What does the 668-share award to Assurant (AIZ) director Rajiv Basu consist of?

The 668-share award to Rajiv Basu consists of restricted stock units linked to Assurant’s Common Stock. Footnotes specify these shares are represented by restricted stock units and that his total share count after the grant includes these restricted stock unit awards.

Assurant director receives 668-share stock award

ASSURANT, INC. director Rajiv Basu received an equity award of 668 shares of Common Stock on May 22, 2026, reported as a grant or award acquisition.

Accepted by SEC EDGAR 05/26/2026 - 04:59 PM EDT

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Form Type

Rhea-AI Filing Summary

ASSURANT, INC. director Rajiv Basu received an equity award of 668 shares of Common Stock on May 22, 2026, reported as a grant or award acquisition. Footnotes clarify these shares are represented by restricted stock units, and his directly held and restricted stock unit–based holdings total 3,731 shares after this award.

Insider Trade Summary

Grant/Award: 668 shares

Grant/Award 1 txn

Insider Basu Rajiv

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	668	$0.00	$0.00

Holdings After Transaction: Common Stock — 3,731 shares (Direct)

Holdings Before and After: Common Stock, 3,063 to 3,731 shares (Direct)

Footnotes (2)

F1. These shares are represented by restricted stock units.
F2. Includes restricted stock units.

Key Figures

Equity award size: 668 shares Post-transaction holdings: 3,731 shares Transaction price per share: $0.0000 per share +2 more

5 metrics

Equity award size 668 shares Grant or award acquisition on May 22, 2026

Post-transaction holdings 3,731 shares Common Stock held directly after the award

Transaction price per share $0.0000 per share Indicates compensation grant, not a market purchase

Transaction type Grant, award, or other acquisition Form 4 transaction code A for Common Stock

Ownership type Direct ownership Shares held directly by Rajiv Basu after transaction

Key Terms

restricted stock units, Common Stock, Grant, award, or other acquisition

3 terms

restricted stock units financial

"These shares are represented by restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Common Stock financial

"security_title: "Common Stock" for the reported transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

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What insider transaction did Assurant (AIZ) report for director Rajiv Basu?

Assurant reported that director Rajiv Basu received an equity award of 668 shares of Common Stock as a grant or award. The filing notes these shares are represented by restricted stock units, increasing his total holdings to 3,731 shares after the transaction.

Was Rajiv Basu’s Assurant (AIZ) transaction a stock purchase or a compensation grant?

The transaction was a compensation-related grant, not an open-market stock purchase. It is coded as a grant, award, or other acquisition, with 668 shares represented by restricted stock units awarded to director Rajiv Basu at no stated purchase price.

How many Assurant (AIZ) shares does Rajiv Basu hold after this Form 4 filing?

After the reported award, Rajiv Basu holds 3,731 Assurant Common Stock shares directly, including restricted stock units. This total reflects his position following the 668-share grant, based on the post-transaction ownership figure disclosed in the Form 4 filing.

Did the Assurant (AIZ) Form 4 show any stock sales by Rajiv Basu?

No stock sales are reported for Rajiv Basu in this Form 4. The filing shows only an acquisition coded as a grant, award, or other acquisition of 668 restricted stock unit–based shares, increasing his overall direct holdings to 3,731 shares after the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Basu Rajiv

(Last)

(First)

(Middle)

C/O ASSURANT, INC.

260 INTERSTATE NORTH CIRCLE, S.E.

(Street)

ATLANTA

GEORGIA

30339

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/22/2026		A		668⁽¹⁾	A	$0	3,731⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. These shares are represented by restricted stock units.

2. Includes restricted stock units.

	/s/ Anne Holman, Attorney-in-Fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR