Alkami CAO has shares withheld for taxes

ALKAMI TECHNOLOGY, INC.

Accepted by SEC EDGAR 06/03/2026 - 07:16 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ALKAMI TECHNOLOGY, INC. Chief Accounting Officer Prerna Sachdeva had 1,370 shares of common stock withheld at $18.95 per share to cover tax obligations tied to vesting restricted stock units. After this tax-withholding disposition, she directly holds 86,422 shares, so this is a routine compensation-related event rather than an open-market sale.

Insider Trade Summary

Exercise Price or Tax Liability: 1,370 shares

Exercise Price or Tax Liability 1 txn

Insider Sachdeva Prerna

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	1,370	$18.95	$26K

Holdings After Transaction: Common Stock — 86,422 shares (Direct)

Holdings Before and After: Common Stock, 87,792 to 86,422 shares (Direct)

Footnotes (1)

1. F1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Key Figures

Tax-withheld shares: 1,370 shares Withholding price: $18.95 per share Shares held after transaction: 86,422 shares

3 metrics

Tax-withheld shares 1,370 shares Common stock withheld to cover RSU tax obligations

Withholding price $18.95 per share Value used for tax-withholding disposition

Shares held after transaction 86,422 shares Direct common stock holdings following tax withholding

Key Terms

restricted stock units, tax withholding obligations, tax-withholding disposition

3 terms

restricted stock units financial

"in connection with the vesting and settlement of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"to satisfy the Reporting Person's tax withholding obligations in connection with the vesting"

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ALKT Chief Accounting Officer report on this Form 4?

The filing reports a tax-withholding disposition of 1,370 Alkami Technology common shares. These shares were withheld by the company to satisfy Prerna Sachdeva’s tax obligations related to the vesting and settlement of restricted stock units, not sold in the open market.

How many ALKT shares were withheld for taxes and at what price?

Alkami Technology withheld 1,370 common shares at $18.95 per share. This withholding satisfies the Chief Accounting Officer’s tax obligations arising from restricted stock units vesting, functioning as a non-cash method to pay required taxes on equity compensation.

How many Alkami Technology (ALKT) shares does the insider hold after this transaction?

After the tax-withholding transaction, Prerna Sachdeva directly holds 86,422 Alkami Technology common shares. This figure reflects her remaining equity position following the withholding of 1,370 shares used to cover tax obligations on vested restricted stock units.

Was the ALKT insider transaction a market sale or just tax withholding?

The transaction was only tax withholding, not an open-market sale. Shares were retained by Alkami Technology to satisfy the insider’s tax obligations associated with restricted stock unit vesting, a common administrative step in equity compensation plans.

Who is the ALKT insider involved in this Form 4 tax-withholding event?

The reporting person is Prerna Sachdeva, Chief Accounting Officer of Alkami Technology. She is an officer but not a director or 10% owner, and this Form 4 reflects routine tax-withholding tied to her compensated restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sachdeva Prerna

(Last) (First) (Middle)

C/O ALKAMI TECHNOLOGY, INC.

5601 GRANITE PARKWAY, SUITE 120

(Street)

PLANO TEXAS 75024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/01/2026		F		1,370(1)	D	$18.95	86,422	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Remarks:

	/s/ Douglas A. Linebarger, as Attorney-in-Fact for Prerna Sachdeva	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)