ALKAMI (NASDAQ: ALKT) CEO has 16,188 shares withheld for tax obligations

Rhea-AI Filing Summary

ALKAMI TECHNOLOGY, INC. Chief Executive Officer Alex Shootman reported a tax-related share disposition tied to equity compensation. The Form 4 shows that 16,188 shares of Common Stock were withheld by the company at $15.85 per share to cover his tax obligations when restricted stock units vested and settled. This was not an open-market sale, but an automatic withholding mechanism. After this event, Shootman directly holds 1,190,802 shares of Common Stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Shootman Alex

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	16,188	$15.85	$257K

Holdings After Transaction: Common Stock — 1,190,802 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares withheld for taxes: 16,188 shares Withholding price per share: $15.85 per share Shares held after transaction: 1,190,802 shares

3 metrics

Shares withheld for taxes 16,188 shares Withheld to satisfy tax obligations on RSU vesting

Withholding price per share $15.85 per share Value used for tax-withholding disposition

Shares held after transaction 1,190,802 shares Direct Common Stock ownership after withholding

Key Terms

restricted stock units, tax withholding obligations, Common Stock

3 terms

restricted stock units financial

"in connection with the vesting and settlement of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations"

Common Stock financial

"Represents shares withheld by the Issuer to satisfy"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shootman Alex

(Last) (First) (Middle)

C/O ALKAMI TECHNOLOGY, INC.

5601 GRANITE PARKWAY, SUITE 120

(Street)

PLANO TEXAS 75024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/08/2026		F		16,188	D	$15.85(1)	1,190,802	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Remarks:

	/s/ Douglas A. Linebarger, as Attorney-in-Fact for Alex Shootman	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ALKT CEO Alex Shootman report on this Form 4?

Alex Shootman reported a tax-withholding disposition of ALKAMI TECHNOLOGY, INC. shares. The company withheld 16,188 Common Stock shares to satisfy his tax obligations when restricted stock units vested and settled, rather than him selling shares on the open market.

Was Alex Shootman’s ALKT transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 16,188 ALKAMI TECHNOLOGY, INC. shares were withheld by the issuer to cover Alex Shootman’s tax withholding obligations related to the vesting and settlement of restricted stock units granted as equity compensation.

How many ALKT shares were involved in the CEO’s tax withholding event?

The filing shows that 16,188 shares of ALKAMI TECHNOLOGY, INC. Common Stock were withheld. These shares were used to satisfy Alex Shootman’s tax obligations when his restricted stock units vested, according to the footnote describing the nature of the disposition.

What is Alex Shootman’s ALKT share ownership after this Form 4 transaction?

After the reported tax-withholding disposition, Alex Shootman directly holds 1,190,802 shares of ALKAMI TECHNOLOGY, INC. Common Stock. This figure reflects his remaining direct ownership immediately following the withholding of 16,188 shares for tax purposes tied to equity vesting.

What triggered the tax-withholding disposition of ALKT shares for the CEO?

The withholding was triggered by the vesting and settlement of restricted stock units. When these units converted into ALKAMI TECHNOLOGY, INC. shares, the issuer withheld 16,188 shares to satisfy Alex Shootman’s tax withholding obligations associated with that equity compensation event.