의 신뢰 우려를 완화합니다. 거래가 2024년 6월 6일 채택된 사전 설정된 10b5-1 계획에 따라 이루어진 점을 고려할 때, 이 매도는 단기 사업 전망에 대한 임의 신호라기보다는 예정된 유동성 관리의 일부로 보입니다.

Le 08/05/2025, le directeur d'Arteris, Inc. (AIP), S. Atiq Raza, a déclaré une vente programmée selon la règle 10b5-1 de 63 118 actions ordinaires à un prix moyen pondéré de 13,074 $ (fourchette de 12,35 $ à 14,20 $). La transaction a été réalisée via le Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust, dont il est le fiduciaire. Après la vente, le trust détient 590 000 actions ; une ligne supplémentaire sur le formulaire indique une détention directe de 20 839 actions, ce qui montre que Raza conserve une participation importante. Aucune activité sur dérivés ni acquisition d’actions n’a été divulguée.

Cette cession réduit d’environ 9 % la position antérieure du trust tout en maintenant une importante détention interne, ce qui atténue les inquiétudes quant à la confiance des initiés. Étant donné que la transaction a été réalisée dans le cadre d’un plan 10b5-1 préétabli adopté le 06/06/2024, la vente semble faire partie d’une gestion programmée de la liquidité plutôt que d’un signal discrétionnaire concernant les perspectives commerciales à court terme.

Am 08.05.2025 meldete der Direktor von Arteris, Inc. (AIP), S. Atiq Raza, einen nach Regel 10b5-1 programmierten Verkauf von 63.118 Stammaktien zu einem gewichteten Durchschnittspreis von 13,074 $ (Spanne 12,35 $–14,20 $). Die Transaktion wurde über den Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust abgewickelt, dessen Treuhänder er ist. Nach dem Verkauf hält der Trust noch 590.000 Aktien; eine weitere Angabe im Formular zeigt eine direkte Beteiligung von 20.839 Aktien, was darauf hinweist, dass Raza weiterhin einen beträchtlichen Anteil besitzt. Es wurden keine Derivataktivitäten oder Aktienkäufe gemeldet.

Der Verkauf reduziert die frühere Position des Trusts um etwa 9 %, lässt jedoch eine bedeutende Insiderbeteiligung bestehen, was Bedenken hinsichtlich des Insidervertrauens mildert. Da der Handel im Rahmen eines vorab vereinbarten 10b5-1-Plans vom 06.06.2024 durchgeführt wurde, scheint der Verkauf Teil einer geplanten Liquiditätsverwaltung zu sein und stellt kein diskretionäres Signal zu kurzfristigen Geschäftsaussichten dar.

Positive
  • None.
Negative
  • None.

Insights

TL;DR Small programmed insider sale; minimal valuation impact, neutral sentiment.

The 63 k-share sale equals about 0.2 % of AIP’s 33 m basic shares outstanding and was executed under a 10b5-1 plan, limiting signalling value. Raza still holds 590 k indirect plus 20.8 k direct shares, so alignment remains. With no earnings, guidance or option exercises involved, I view the filing as routine housekeeping rather than a strategic move. Near-term stock impact should be negligible unless the sale volume coincides with thin trading liquidity.

TL;DR Governance-compliant 10b5-1 sale; insider retains large stake.

The disclosure follows SEC guidance: plan adoption date cited, weighted-average price range supplied, and remaining holdings transparent. Continued ownership above half-a-million shares indicates ongoing economic exposure, mitigating governance risk often associated with large insider disposals. No red flags around option repricing, short-swing profits, or simultaneous board departures. I classify the event as governance-neutral.

Il 08/05/2025, il direttore di Arteris, Inc. (AIP), S. Atiq Raza, ha comunicato una vendita programmata secondo la Regola 10b5-1 di 63.118 azioni ordinarie a un prezzo medio ponderato di 13,074 $ (con un intervallo da 12,35 $ a 14,20 $). L’operazione è stata effettuata tramite il Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust, di cui è fiduciario. Dopo la vendita, il trust detiene ancora 590.000 azioni; una voce aggiuntiva nel modulo indica una proprietà diretta di 20.839 azioni, segnalando che Raza mantiene una partecipazione significativa. Non sono state divulgate attività derivate né acquisizioni di azioni.

La cessione riduce di circa il 9% la posizione precedente del trust, ma lascia una consistente proprietà interna, mitigando così eventuali preoccupazioni sulla fiducia degli insider. Poiché la transazione è stata effettuata nell’ambito di un piano 10b5-1 predefinito adottato il 06/06/2024, la vendita sembra far parte di una gestione programmata della liquidità piuttosto che rappresentare un segnale discrezionale sulle prospettive aziendali a breve termine.

El 08/05/2025, el director de Arteris, Inc. (AIP), S. Atiq Raza, reportó una venta programada bajo la Regla 10b5-1 de 63,118 acciones comunes a un precio promedio ponderado de $13.074 (rango $12.35-$14.20). La transacción se realizó a través del Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust, del cual es fiduciario. Tras la venta, el fideicomiso conserva 590,000 acciones; una línea adicional en el formulario muestra una propiedad directa de 20,839 acciones, indicando que Raza sigue manteniendo una participación considerable. No se divulgaron actividades derivadas ni adquisiciones de acciones.

