Alaska Air Group: Schneider acquires 378 shares

Q: How many shares did Andrea L. Schneider receive from ALK RSUs?

Andrea L. Schneider acquired 378 common shares when she exercised 378 restricted stock units on November 3, 2026.

Q: How many ALK shares were withheld for Andrea L. Schneider's RSU tax obligations?

140 common shares were withheld to satisfy tax withholding obligations arising from the vesting of RSUs. The transaction was reported at $36.78 per share.

Q: What was the vesting schedule for Andrea L. Schneider's ALK RSU grant?

The grant of 1,280 RSUs vested or was scheduled to vest in three annual installments: 426 shares on November 3, 2026 (48 shares were distributed previously for FICA tax obligations), 427 shares on November 3, 2027, and 427 shares on November 3, 2028.

The related 1,280-RSU grant is scheduled to vest in three annual installments, including 427 RSUs on November 3, 2028.

Available on EDGAR 11/04/2026 - 08:07 PM EST Accepted by SEC EDGAR 11/04/2026 - 08:06 PM EST

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Form Type

Rhea-AI Filing Summary

Alaska Air Group reported that Andrea L. Schneider, President and CEO of Horizon Airlines, exercised 378 restricted stock units on November 3, 2026, receiving 378 common shares. The report also lists 140 shares withheld for tax obligations at a reported $36.78 per share. Schneider’s reported remaining restricted stock unit balance was 854 shares, and 15 common shares were held indirectly by her spouse.

Insider Trade Summary

378 shares exercised/converted

Exercise 3 txns

Insider SCHNEIDER ANDREA L

Role Pres & CEO Horizon Airlines

Type	Security	Shares	Price	Value
Exercise	RESTRICTED STOCK UNITS ^{F1, F3}	378	$0.00	$0.00
Exercise	COMMON STOCK ^F1	378	$0.00	$0.00
Tax Withholding	COMMON STOCK ^F2	140	$36.78	$5K
Holding	COMMON STOCK	--	--	--

Holdings After Transaction: RESTRICTED STOCK UNITS — 854 contracts (Direct); COMMON STOCK — 45,427 shares (Direct); COMMON STOCK — 15 shares (Indirect, By Spouse)

Holdings Before and After: RESTRICTED STOCK UNITS, 1,232 to 854 contracts (Direct); COMMON STOCK, 45,189 to 45,427 shares (Direct)

Footnotes (3)

F1. Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.
F2. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
F3. The RSUs vesting were from a grant of 1,280 RSUs that vested or will vest in three annual installments as follows: 426 shares on November 3, 2026 (48 shares were distributed previously for FICA tax obligations); 427 shares on November 3, 2027; and 427 shares on November 3, 2028.

Key Figures

Restricted stock units exercised: 378 units Common shares acquired: 378 shares Shares withheld for tax obligations: 140 shares +3 more

6 metrics

Restricted stock units exercised 378 units November 3, 2026

Common shares acquired 378 shares Upon exercise of restricted stock units on November 3, 2026

Shares withheld for tax obligations 140 shares November 3, 2026

Reported price per share for withheld shares $36.78 per share November 3, 2026

Restricted stock units following transaction 854 units Reported after the November 3, 2026 transaction

Common shares held indirectly by spouse 15 shares Reported November 3, 2026

Key Terms

restricted stock units, Rule 16b-3(e), tax withholding obligations, FICA tax obligations

4 terms

restricted stock units technical

"Each restricted stock unit (RSUs) represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 16b-3(e) regulatory

"exempt disposition to the Issuer under Rule 16b-3(e)"

tax withholding obligations financial

"to satisfy tax withholding obligations arising out of the vesting of RSUs"

FICA tax obligations financial

"48 shares were distributed previously for FICA tax obligations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did Andrea L. Schneider receive from ALK RSUs?

Andrea L. Schneider acquired 378 common shares when she exercised 378 restricted stock units on November 3, 2026.

How many ALK shares were withheld for Andrea L. Schneider's RSU tax obligations?

140 common shares were withheld to satisfy tax withholding obligations arising from the vesting of RSUs. The transaction was reported at $36.78 per share.

What was the vesting schedule for Andrea L. Schneider's ALK RSU grant?

The grant of 1,280 RSUs vested or was scheduled to vest in three annual installments: 426 shares on November 3, 2026 (48 shares were distributed previously for FICA tax obligations), 427 shares on November 3, 2027, and 427 shares on November 3, 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCHNEIDER ANDREA L

(Last)

(First)

(Middle)

C/O ALASKA AIR GROUP, INC.

19300 INTERNATIONAL BLVD

(Street)

SEATTLE

WASHINGTON

98188

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALASKA AIR GROUP, INC. [ ALK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Pres & CEO Horizon Airlines

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
COMMON STOCK	11/03/2026		M		378	A	$0⁽¹⁾	45,567	D
COMMON STOCK	11/03/2026		F		140⁽²⁾	D	$36.78	45,427	D
COMMON STOCK								15	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
RESTRICTED STOCK UNITS	⁽¹⁾	11/03/2026		M			378	⁽³⁾	⁽³⁾	COMMON STOCK	378	$0	854	D

Explanation of Responses:

1. Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

2. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

3. The RSUs vesting were from a grant of 1,280 RSUs that vested or will vest in three annual installments as follows: 426 shares on November 3, 2026 (48 shares were distributed previously for FICA tax obligations); 427 shares on November 3, 2027; and 427 shares on November 3, 2028.

Remarks:

	/s/ Howard Kuppler, by power of attorney	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR