Welcome to our dedicated page for ALKAMI TECHNOLOGY SEC filings (Ticker: ALKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alkami Technology, Inc. filings document the public-company disclosures of a cloud-based digital banking software provider serving U.S. banks and credit unions. The company’s 8-K reports cover operating results, Regulation FD investor presentations, material agreements, credit agreement amendments, and capital actions involving its common stock.
Alkami’s proxy and governance filings address annual meeting matters, board composition, committee assignments, director compensation, executive compensation, and related corporate-governance disclosures. The filing record also documents capital-structure matters, share repurchase authorization, and formal exhibits tied to its financing arrangements and SaaS-based digital sales and service business.
Linville Judson C reported acquisition or exercise transactions in this Form 4 filing.
ALKAMI TECHNOLOGY, INC. director Judson C. Linville reported receiving a grant of 457 shares of common stock as compensation, at a stated price of $0.00 per share. After this award, he directly holds 20,780 shares. According to the disclosure, he elected to defer receipt of these shares under the company’s 2021 Incentive Award Plan, making this a structured, plan-based equity grant rather than an open-market transaction.
Alvarez Maria Ines reported acquisition or exercise transactions in this Form 4 filing.
ALKAMI TECHNOLOGY, INC. director Maria Ines Alvarez reported receiving an award of 685 shares of Common Stock, recorded at a price of $0.00 per share. This is a compensation-related grant, not an open-market purchase. Following the award, she holds 70,594 shares directly. The filing notes she elected to defer receipt of these shares under the company’s 2021 Incentive Award Plan.
Mitchell Steven R reported acquisition or exercise transactions in this Form 4 filing.
ALKAMI TECHNOLOGY, INC. director Steven R. Mitchell reported an equity award and updated share holdings. He received a grant of 533 shares of common stock with no cash paid per share, increasing his direct holdings to 98,026 shares.
The filing also reports 2,521,611 shares of common stock held indirectly through ARG Private Equity II, LLC, an entity with which Mitchell is associated. He may be deemed to have beneficial ownership of those shares but disclaims beneficial ownership except to the extent of his pecuniary interest.
SMITH BRIAN R reported acquisition or exercise transactions in this Form 4 filing.
ALKAMI TECHNOLOGY, INC. director and 10% owner Brian R. Smith received a grant of 1,180 shares of Common Stock at $0.00 per share as a compensation award. He elected to defer receipt of these shares under the 2021 Incentive Award Plan. Following the grant, he holds 565,722 shares directly and 14,218,240 shares indirectly through S3 Ventures Fund III, L.P., with associated entities and Smith disclaiming beneficial ownership beyond their pecuniary interests.
JANA Partners Management, LP has disclosed a significant activist stake in Alkami Technology, Inc. common stock. JANA reports beneficial ownership of 6,747,707 shares, representing 6.3% of Alkami’s outstanding common stock, acquired for an aggregate purchase price of approximately $138 million.
JANA states it believes Alkami’s shares are undervalued and an attractive investment opportunity. It has held, and plans to continue, discussions with Alkami’s board and management about exploring a potential sale of the company, corporate governance matters, and board leadership, while also holding additional economic exposure through cash-settled swaps.
ALKAMI TECHNOLOGY, INC. Chief Executive Officer Alex Shootman reported a tax-related share disposition tied to equity compensation. The Form 4 shows that 16,188 shares of Common Stock were withheld by the company at $15.85 per share to cover his tax obligations when restricted stock units vested and settled. This was not an open-market sale, but an automatic withholding mechanism. After this event, Shootman directly holds 1,190,802 shares of Common Stock.
ALKAMI TECHNOLOGY, INC. Chief Legal Officer Douglas A. Linebarger reported a routine tax-related share disposition. On June 1, 2026, 5,819 shares of common stock were withheld by the company at $18.95 per share to cover his tax obligations from vesting restricted stock units. After this withholding, he directly holds 344,646 shares of Alkami common stock. This was not an open-market sale, but an automatic mechanism to satisfy taxes due on equity compensation.
ALKAMI TECHNOLOGY, INC. Chief Executive Officer Alex Shootman reported a routine tax-related share disposition. The company withheld 5,205 shares of common stock at $18.95 per share to cover his tax withholding obligations arising from the vesting and settlement of restricted stock units. After this withholding, he directly holds 1,206,990 shares of common stock, which includes 1,221 shares acquired through the company’s employee stock purchase plan.
ALKAMI TECHNOLOGY, INC. Chief Financial Officer Cassandra Hudson reported a tax-related share disposition. On the vesting and settlement of restricted stock units, 6,122 shares of common stock were withheld by the company to satisfy her tax withholding obligations at a price of $18.95 per share. This was not an open-market sale. After this withholding, she directly owned 280,635 shares of Alkami common stock.
ALKAMI TECHNOLOGY, INC. Chief Accounting Officer Prerna Sachdeva had 1,370 shares of common stock withheld at $18.95 per share to cover tax obligations tied to vesting restricted stock units. After this tax-withholding disposition, she directly holds 86,422 shares, so this is a routine compensation-related event rather than an open-market sale.