[Form 4] ALICO, INC. Insider Trading Activity

Rhea-AI Filing Summary

Katherine R. English, a director of Alico, Inc. (ALCO), reported acquiring 598 shares of Alico common stock on 10/01/2025 under the Amended and Restated Stock Incentive Plan of 2015. The shares carried a reported price of $0 and increased her beneficial ownership to 13,863 shares following the transaction. The Form 4 was signed by an attorney-in-fact on 10/02/2025. No derivative securities were reported on this filing and no other transactions or dispositions are disclosed.

Positive

• Director received 598 shares under the companys 2015 Stock Incentive Plan, reflecting alignment of director compensation with shareholder interests.
• Beneficial ownership disclosed clearly: 13,863 shares following the reported transaction, improving transparency.

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine director stock award recorded; small absolute share change, not a material transaction for investors.

The filing documents a non-cash grant of 598 common shares to a board director under the companys 2015 incentive plan. The award was reported at $0, indicating issuance as compensation rather than an open-market purchase. Beneficial ownership after the grant is 13,863 shares. For most investors this represents routine equity compensation with limited immediate impact on company financials or capital structure given the modest share count disclosed.

Corporate Governance Expert

TL;DR: Governance practice consistent with common director compensation via incentive plan grants.

The disclosure shows a director received shares under the Amended and Restated Stock Incentive Plan of 2015, a standard mechanism to align director interests with shareholders. The Form 4 is properly executed by an attorney-in-fact and reports the post-transaction beneficial ownership. The filing contains no indications of unusual vesting terms or derivative instruments in this report.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

English Katherine

(Last) (First) (Middle)

7951 DENI DRIVE

(Street)

NORTH FORT MYERS FL 33917

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALICO, INC. [ ALCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Alico, Inc., Common Stock, Par Value $1.00	10/01/2025		A		598(1)	A	$0	13,863	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.

Remarks:

	/s/ Brad Heine, Attorney-in-Fact for Katherine R. English	10/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What did ALICO director Katherine R. English report on Form 4 (ALCO)?

She reported the acquisition of 598 shares of Alico common stock on 10/01/2025 under the Amended and Restated Stock Incentive Plan of 2015.

At what price were the shares issued to the director?

The shares are reported with a price of $0, indicating they were issued as compensation under the incentive plan.

How many Alico shares does Katherine R. English beneficially own after the transaction?

Following the reported transaction she beneficially owns 13,863 shares.

Were any derivative securities reported on this Form 4 for ALCO?

No. Table II reports no derivative securities; only non-derivative common shares were reported in Table I.

When was the Form 4 filed and who signed it?

The filing shows the transaction date as 10/01/2025 and the Form 4 was signed by an attorney-in-fact on 10/02/2025.