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Alaska Air Group COO Berry’s 3,910 stock units vest

The 1,990-RSU grant was to vest in three annual installments, including 664 shares on November 3, 2028.

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Form Type
4

Rhea-AI Filing Summary

Alaska Air Group, Inc. EVP & Chief Operating Officer Jason M. Berry reported vesting and settlement of 3,910 restricted stock units into common shares on November 2, 2026, and 663 restricted stock units into common shares on November 3, 2026. To satisfy tax-withholding obligations arising from RSU vesting, 1,540 shares were withheld on November 2 and 261 on November 3. The November 3 entry also notes 255 shares acquired under the employee stock purchase plan on October 31, 2026.

Insider Berry Jason M
Role EVP & Chief Operating Officer
Type Security Shares Price Value
Exercise RESTRICTED STOCK UNITS F1, F4 663 $0.00 $0.00
Exercise COMMON STOCK F1 663 $0.00 $0.00
Tax Withholding COMMON STOCK F2, F3 261 $36.78 $10K
Exercise RESTRICTED STOCK UNITS F1 3,910 $0.00 $0.00
Exercise COMMON STOCK F1 3,910 $0.00 $0.00
Tax Withholding COMMON STOCK F2 1,540 $38.29 $59K
Holdings After Transaction: RESTRICTED STOCK UNITS — 1,327 contracts (Direct); COMMON STOCK — 18,130 shares (Direct)
Holdings Before and After: RESTRICTED STOCK UNITS, 5,900 to 1,327 contracts (Direct)
Footnotes (4)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of ALK common stock.
  2. F2. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
  3. F3. Includes 255 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2026, in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
  4. F4. The RSUs vesting were from a grant of 1,990 RSUs that vested or will vest in three annual installments as follows: 663 shares on November 3, 2026; 663 shares on November 3, 2027; and 664 shares on November 3, 2028.
Restricted stock units vested 3,910 shares November 2, 2026
Restricted stock units vested 663 shares November 3, 2026
Shares withheld for tax obligations 1,540 shares November 2, 2026
Reported per-share price $38.29 per share Shares withheld on November 2, 2026
Shares withheld for tax obligations 261 shares November 3, 2026
Reported per-share price $36.78 per share Shares withheld on November 3, 2026
Restricted stock unit grant 1,990 RSUs Three annual vesting installments beginning November 3, 2026
restricted stock unit financial
"Each restricted stock unit represents a contingent right"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax withholding obligations financial
"to satisfy tax withholding obligations arising out of the vesting of RSUs"
Rule 16b-3(e) regulatory
"an exempt disposition to the Issuer under Rule 16b-3(e)"
Employee Stock Purchase Plan financial
"acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did Jason M. Berry vest at ALK?

Jason M. Berry vested 3,910 restricted stock units on November 2, 2026, and 663 restricted stock units on November 3, 2026. Each restricted stock unit represents a contingent right to receive one Alaska Air Group common share.

How many ALK shares were withheld for Jason M. Berry’s taxes?

Alaska Air Group withheld 1,540 shares on November 2, 2026, and 261 shares on November 3, 2026, to satisfy tax-withholding obligations arising from RSU vesting. The reported per-share prices were $38.29 and $36.78, respectively.

When does Jason M. Berry’s ALK RSU grant vest?

The 1,990-RSU grant was to vest in three annual installments: 663 shares on November 3, 2026; 663 shares on November 3, 2027; and 664 shares on November 3, 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Berry Jason M

(Last)(First)(Middle)
ALASKA AIR GROUP, INC.
19300 INTERNATIONAL BLVD.

(Street)
SEATTLE WASHINGTON 98188

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALASKA AIR GROUP, INC. [ ALK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK11/02/2026M3,910A$0(1)19,013D
COMMON STOCK11/02/2026F1,540(2)D$38.2917,473D
COMMON STOCK11/03/2026M663A$0(1)18,136D
COMMON STOCK11/03/2026F261(2)D$36.7818,130(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
RESTRICTED STOCK UNITS$0(1)11/02/2026M3,91011/02/202611/02/2026COMMON STOCK3,910$00D
RESTRICTED STOCK UNITS$0(1)11/03/2026M663 (4) (4)COMMON STOCK663$01,327D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of ALK common stock.
2. The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
3. Includes 255 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2026, in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
4. The RSUs vesting were from a grant of 1,990 RSUs that vested or will vest in three annual installments as follows: 663 shares on November 3, 2026; 663 shares on November 3, 2027; and 664 shares on November 3, 2028.
Remarks:
/s/ Howard Kuppler, by power of attorney11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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