Alaska Air Group: Levine’s 4,857 stock units vest

The 14,569-RSU grant vested in three annual installments: 4,856 shares in 2024, 4,856 in 2025 and 4,857 in 2026.

Available on EDGAR 11/04/2026 - 08:04 PM EST Accepted by SEC EDGAR 11/04/2026 - 08:04 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Alaska Air Group reported that EVP Corp Pub Aff & Chf Leg Off Kyle B. Levine’s 4,857 restricted stock units vested on November 2, 2026, converting into 4,857 common shares. On that date, 1,912 common shares were withheld to satisfy tax obligations at $38.29 per share. No Rule 10b5-1 plan is reported.

Insider Trade Summary

4,857 shares exercised/converted

Exercise 3 txns

Insider LEVINE KYLE B

Role EVP Corp Pub Aff & Chf Leg Off

Type	Security	Shares	Price	Value
Exercise	RESTRICTED STOCK UNITS F1, F4	4,857	$0.00	$0.00
Exercise	COMMON STOCK F1	4,857	$0.00	$0.00
Tax Withholding	COMMON STOCK F2, F3	1,912	$38.29	$73K

Holdings After Transaction: RESTRICTED STOCK UNITS — 0 contracts (Direct); COMMON STOCK — 40,761 shares (Direct)

Holdings Before and After: RESTRICTED STOCK UNITS, 4,857 to 0 contracts (Direct)

Footnotes (4)

1. F1. Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.
2. F2. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
3. F3. Includes 106 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2026, in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
4. F4. The RSUs vesting were from a grant of 14,569 RSUs that vested in three annual installments as follows: 4,856 shares on November 2, 2024; 4,856 shares on November 2, 2025; and 4,857 shares on November 2, 2026.

Key Figures

Restricted stock units vested: 4,857 restricted stock units Common shares acquired upon vesting: 4,857 shares Shares withheld for tax obligations: 1,912 shares +4 more

7 metrics

Restricted stock units vested 4,857 restricted stock units November 2, 2026

Common shares acquired upon vesting 4,857 shares November 2, 2026

Shares withheld for tax obligations 1,912 shares November 2, 2026

Price per share for withheld shares $38.29 per share Shares withheld to satisfy tax obligations

RSU grant 14,569 restricted stock units Vested in three annual installments

2024 RSU installment 4,856 shares November 2, 2024

2025 RSU installment 4,856 shares November 2, 2025

Key Terms

restricted stock units, tax withholding obligations, Rule 16b-3(e), Employee Stock Purchase Plan

4 terms

restricted stock units technical

"Each restricted stock unit (RSUs) represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"to satisfy tax withholding obligations arising out of the vesting of RSUs"

Rule 16b-3(e) regulatory

"an exempt disposition to the Issuer under Rule 16b-3(e)"

Employee Stock Purchase Plan financial

"acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ALK RSUs did Kyle B. Levine vest?

Kyle B. Levine had 4,857 restricted stock units vest on November 2, 2026, converting into 4,857 common shares. The units were part of a grant of 14,569 RSUs.

How many ALK shares were withheld from Kyle B. Levine for taxes?

On November 2, 2026, 1,912 common shares were withheld to satisfy tax obligations arising from RSU vesting, at $38.29 per share. No Rule 10b5-1 plan is reported.

What was the installment schedule for Kyle B. Levine’s ALK RSUs?

The 14,569-RSU grant vested in three annual installments: 4,856 shares on November 2, 2024; 4,856 shares on November 2, 2025; and 4,857 shares on November 2, 2026.

Does Kyle B. Levine’s ALK Form 4 mention Employee Stock Purchase Plan shares?

Yes. A footnote states that 106 shares were acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2026, in transactions exempt under Rules 16b-3(c) and 16b-3(d).

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LEVINE KYLE B

(Last) (First) (Middle)

ALASKA AIR GROUP, INC.

19300 INTERNATIONAL BLVD

(Street)

SEATTLE WASHINGTON 98188

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALASKA AIR GROUP, INC. [ ALK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Corp Pub Aff & Chf Leg Off

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK	11/02/2026		M		4,857	A	$0(1)	42,567	D
COMMON STOCK	11/02/2026		F		1,912(2)	D	$38.29	40,761(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
RESTRICTED STOCK UNITS	$0(1)	11/02/2026		M			4,857	(4)	(4)	COMMON STOCK	4,857	$0	0	D

Explanation of Responses:

1. Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

2. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

3. Includes 106 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2026, in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

4. The RSUs vesting were from a grant of 14,569 RSUs that vested in three annual installments as follows: 4,856 shares on November 2, 2024; 4,856 shares on November 2, 2025; and 4,857 shares on November 2, 2026.

Remarks:

	/s/ Howard Kuppler, by power of attorney	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)