STOCK TITAN

Alkami Technology (ALKT) director reports 396-share equity award on Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alkami Technology director Steven R. Mitchell reported receiving 396 shares of common stock on January 5, 2026, at a price of $0 per share. These shares were elected to be deferred under the company’s 2021 Incentive Award Plan and increased his directly held position to 85,612 common shares. In addition, 2,521,611 common shares are reported as indirectly owned through ARG Private Equity II, LLC, where he serves as an adviser. He may be deemed to have beneficial ownership of those indirect shares but expressly disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mitchell Steven R

(Last) (First) (Middle)
C/O ARGONAUT PRIVATE EQUITY
7030 S. YALE AVE., STE. 810

(Street)
TULSA OK 74136

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/05/2026 A 396(1) A $0 85,612 D
Common Stock 2,521,611 I See footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
2. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
Remarks:
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Steven R. Mitchell 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Alkami Technology (ALKT) report for Steven R. Mitchell?

Director Steven R. Mitchell reported an acquisition of 396 shares of Alkami Technology common stock on January 5, 2026, at a reported price of $0 per share.

How many Alkami Technology shares does Steven R. Mitchell hold directly after this Form 4?

After the reported transaction, Steven R. Mitchell directly holds 85,612 shares of Alkami Technology common stock.

Were the newly acquired Alkami (ALKT) shares part of an incentive plan?

Yes. The filing states that Mitchell elected to defer receipt of the 396 shares under the terms of Alkami’s 2021 Incentive Award Plan.

What indirect Alkami Technology holdings are associated with Steven R. Mitchell?

The filing lists 2,521,611 shares of Alkami common stock held indirectly through ARG Private Equity II, LLC ("APE II"), where Mitchell serves as an adviser.

Does Steven R. Mitchell claim full beneficial ownership of the Alkami shares held by ARG Private Equity II, LLC?

No. The filing explains that the shares are held by APE II and that Mitchell disclaims beneficial ownership of those shares except to the extent of his pecuniary interest.

Is this Alkami Technology Form 4 filed for one reporting person or a group?

The document indicates that the Form 4 is filed by one reporting person, namely Steven R. Mitchell, who serves as a director of Alkami Technology.

Alkami Technology, Inc.

NASDAQ:ALKT

View ALKT Stock Overview

ALKT Rankings

ALKT Latest News

ALKT Latest SEC Filings

ALKT Stock Data

1.81B
67.03M
Software - Application
Services-prepackaged Software
Link
United States
PLANO