Assurant (NYSE: AIZ) EVP awarded PSUs and RSUs; shares withheld for tax

Filing Impact

(Very High)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Assurant EVP Biju Nair reported equity compensation activity involving common stock. On March 16, 2026, he acquired 14,947 shares issued upon vesting of performance share units tied to the 2023–2025 performance cycle and an additional 2,161 shares from restricted stock units.

To cover withholding obligations for the vesting of these performance share units and restricted stock units, 7,385 shares were disposed of at $222.15 per share as a tax-withholding transaction, not an open-market sale. Following these transactions, Nair directly holds 27,089.633 shares of Assurant common stock, including restricted stock units and shares acquired under the company’s employee stock purchase plan.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Biju Nair

Role EVP/Pres. Global Conn. Living

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	14,947	$0.00	--
Tax Withholding	Common Stock	7,385	$222.15	$1.64M
Grant/Award	Common Stock	2,161	$0.00	--

Holdings After Transaction: Common Stock — 34,474.633 shares (Direct)

Footnotes (1)

Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2023-2025 performance cycle. Represents shares withheld to satisfy withholding obligations upon the March 16, 2026 vesting of PSUs and restricted stock units. These shares are represented by restricted stock units. Includes 42.196 shares and 42.159 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on June 30, 2025 and December 31, 2025. Includes restricted stock units.

Form 4 Insider Transactions: What Each Field Means →

03/18/2026 - 05:19 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Biju Nair

(Last)

(First)

(Middle)

C/O ASSURANT, INC.

260 INTERSTATE NORTH CIRCLE, S.E.

(Street)

ATLANTA

GEORGIA

30339

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP/Pres. Global Conn. Living

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/16/2026		A		14,947⁽¹⁾	A	$0	34,474.633	D
Common Stock	03/16/2026		F		7,385⁽²⁾	D	$222.15	27,089.633	D
Common Stock	03/16/2026		A		2,161⁽³⁾	A	$0	29,250.633⁽⁴⁾⁽⁵⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2023-2025 performance cycle.

2. Represents shares withheld to satisfy withholding obligations upon the March 16, 2026 vesting of PSUs and restricted stock units.

3. These shares are represented by restricted stock units.

4. Includes 42.196 shares and 42.159 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on June 30, 2025 and December 31, 2025.

5. Includes restricted stock units.

	/s/ Anne Holman, Attorney-in-Fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Assurant (AIZ) executive Biju Nair report in this Form 4?

Assurant executive Biju Nair reported equity compensation activity, including vested performance share units and restricted stock units, plus shares withheld for taxes. These transactions reflect stock-based compensation mechanics rather than open-market buying or selling, and they updated his direct common stock holdings.

How many Assurant (AIZ) shares did Biju Nair acquire through awards?

Biju Nair acquired 14,947 Assurant common shares upon vesting of performance share units and 2,161 additional shares from restricted stock units. These awards were granted at no cash cost to him and were tied to a 2023–2025 performance measurement period.

Why were some Assurant (AIZ) shares disposed of in Biju Nair’s Form 4?

The Form 4 shows 7,385 Assurant shares disposed of to satisfy withholding obligations at $222.15 per share. This tax-withholding disposition covers taxes on vested performance share units and restricted stock units, and is not an open-market sale initiated for investment reasons.

What performance period applied to Biju Nair’s Assurant (AIZ) PSUs?

The performance share units that vested for Biju Nair were based on relative performance achieved during the 2023–2025 performance cycle. The number of shares issued reflects that measured performance over the cycle rather than a discretionary stock purchase in the market.

How many Assurant (AIZ) shares does Biju Nair hold after these transactions?

After these transactions, Biju Nair directly holds 27,089.633 shares of Assurant common stock. This figure includes restricted stock units and small amounts previously acquired through the Assurant Amended and Restated 2004 Employee Stock Purchase Plan.

Were Biju Nair’s Assurant (AIZ) transactions open-market trades?

The reported transactions were not open-market trades. They involved shares issued from vested performance share units and restricted stock units, plus shares withheld to cover tax obligations, which are standard equity compensation and payroll tax mechanics rather than discretionary market buying or selling.