ALKAMI (ALKT) CEO has 5,205 shares withheld to cover RSU tax bill

Rhea-AI Filing Summary

ALKAMI TECHNOLOGY, INC. Chief Executive Officer Alex Shootman reported a routine tax-related share disposition. The company withheld 5,205 shares of common stock at $18.95 per share to cover his tax withholding obligations arising from the vesting and settlement of restricted stock units. After this withholding, he directly holds 1,206,990 shares of common stock, which includes 1,221 shares acquired through the company’s employee stock purchase plan.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Shootman Alex

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	5,205	$18.95	$99K

Holdings After Transaction: Common Stock — 1,206,990 shares (Direct, null)

Footnotes (1)

1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units. Includes 1,221 shares acquired under the Issuer's employee stock purchase plan.

Key Figures

Shares withheld for taxes: 5,205 shares Withholding price: $18.95 per share Shares held after transaction: 1,206,990 shares +1 more

4 metrics

Shares withheld for taxes 5,205 shares Withheld to satisfy tax obligations on RSU vesting

Withholding price $18.95 per share Price used for tax-withholding share disposition

Shares held after transaction 1,206,990 shares Direct common stock holdings following tax withholding

ESPP shares included 1,221 shares Shares acquired under employee stock purchase plan, included in total

Key Terms

restricted stock units, tax withholding obligations, employee stock purchase plan, Common Stock

4 terms

restricted stock units financial

"in connection with the vesting and settlement of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"to satisfy the Reporting Person's tax withholding obligations in connection with the vesting"

employee stock purchase plan financial

"Includes 1,221 shares acquired under the Issuer's employee stock purchase plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Common Stock financial

"Represents shares withheld by the Issuer to satisfy the Reporting Person's tax"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shootman Alex

(Last) (First) (Middle)

C/O ALKAMI TECHNOLOGY, INC.

5601 GRANITE PARKWAY, SUITE 120

(Street)

PLANO TEXAS 75024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		F		5,205(1)	D	$18.95	1,206,990(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

2. Includes 1,221 shares acquired under the Issuer's employee stock purchase plan.

Remarks:

	/s/ Douglas A. Linebarger, as Attorney-in-Fact for Alex Shootman	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ALKT CEO Alex Shootman report on this Form 4?

Alex Shootman reported a tax-related share disposition. The issuer withheld 5,205 shares of common stock at $18.95 per share to satisfy his tax obligations tied to vesting restricted stock units, rather than an open-market sale or discretionary trade.

Was the ALKT Form 4 transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 5,205 shares were withheld by the issuer to cover Alex Shootman’s tax withholding obligations from restricted stock unit vesting, a mechanical payroll-like process rather than a discretionary market sale.

How many ALKT shares does Alex Shootman hold after the reported transaction?

After the tax withholding transaction, Alex Shootman directly holds 1,206,990 shares of ALKAMI TECHNOLOGY, INC. common stock. This total includes 1,221 shares that he previously acquired through the company’s employee stock purchase plan, according to the filing footnotes.

What price per share was used for the ALKT tax withholding transaction?

The tax withholding transaction used a price of $18.95 per share. At that price, 5,205 shares of ALKAMI TECHNOLOGY, INC. common stock were withheld by the issuer to satisfy Alex Shootman’s tax obligations related to restricted stock unit vesting.

What triggered the tax withholding share disposition reported by ALKT?

The disposition was triggered by the vesting and settlement of restricted stock units. To meet Alex Shootman’s tax withholding obligations from this RSU vesting, the issuer retained 5,205 shares of common stock instead of him receiving those shares outright.

Does the ALKT Form 4 mention shares from an employee stock purchase plan?

Yes, a footnote states that Shootman’s holdings include 1,221 shares acquired under ALKAMI TECHNOLOGY, INC.’s employee stock purchase plan. These shares are part of his total post-transaction direct ownership of 1,206,990 common shares.