La disposición reduce aproximadamente un 9% la posición previa del fideicomiso, pero mantiene una propiedad interna significativa, lo que atenúa las preocupaciones sobre la confianza de los insiders. Dado que la operación se realizó bajo un plan 10b5-1 preestablecido adoptado el 06/06/2024, la venta parece formar parte de una gestión programada de liquidez en lugar de ser una señal discrecional sobre las perspectivas comerciales a corto plazo.

2025년 5월 8일, Arteris, Inc.(AIP) 이사 S. Atiq Raza는 규칙 10b5-1에 따른 사전 프로그램 매도에서 63,118 보통주를 가중평균 가격 $13.074 (범위 $12.35-$14.20)에 매도했다고 보고했습니다. 이 거래는 그가 수탁자인 Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust를 통해 실행되었습니다. 매도 후, 신탁은 590,000주를 보유하고 있으며, 양식의 추가 항목에는 20,839주의 직접 소유가 표시되어 Raza가 여전히 상당한 지분을 보유하고 있음을 나타냅니다. 파생상품 활동이나 주식 취득은 공개되지 않았습니다.

이번 매도는 신탁 보유 지분의 약 9%를 줄였지만, 여전히 상당한 내부자 소유를 유지하여 내부자의 신뢰 우려를 완화합니다. 거래가 2024년 6월 6일 채택된 사전 설정된 10b5-1 계획에 따라 이루어진 점을 고려할 때, 이 매도는 단기 사업 전망에 대한 임의 신호라기보다는 예정된 유동성 관리의 일부로 보입니다.

Le 08/05/2025, le directeur d'Arteris, Inc. (AIP), S. Atiq Raza, a déclaré une vente programmée selon la règle 10b5-1 de 63 118 actions ordinaires à un prix moyen pondéré de 13,074 $ (fourchette de 12,35 $ à 14,20 $). La transaction a été réalisée via le Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust, dont il est le fiduciaire. Après la vente, le trust détient 590 000 actions ; une ligne supplémentaire sur le formulaire indique une détention directe de 20 839 actions, ce qui montre que Raza conserve une participation importante. Aucune activité sur dérivés ni acquisition d’actions n’a été divulguée.

Cette cession réduit d’environ 9 % la position antérieure du trust tout en maintenant une importante détention interne, ce qui atténue les inquiétudes quant à la confiance des initiés. Étant donné que la transaction a été réalisée dans le cadre d’un plan 10b5-1 préétabli adopté le 06/06/2024, la vente semble faire partie d’une gestion programmée de la liquidité plutôt que d’un signal discrétionnaire concernant les perspectives commerciales à court terme.

Am 08.05.2025 meldete der Direktor von Arteris, Inc. (AIP), S. Atiq Raza, einen nach Regel 10b5-1 programmierten Verkauf von 63.118 Stammaktien zu einem gewichteten Durchschnittspreis von 13,074 $ (Spanne 12,35 $–14,20 $). Die Transaktion wurde über den Saiyed Atiq Raza & Nandini Saraiya 2012 Revocable Trust abgewickelt, dessen Treuhänder er ist. Nach dem Verkauf hält der Trust noch 590.000 Aktien; eine weitere Angabe im Formular zeigt eine direkte Beteiligung von 20.839 Aktien, was darauf hinweist, dass Raza weiterhin einen beträchtlichen Anteil besitzt. Es wurden keine Derivataktivitäten oder Aktienkäufe gemeldet.

Der Verkauf reduziert die frühere Position des Trusts um etwa 9 %, lässt jedoch eine bedeutende Insiderbeteiligung bestehen, was Bedenken hinsichtlich des Insidervertrauens mildert. Da der Handel im Rahmen eines vorab vereinbarten 10b5-1-Plans vom 06.06.2024 durchgeführt wurde, scheint der Verkauf Teil einer geplanten Liquiditätsverwaltung zu sein und stellt kein diskretionäres Signal zu kurzfristigen Geschäftsaussichten dar.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RAZA SAIYED ATIQ

(Last) (First) (Middle)
C/O ARTERIS, INC.
900 E. HAMILTON AVE., SUITE 300

(Street)
CAMPBELL CA 95008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Arteris, Inc. [ AIP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/05/2025 S(1) 63,118 D $13.074(2) 590,000 I Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012(3)
Common Stock 20,839 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.
2. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.35 to $14.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.
Remarks:
/s/ Paul Alpern, as Attorney-in-Fact for S. Atiq Raza 08/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Arteris (AIP) shares did Director S. Atiq Raza sell?

He sold 63,118 common shares on 08/05/2025.

What was the average sale price for the shares?

The weighted-average price was $13.074, with trades ranging between $12.35 and $14.20.

Is the sale part of a 10b5-1 trading plan?

Yes. The filing states the plan was adopted on 06/06/2024.

How many AIP shares does the insider still own after the sale?

He beneficially owns 590,000 shares indirectly via a trust and 20,839 shares directly.

Does the Form 4 disclose any derivative transactions?

No derivative securities were acquired or disposed of in this filing.
Arteris, Inc.

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