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Alkermes director Whitaker receives stock awards

Both awards are scheduled to vest in three equal annual installments beginning October 7, 2027.

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Form Type
4

Rhea-AI Filing Summary

Alkermes plc. director Anne Clem Whitaker received 7,239 restricted stock units and options covering 17,998 ordinary shares on October 7, 2026. Each restricted stock unit represents a contingent right to receive one ordinary share. The options have an exercise price of $41.4450 per share and expire October 7, 2036. Both awards vest in three equal annual installments beginning October 7, 2027.

Insider Whitaker Anne Clem
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Unit Award F1, F2 7,239 $0.00 $0.00
Grant/Award Non Qualified Stock Option (Right to Buy) F3 17,998 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit Award — 7,239 contracts (Direct); Non Qualified Stock Option (Right to Buy) — 17,998 contracts (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit represents a contingent right to receive one ordinary share.
  2. F2. Shares subject to the restricted stock unit award vest in three equal annual installments commencing on 10/7/2027.
  3. F3. Shares subject to the stock option award vest in three equal annual installments commencing on 10/7/2027.
Restricted stock units awarded 7,239 units Awarded October 7, 2026
Ordinary shares covered by options 17,998 shares Awarded October 7, 2026
Exercise price $41.4450 per share Options awarded October 7, 2026
Award vesting schedule 3 equal annual installments Beginning October 7, 2027; applies to both awards
Option expiration date October 7, 2036 Options awarded October 7, 2026
Restricted Stock Unit Award financial
"Shares subject to the restricted stock unit award"
A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.
Non Qualified Stock Option (Right to Buy) financial
"Non Qualified Stock Option (Right to Buy)"
contingent right financial
"Each restricted stock unit represents a contingent right"
three equal annual installments financial
"vest in three equal annual installments"

FAQ

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What awards did ALKS director Anne Clem Whitaker receive?

Anne Clem Whitaker, a director of Alkermes plc. (ALKS), received 7,239 restricted stock units and options covering 17,998 ordinary shares on October 7, 2026. Each restricted stock unit represents a contingent right to receive one ordinary share.

What are the terms of Anne Clem Whitaker’s ALKS stock options?

The options cover 17,998 ordinary shares and have an exercise price of $41.4450 per share. They vest in three equal annual installments beginning October 7, 2027, and expire October 7, 2036.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Whitaker Anne Clem

(Last)(First)(Middle)
CONNAUGHT HOUSE
1 BURLINGTON ROAD

(Street)
DUBLIN4 Ireland

(City)(State)(Zip)

IRELAND

(Country)
2. Issuer Name and Ticker or Trading Symbol
Alkermes plc. [ ALKS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit Award(1)10/07/2026A7,239 (2) (2)Ordinary Shares7,239$07,239D
Non Qualified Stock Option (Right to Buy)$41.44510/07/2026A17,998 (3)10/07/2036Ordinary Shares17,998$017,998D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one ordinary share.
2. Shares subject to the restricted stock unit award vest in three equal annual installments commencing on 10/7/2027.
3. Shares subject to the stock option award vest in three equal annual installments commencing on 10/7/2027.
/s/ Shantale Greenson, attorney-in-fact for Anne C. Whitaker10/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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