Assurant director granted 668 restricted stock units

Carter J Braxton II reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 05/26/2026 - 04:53 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Carter J Braxton II reported acquisition or exercise transactions in this Form 4 filing.

ASSURANT, INC. director Carter J Braxton II received a grant of 668 shares of Common Stock in the form of restricted stock units on May 22, 2026, at no cash cost per share. After this award, his directly held and restricted stock unit interests total 8,961 shares of Common Stock.

Insider Trade Summary

Grant/Award: 668 shares

Grant/Award 1 txn

Insider Carter J Braxton II

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	668	$0.00	$0.00

Holdings After Transaction: Common Stock — 8,961 shares (Direct)

Holdings Before and After: Common Stock, 8,293 to 8,961 shares (Direct)

Footnotes (2)

1. F1. These shares are represented by restricted stock units.
2. F2. Includes restricted stock units.

Key Figures

Restricted stock unit grant: 668 shares Award price per share: $0.0000 per share Total holdings after grant: 8,961 shares +1 more

4 metrics

Restricted stock unit grant 668 shares Common Stock award on May 22, 2026

Award price per share $0.0000 per share Reported grant price for 668-share award

Total holdings after grant 8,961 shares Common Stock directly held after transaction, includes RSUs

Acquisition transactions 1 transaction One grant/award acquisition reported in Form 4

Key Terms

restricted stock units, Grant, award, or other acquisition, Common Stock

3 terms

restricted stock units financial

"These shares are represented by restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Carter J Braxton II report for AIZ?

Director Carter J Braxton II reported receiving 668 shares of Assurant Common Stock as a grant on May 22, 2026. The shares are represented by restricted stock units and were acquired at no cash cost per share as part of his equity compensation.

How many Assurant (AIZ) shares does Carter J Braxton II hold after this Form 4?

Following the May 22, 2026 grant, Carter J Braxton II holds 8,961 shares of Assurant Common Stock. This total includes shares represented by restricted stock units, reflecting both his existing holdings and the newly awarded 668-share grant.

Was the Assurant (AIZ) Form 4 transaction a purchase or a grant?

The Form 4 reports a grant, not a market purchase. Carter J Braxton II acquired 668 shares of Assurant Common Stock as a “Grant, award, or other acquisition,” represented by restricted stock units, at a reported price of $0.0000 per share.

What type of security did Carter J Braxton II receive in the AIZ Form 4?

He received Common Stock of Assurant represented by restricted stock units. The transaction code “A” identifies it as a grant or award acquisition, and the footnotes state that these shares are represented by and include restricted stock units.

How many acquisition transactions are reported in this Assurant (AIZ) Form 4?

The Form 4 shows a single acquisition transaction. It reflects one grant of 668 shares of Assurant Common Stock represented by restricted stock units to director Carter J Braxton II on May 22, 2026, with no reported sales or derivative exercises.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carter J Braxton II

(Last) (First) (Middle)

C/O ASSURANT, INC.

260 INTERSTATE NORTH CIRCLE SE

(Street)

ATLANTA GEORGIA 30339

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASSURANT, INC. [ AIZ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/22/2026		A		668(1)	A	$0	8,961(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares are represented by restricted stock units.

2. Includes restricted stock units.

	/s/ Anne Holman, Attorney-in-Fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)